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ST BARBARA LIMITED — Major Shareholding Notification 2023
Oct 1, 2023
65749_rns_2023-10-01_a77259f2-0a85-4584-8e3e-1fc0b465f245.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | ST BARBARA LTD |
|---|---|
| ACN/ARSN | 009 165 066 |
| 1. Details of substantial holder(1) | |
| Name | BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures |
| ACN/ARSN (if applicable) | to this form) |
| There was a change in the interests of thesubstantial holder on | 28 / 09 / 2023 |
|---|---|
| The previous notice was given to the company on | $18$ / 08 / 2023 |
| The previous notice was dated | 16 / 08 / 2023 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now r
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| ORD | 49,727,486 | 16.08 | 41,087,137 | 15.02 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give
| Date ofchange | Person whoserelevant interestchanged | Nature ofchange (6) | Considerationgiven in relationto change (7) | Class andnumber ofsecuritiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| See Annexure A | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder ofrelevantinterest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person's votes |
|---|---|---|---|---|---|
| See Annexure B | |||||
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Annexure C | |
Signature
capacity *Authorised Signatory print name Tevin Murray
sign here
$10 / 2023$ date $02 /$
* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
- $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
- $(6)$ Include details of:
- $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- $(8)$ If the substantial holder is unable to determine the identity of the person (eq. if the relevant interest arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
This is Annexure A of 2 pages referred to in form 604 Notice of change of interests of substantial shareholder
| 02-Oct-23 | |
|---|---|
| Tevin Murray, | Date |
| Authorised Signatory |
5. Consideration
| ST BARBARA LTD (SBM) | |||||||
|---|---|---|---|---|---|---|---|
| Date of Change | Person whose relevant interestchanged | Nature of change (6) /Consideration given in relation tochange (7) | CCY | Class and number ofsecurities affected | Person'svotesaffected | ||
| 17-Aug-23 | BlackRock Investment Management(Australia) Limited | on mkt buy | 0.21 | AUD | ORD | 16,594 | 16,594 |
| 17-Aug-23 | BlackRock Investment Management(Australia) Limited | on mkt buy | 0.21 | AUD | ORD | 486,855 | 486,855 |
| 17-Aug-23 | BlackRock Advisors (UK) Limited | on mkt sell | 0.21 | AUD | ORD | -9,048 | -9,048 |
| 18-Aug-23 | BlackRock Investment Management | on mkt buy | 0.21 | AUD | ORD | 358,822 | 358,822 |
| (Australia) Limited | |||||||
| 21-Aug-23 | BlackRock Investment Management(Australia) Limited | on mkt buy | 0.20 | AUD | ORD | 372,672 | 372,672 |
| 21-Aug-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.20 | AUD | ORD | -14,234 | -14,234 |
| 25-Aug-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.18 | AUD | ORD | -136,375 | -136,375 |
| 25-Aug-23 | BlackRock Advisors (UK) Limited | on mkt sell | 0.18 | AUD | ORD | -27,144 | -27,144 |
| 29-Aug-23 | BlackRock Investment Management | on mkt buy | 0.19 | AUD | ORD | 20,135 | 20,135 |
| (Australia) Limited | |||||||
| 31-Aug-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.20 | AUD | ORD | -132,349 | -132,349 |
| 01-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt buy | 0.20 | AUD | ORD | 37,843 | 37,843 |
| 06-Sep-23 | BlackRock Advisors (UK) Limited | on mkt buy | 0.19 | AUD | ORD | 18,092 | 18,092 |
| 06-Sep-23 | BlackRock Investment Management | on mkt buy | 0.19 | AUD | ORD | 42,036 | 42,036 |
| (Australia) Limited | |||||||
| 08-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -13,368 | -13,368 |
| 12-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -298,861 | -298,861 |
| 12-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -109,457 | -109,457 |
| 12-Sep-23 | BlackRock Advisors (UK) Limited | on mkt buy | 0.19 | AUD | ORD | 13,569 | 13,569 |
| 13-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -81,687 | -81,687 |
| 13-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -29,918 | -29,918 |
| 13-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -27,886 | -27,886 |
| 13-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -10,214 | -10,214 |
| 13-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -56,939 | -56,939 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -146,579 | -146,579 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -397,412 | -397,412 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -377,688 | -377,688 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -1,304,392 | -1,304,392 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -1,331,966 | -1,331,966 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -30,594 | -30,594 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -435,391 | -435,391 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -440,543 | -440,543 |
| 15-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -296,327 | -296,327 |
| 19-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.20 | AUD | ORD | -36,759 | -36,759 |
| Date of Change | Person whose relevant interestchanged | change (7) | Nature of change (6) /Consideration given in relation to | CCY | securities affected | Class and number of | Person'svotesaffected |
|---|---|---|---|---|---|---|---|
| 19-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.20 | AUD | ORD | -13,463 | -13,463 |
| 19-Sep-23 | BlackRock Advisors (UK) Limited | on mkt buy | 0.20 | AUD | ORD | 4,524 | 4,524 |
| 20-Sep-23 | BlackRock Advisors (UK) Limited | on mkt buy | 0.19 | AUD | ORD | 13,572 | 13,572 |
| 20-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -134,238 | -134,238 |
| 20-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -28,515 | -28,515 |
| 21-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.20 | AUD | ORD | -597,364 | -597,364 |
| 22-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -196,749 | -196,749 |
| 22-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -324,797 | -324,797 |
| 22-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -339,362 | -339,362 |
| 22-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -78,331 | -78,331 |
| 25-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -871,534 | -871,534 |
| 26-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -20,830 | -20,830 |
| 26-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -7,629 | -7,629 |
| 26-Sep-23 | BlackRock Advisors (UK) Limited | on mkt sell | 0.19 | AUD | ORD | -13,572 | -13,572 |
| 27-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.18 | AUD | ORD | -264,941 | -264,941 |
| 27-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -133,166 | -133,166 |
| 27-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.19 | AUD | ORD | -26,528 | -26,528 |
| 28-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.18 | AUD | ORD | -187,471 | -187,471 |
| 28-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.18 | AUD | ORD | -68,661 | -68,661 |
| 28-Sep-23 | BlackRock Investment Management(Australia) Limited | on mkt sell | 0.18 | AUD | ORD | -552,049 | -552,049 |
| 28-Sep-23 | BlackRock Advisors (UK) Limited | on mkt sell | 0.18 | AUD | ORD | -407,160 | -407,160 |
| 28-Sep-23 | BlackRock Advisors (UK) Limited | on mkt sell | 0.18 | AUD | ORD | -13,572 | -13,572 |
02-Oct-23 Tevin Murray, Authorised Signatory Date
4. Details of present registered holders
| Holder of RelevantInterests | Registered Holder ofSecurities | Person entitled to beregistered as holder (8) | Nature of Relevant Interest (6) | Class and number ofSecurities | Person'svotes | Nature ofAssociation | |
|---|---|---|---|---|---|---|---|
| BlackRock Advisors (UK)Limited | SSB-STATE STREETDUBLIN | Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. | ORD | 5,048,354 | 5,048,354 | Subsidiary ofBlackRock, Inc. | |
| BlackRock InvestmentManagement (Australia)Limited | CITI-CITIBANK, HONGKONG | Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. | ORD | 11,588,057 | 11,588,057 | Subsidiary ofBlackRock, Inc. | |
| BlackRock InvestmentManagement (Australia)Limited | CITI-Citigroup Australia -SYDNEY | Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. | ORD | 1,231,241 | 1,231,241 | Subsidiary ofBlackRock, Inc. | |
| BlackRock InvestmentManagement (Australia)Limited | JPM-JPM CHASE -SYDNEY | Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. | ORD | 15,102,251 | 15,102,251 | Subsidiary ofBlackRock, Inc. | |
| BlackRock InvestmentManagement (Australia)Limited | NAB-NATIONALAUSTRALIA BANKLIMITED - MELBOURNE | Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. | ORD | 8,117,234 | 8,117,234 | Subsidiary ofBlackRock, Inc. |
This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder
| 02-Oct-23 | |
|---|---|
| Tevin Murray, | Date |
| Authorised Signatory |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 50 Hudson YardsNew York, NY 10001 USA |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue.London, EC2N 2DL,United Kingdom |
| BlackRock Investment Management (Australia) Limited | Level 37 Chifley Tower, 2 Chifley Square,Sydney NSW 2000Australia |