Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ST BARBARA LIMITED Major Shareholding Notification 2023

Oct 1, 2023

65749_rns_2023-10-01_a77259f2-0a85-4584-8e3e-1fc0b465f245.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

Form 604

Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme ST BARBARA LTD
ACN/ARSN 009 165 066
1. Details of substantial holder(1)
Name BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures
ACN/ARSN (if applicable) to this form)
There was a change in the interests of thesubstantial holder on 28 / 09 / 2023
The previous notice was given to the company on $18$ / 08 / 2023
The previous notice was dated 16 / 08 / 2023

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now r

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORD 49,727,486 16.08 41,087,137 15.02

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give

Date ofchange Person whoserelevant interestchanged Nature ofchange (6) Considerationgiven in relationto change (7) Class andnumber ofsecuritiesaffected Person's votesaffected
See Annexure A

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder ofrelevantinterest Registeredholder ofsecurities Person entitledto be registeredas holder (8) Nature ofrelevantinterest (6) Class andnumber ofsecurities Person's votes
See Annexure B

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Annexure C

Signature

capacity *Authorised Signatory print name Tevin Murray

sign here

$10 / 2023$ date $02 /$

* At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an $(1)$ equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form
  • $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
  • $(4)$ The voting shares of a company constitute one class unless divided into separate classes.
  • $(5)$ The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
  • $(6)$ Include details of:
    • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
    • any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to $(b)$ which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • $(7)$ Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, becom'e entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • $(8)$ If the substantial holder is unable to determine the identity of the person (eq. if the relevant interest arises because of an option) write "unknown".
  • $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

This is Annexure A of 2 pages referred to in form 604 Notice of change of interests of substantial shareholder

02-Oct-23
Tevin Murray, Date
Authorised Signatory

5. Consideration

ST BARBARA LTD (SBM)
Date of Change Person whose relevant interestchanged Nature of change (6) /Consideration given in relation tochange (7) CCY Class and number ofsecurities affected Person'svotesaffected
17-Aug-23 BlackRock Investment Management(Australia) Limited on mkt buy 0.21 AUD ORD 16,594 16,594
17-Aug-23 BlackRock Investment Management(Australia) Limited on mkt buy 0.21 AUD ORD 486,855 486,855
17-Aug-23 BlackRock Advisors (UK) Limited on mkt sell 0.21 AUD ORD -9,048 -9,048
18-Aug-23 BlackRock Investment Management on mkt buy 0.21 AUD ORD 358,822 358,822
(Australia) Limited
21-Aug-23 BlackRock Investment Management(Australia) Limited on mkt buy 0.20 AUD ORD 372,672 372,672
21-Aug-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.20 AUD ORD -14,234 -14,234
25-Aug-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.18 AUD ORD -136,375 -136,375
25-Aug-23 BlackRock Advisors (UK) Limited on mkt sell 0.18 AUD ORD -27,144 -27,144
29-Aug-23 BlackRock Investment Management on mkt buy 0.19 AUD ORD 20,135 20,135
(Australia) Limited
31-Aug-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.20 AUD ORD -132,349 -132,349
01-Sep-23 BlackRock Investment Management(Australia) Limited on mkt buy 0.20 AUD ORD 37,843 37,843
06-Sep-23 BlackRock Advisors (UK) Limited on mkt buy 0.19 AUD ORD 18,092 18,092
06-Sep-23 BlackRock Investment Management on mkt buy 0.19 AUD ORD 42,036 42,036
(Australia) Limited
08-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -13,368 -13,368
12-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -298,861 -298,861
12-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -109,457 -109,457
12-Sep-23 BlackRock Advisors (UK) Limited on mkt buy 0.19 AUD ORD 13,569 13,569
13-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -81,687 -81,687
13-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -29,918 -29,918
13-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -27,886 -27,886
13-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -10,214 -10,214
13-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -56,939 -56,939
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -146,579 -146,579
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -397,412 -397,412
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -377,688 -377,688
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -1,304,392 -1,304,392
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -1,331,966 -1,331,966
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -30,594 -30,594
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -435,391 -435,391
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -440,543 -440,543
15-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -296,327 -296,327
19-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.20 AUD ORD -36,759 -36,759
Date of Change Person whose relevant interestchanged change (7) Nature of change (6) /Consideration given in relation to CCY securities affected Class and number of Person'svotesaffected
19-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.20 AUD ORD -13,463 -13,463
19-Sep-23 BlackRock Advisors (UK) Limited on mkt buy 0.20 AUD ORD 4,524 4,524
20-Sep-23 BlackRock Advisors (UK) Limited on mkt buy 0.19 AUD ORD 13,572 13,572
20-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -134,238 -134,238
20-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -28,515 -28,515
21-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.20 AUD ORD -597,364 -597,364
22-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -196,749 -196,749
22-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -324,797 -324,797
22-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -339,362 -339,362
22-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -78,331 -78,331
25-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -871,534 -871,534
26-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -20,830 -20,830
26-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -7,629 -7,629
26-Sep-23 BlackRock Advisors (UK) Limited on mkt sell 0.19 AUD ORD -13,572 -13,572
27-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.18 AUD ORD -264,941 -264,941
27-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -133,166 -133,166
27-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.19 AUD ORD -26,528 -26,528
28-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.18 AUD ORD -187,471 -187,471
28-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.18 AUD ORD -68,661 -68,661
28-Sep-23 BlackRock Investment Management(Australia) Limited on mkt sell 0.18 AUD ORD -552,049 -552,049
28-Sep-23 BlackRock Advisors (UK) Limited on mkt sell 0.18 AUD ORD -407,160 -407,160
28-Sep-23 BlackRock Advisors (UK) Limited on mkt sell 0.18 AUD ORD -13,572 -13,572

02-Oct-23 Tevin Murray, Authorised Signatory Date

4. Details of present registered holders

Holder of RelevantInterests Registered Holder ofSecurities Person entitled to beregistered as holder (8) Nature of Relevant Interest (6) Class and number ofSecurities Person'svotes Nature ofAssociation
BlackRock Advisors (UK)Limited SSB-STATE STREETDUBLIN Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. ORD 5,048,354 5,048,354 Subsidiary ofBlackRock, Inc.
BlackRock InvestmentManagement (Australia)Limited CITI-CITIBANK, HONGKONG Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. ORD 11,588,057 11,588,057 Subsidiary ofBlackRock, Inc.
BlackRock InvestmentManagement (Australia)Limited CITI-Citigroup Australia -SYDNEY Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. ORD 1,231,241 1,231,241 Subsidiary ofBlackRock, Inc.
BlackRock InvestmentManagement (Australia)Limited JPM-JPM CHASE -SYDNEY Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. ORD 15,102,251 15,102,251 Subsidiary ofBlackRock, Inc.
BlackRock InvestmentManagement (Australia)Limited NAB-NATIONALAUSTRALIA BANKLIMITED - MELBOURNE Power to control the exercise of a right to vote attached tosecurities and/or the power to dispose of securities held inits capacity as investment manager, reponsible entity ortrustee. ORD 8,117,234 8,117,234 Subsidiary ofBlackRock, Inc.

This is Annexure C of 1 page referred to in form 604 Notice of change of interests of substantial shareholder

02-Oct-23
Tevin Murray, Date
Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 50 Hudson YardsNew York, NY 10001 USA
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.London, EC2N 2DL,United Kingdom
BlackRock Investment Management (Australia) Limited Level 37 Chifley Tower, 2 Chifley Square,Sydney NSW 2000Australia