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St. James's Place PLC — Major Shareholding Notification 2013
Aug 29, 2013
5242_mrq_2013-08-29_a9319e52-5fe7-4001-aca2-5eb746b8ff0c.html
Major Shareholding Notification
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| For filings with the FCA include the annex | |||||
| For filings with issuer exclude the annex | |||||
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i | |||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
|||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | |||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Lloyds Banking Group plc | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv |
See Section 9 | ||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
28 August 2013 | ||||
| 6. Date on which issuer notified: | 29 August 2013 | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Direct / Indirect holdings increased to above 22% |
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
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| Number of Shares |
Number of Voting Rights |
Number of shares |
|||||||||||||
| Direct | Direct xi | Indirect xii | Direct | ||||||||||||
| ORD GBP0.15 | 110,232,476 | 110,232,476 | |||||||||||||
| GB0007669376 | |||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
|||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | |||||||||||||||
| 113,455,143 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| 108,554,259 shares (21.124%) are under the control of HBOS Insurance & Investment Group Limited, a wholly owned subsidiary of HBOS plc, a wholly owned subsidiary of Lloyds TSB Bank Plc, a wholly owned subsidiary of Lloyds Banking Group plc (Direct Interests). | |||
| Proxy Voting: | |||
| 10. Name of the proxy holder: | |||
| 11. Number of voting rights proxy holder will cease to hold: |
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| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | Notification using the Total Voting Rights figure of 513,882,696 | ||
| 14. Contact name: | Andrew Kellett (Llloyds Banking Group) Jayne Meacham (St. James’s Place plc) |
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| 15. Contact telephone number: | 0113 235 7729 01285 878762 |
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