Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

St. James's Place PLC Major Shareholding Notification 2014

Jun 6, 2014

5242_mrq_2014-06-06_732fb85c-2d29-449c-9a24-632a8834db45.html

Major Shareholding Notification

Open in viewer

Opens in your device viewer

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i
1. Identity of the issuer or the underlying issuer

of existing shares to which voting rights are

attached: ii
2 Reason for the notification (please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
An event changing the breakdown of voting rights
Other (please specify):
3. Full name of person(s) subject to the

notification obligation: iii
FMR LLC
4. Full name of shareholder(s)

(if different from 3.):iv
See Section 9
5. Date of the transaction and date on

which the threshold is crossed or

reached: v
5th June 2014
6. Date on which issuer notified: 6th June 2014
7. Threshold(s) that is/are crossed or

reached: vi, vii
5%
8. Notified details:
A: Voting rights attached to shares viii, ix
Class/type of

shares



if possible using

the ISIN CODE
Situation previous

to the triggering

transaction
Resulting situation after the triggering transaction
Number

of

Shares
Number

of

Voting

Rights
Number

of shares
Indirect Direct xi Indirect xii Direct
GB0007669376 25,657,305 25,657,305 26,126,505
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial

instrument
Expiration

date xiii
Exercise/

Conversion Period xiv
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi
Resulting situation after the triggering transaction
Type of financial

instrument
Exercise price Expiration date xvii Exercise/

Conversion period xviii
Total (A+B+C)
Number of voting rights
26,126,505

9. Chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held, if applicable: xxi

Sum of Factored Shares Held
Custodian Day to Day IM Total
BANK OF NEW YORK MELLON PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 151,300
BROWN BROTHERS HARRIMAN AND CO FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 683,624
PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 28,200
PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 798,400
JPMORGAN CHASE BANK FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 4,272,605
FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 11,708,900
MELLON BANK NA (C) PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 397,900
NORTHERN TRUST CO (C) FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 5,676,000
FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 177,576
PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 447,900
STATE STREET BANK AND TR CO FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 897,100
PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 311,700
PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 575,300
Grand Total 26,126,505
Proxy Voting:
10. Name of the proxy holder:
11. Number of voting rights proxy holder will acquire:
12. Date on which proxy holder will acquire voting rights:
13. Additional information: Notification made using the total voting rights figure of 518,421,814
14. Contact name: Shelley Muller

Kay Fraser (SJP)
15. Contact telephone number: [email protected], 01737 837216

01285 878762