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St. James's Place PLC — Major Shareholding Notification 2014
May 19, 2014
5242_mrq_2014-05-19_b73c5af2-9baf-489a-a487-c60f4f02ca71.html
Major Shareholding Notification
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| For filings with the FCA include the annex | |
| For filings with issuer exclude the annex |
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
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| 2. Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached. | ||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: |
Legal & General Group Plc (L&G) | |||
| 4. Full name of shareholder(s) (if different from 3.): |
N/A | |||
| 5. Date of the transaction and date on which the threshold is crossed or reached: |
15 May 2014 | |||
| 6. Date on which issuer notified: | 16 May 2014 | |||
| 7. Threshold(s) that is/are crossed or reached: |
L&G (Below 3%) |
| 8. Notified details: | |||||||||||||
| A: Voting rights attached to shares | |||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
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| Direct | Indirect | Direct | |||||||||||
| ORD GBP0.15 | 15,475,292 (As of 20/03/2014) |
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| B: Qualifying Financial Instruments | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
||||||||||
| Total (A+B+C) | |||||||||||||
| Number of voting rights | |||||||||||||
| L & G (Below 3%) |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
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| Legal & General Group Plc (Direct and Indirect) (Group) ( Below 5% = Total Position) Legal & General Investment Management (Holdings) Limited (LGIMH) (Direct and Indirect) ( Below 5% = Total Position) Legal & General Investment Management Limited (Indirect) (LGIM) ( Below 5% = Total Position) Legal & General Group Plc (Direct) (L&G) ( Below 3% = LGAS, LGPL & PMC) Legal & General Investment Management (Holdings) Limited (Direct) (LGIMHD) Legal & General Insurance Holdings Limited (Direct) (LGIH) Legal & General Assurance (Pensions Management) Limited (PMC) Legal & General Assurance Society Limited (LGAS & LGPL) Legal & General Pensions Limited (Direct) (LGPL) |
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| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will cease to hold: |
|||
| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | Notification using the total voting rights figure of 518,086,687 | ||
| 14. Contact name: | Angela Hayter (LGIM) Kay Fraser (SJP) |
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| 15. Contact telephone number: | 020 3124 3851 01285 878762 |
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