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St. James's Place PLC — Major Shareholding Notification 2014
Jun 6, 2014
5242_mrq_2014-06-06_732fb85c-2d29-449c-9a24-632a8834db45.html
Major Shareholding Notification
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| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
FMR LLC | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
See Section 9 | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
5th June 2014 | ||||
| 6. Date on which issuer notified: | 6th June 2014 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
5% |
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
|||||||||||||
| Indirect | Direct xi | Indirect xii | Direct | ||||||||||||
| GB0007669376 | 25,657,305 | 25,657,305 | 26,126,505 | ||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
|||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | |||||||||||||||
| 26,126,505 |
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable: xxi
| Sum of Factored Shares Held | |||||
| Custodian | Day to Day IM | Total | |||
| BANK OF NEW YORK MELLON | PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. | 151,300 | |||
| BROWN BROTHERS HARRIMAN AND CO | FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. | 683,624 | |||
| PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. | 28,200 | ||||
| PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY | 798,400 | ||||
| JPMORGAN CHASE BANK | FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. | 4,272,605 | |||
| FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. | 11,708,900 | ||||
| MELLON BANK NA (C) | PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. | 397,900 | |||
| NORTHERN TRUST CO (C) | FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. | 5,676,000 | |||
| FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. | 177,576 | ||||
| PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. | 447,900 | ||||
| STATE STREET BANK AND TR CO | FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. | 897,100 | |||
| PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. | 311,700 | ||||
| PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY | 575,300 | ||||
| Grand Total | 26,126,505 |
| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will acquire: | |||
| 12. Date on which proxy holder will acquire voting rights: | |||
| 13. Additional information: | Notification made using the total voting rights figure of 518,421,814 | ||
| 14. Contact name: | Shelley Muller Kay Fraser (SJP) |
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| 15. Contact telephone number: | [email protected], 01737 837216 01285 878762 |
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