St. James's Place PLC — Director's Dealing 2023

Mar 27, 2023

National Storage Mechanism | Additional information

RNS Number : 3295U

St. James's Place PLC

27 March 2023

NOTIFICATION AND PUBLIC DISCLOSURE OF TRANSACTIONS BY PERSONS DISCHARGING MANAGERIAL RESPONSIBILITIES AND PERSONS CLOSELY ASSOCIATED WITH THEM

This announcement is made in accordance with the UK Market Abuse Regulation (Regulation (EU) 596/2014, as it forms part of domestic law by virtue of the European Union (Withdrawal) Act 2018).

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Andrew Croft

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Executive Officer

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	28,445

d)

Aggregated information:

- Aggregated volume

- Price  

28,445

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Craig Gentle

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Financial Officer

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	20,567

d)

Aggregated information:

- Aggregated volume

- Price  

20,567

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Election to acquire shares under the St. James's Place Share Incentive Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£11.9333	165

d)

Aggregated information:

- Aggregated volume

- Price  

165

£1,968.99

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Tom Beal

2

Reason for the notification  

a)

Position/status  

PDMR/ Director, Investments

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	10,907

d)

Aggregated information:

- Aggregated volume

- Price  

10,907

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Peter Edwards

2

Reason for the notification  

a)

Position/status  

PDMR/Partnership Director

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	17,634

d)

Aggregated information:

- Aggregated volume

- Price  

17,634

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Grant of options to acquire shares under the St. James's Place Sharesave Option Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£9.88	910

d)

Aggregated information:

- Aggregated volume

- Price  

910

£8,990.80

e)

Date of the transaction

23 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Election to acquire shares under the St. James's Place Share Incentive Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£11.9333	165

d)

Aggregated information:

- Aggregated volume

- Price  

165

£1,968.99

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Elizabeth Kelly

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Corporate Affairs & People Officer

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	14,709

d)

Aggregated information:

- Aggregated volume

- Price  

14,709

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Grant of options to acquire shares under the St. James's Place Sharesave Option Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£9.88	364

d)

Aggregated information:

- Aggregated volume

- Price  

364

£3,596.32

e)

Date of the transaction

23 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Election to acquire shares under the St. James's Place Share Incentive Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£11.9333	165

d)

Aggregated information:

- Aggregated volume

- Price  

165

£1,968.99

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Ian MacKenzie

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Operations & Technology Officer

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	17,634

d)

Aggregated information:

- Aggregated volume

- Price  

17,634

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Grant of options to acquire shares under the St. James's Place Sharesave Option Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£9.88	182

d)

Aggregated information:

- Aggregated volume

- Price  

182

£1,798.16

e)

Date of the transaction

23 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 3

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Election to acquire shares under the St. James's Place Share Incentive Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£11.9333	165

d)

Aggregated information:

- Aggregated volume

- Price  

165

£1,968.99

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Iain Rayner

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Operating Officer

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

Transaction 1

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	17,634

d)

Aggregated information:

- Aggregated volume

- Price  

17,634

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

Transaction 2

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Election to acquire shares under the St. James's Place Share Incentive Plan

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£11.9333	165

d)

Aggregated information:

- Aggregated volume

- Price  

165

£1,968.99

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

XLON

1 

Details of the person discharging managerial responsibilities/person closely associated 

a)

Name

Mark Sutton

2

Reason for the notification  

a)

Position/status  

PDMR/Chief Risk Officer

b)

Initial notification /Amendment

Initial notification

3 

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

St. James's Place plc

b)

LEI

213800M993ICXOMBCP87

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary shares of 15p each

GB0007669376

b)

Nature of the transaction 

Award of shares under the St. James's Place Deferred Bonus Plan, subject to forfeiture until 24 March 2026 

c)

Price(s) and volume(s)

Price(s)	Volume(s)
£nil	12,106

d)

Aggregated information:

- Aggregated volume

- Price  

12,106

£nil

e)

Date of the transaction

24 March 2023

f)

Place of the transaction

Outside a trading venue

Classification: 

3.1 Additional regulated information required to be disclosed under the laws of a Member State

Date of notification:

27 March 2023

Contact:

Company Secretary, +44 (0) 1285 717237

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