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St. James's Place PLC — Major Shareholding Notification 2014
May 17, 2014
5242_mrq_2014-05-17_0e6cb153-7c42-40f1-a408-9da0083af326.html
Major Shareholding Notification
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National Storage Mechanism | Additional information
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| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
FMR LLC | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
See Section 9 | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
15 May 2014 | ||||
| 6. Date on which issuer notified: | 16 May 2014 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
5% |
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
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| Indirect | Direct xi | Indirect xii | Direct | ||||||||||||
| GB0007669376 | 26,093,105 | 26,093,105 | 25,899,705 | ||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
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| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
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| Total (A+B+C) | |||||||||||||||
| Number of voting rights | |||||||||||||||
| 25,899,705 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| Sum of Factored Shares Held Custodian Day to Day IM Total BANK OF NEW YORK MELLON PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 151,300 BROWN BROTHERS HARRIMAN AND CO FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 13,800 FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 683,624 PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 28,200 PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 798,400 JPMORGAN CHASE BANK FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 3,803,405 FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 11,708,900 MELLON BANK NA (C) PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 397,900 NORTHERN TRUST CO (C) FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 5,676,000 FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 177,576 PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 493,400 STATE STREET BANK AND TR CO FMR UK-FIDELITY MANAGEMENT & RESEARCH (U.K.) INC. 183,100 FMRC-FIDELITY MANAGEMENT & RESEARCH COMPANY INC. 897,100 PGALLC-PYRAMIS GLOBAL ADVISORS, LLC. 174,200 PGATC-PYRAMIS GLOBAL ADVISORS TRUST COMPANY 712,800 Grand Total 25,899,705 |
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| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will dispose: | |||
| 12. Date on which proxy holder will dispose voting rights: | |||
| 13. Additional information: | Notification using the Total Voting Rights figure of 518,086,687 | ||
| 14. Contact name: | Shelley Muller Kay Fraser |
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| 15. Contact telephone number: | [email protected], 01737 837216 Tel: 01285 87 87 62 |
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