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ST BARBARA LIMITED — Major Shareholding Notification 2022
Nov 21, 2022
65749_rns_2022-11-21_52ee83b4-7475-4913-9300-d31328b0c707.pdf
Major Shareholding Notification
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Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme: | St Barbara Limited | |
|---|---|---|
| ACN/ARSN: | 009 165 066 | |
| 1. Details of substantial holder | ||
| Mitsubishi UFJ Financial Group, Inc.Name: | ||
| The holder ceased to be a substantial holder on: | 17 November 2022 | |
| The previous notice was given to the company on: | 21 November 2022 | |
| The previous notice was dated: | 21 November 2022 | |
| The holder became aware on: | 21 November 2022 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of change | Consideration given inrelation to change | Class andnumber ofsecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| See annexure A to | |||||
| this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
Dated 22 November 2022
Authorised signatory
Annexure A
This is annexure A of 7 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 22 November 2022
Authorised signatory Dated 22 November 2022
| Date of change | Person whose relevantinterest changed | Nature of change | Considerationgiven in relationto change | Class and number ofsecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 1,554.89 | 2,549 Ordinary Shares | 2,549 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 5,241.36 | 8,809 Ordinary Shares | 8,809 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 21,362.81 | 35,021 Ordinary Shares | 35,021 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 16,299.60 | 27,166 Ordinary Shares | 27,166 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 10,574.94 | 17,773 Ordinary Shares | 17,773 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 4,459.10 | 7,310 Ordinary Shares | 7,310 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 80.8 | 133 Ordinary Shares | 133 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 14,212.66 | 23,492 Ordinary Shares | 23,492 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 966.17 | 1,571 Ordinary Shares | 1,571 |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 4,627.65 | 7,649 Ordinary Shares | 7,649 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 16,410.66 | 26,684 Ordinary Shares | 26,684 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 7,563.39 | 12,399 Ordinary Shares | 12,399 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 2,438.17 | 3,997 Ordinary Shares | 3,997 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 16,233.54 | 26,396 Ordinary Shares | 26,396 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 35,225.52 | 58,224 Ordinary Shares | 58,224 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 307.88 | 511 Ordinary Shares | 511 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 14,854.35 | 24,252 Ordinary Shares | 24,252 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 1,587.83 | 2,603 Ordinary Shares | 2,603 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 772.44 | 1,256 Ordinary Shares | 1,256 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 40,490.40 | 67,484 Ordinary Shares | 67,484 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 5,740.71 | 9,411 Ordinary Shares | 9,411 |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 11,061.74 | 18,134 Ordinary Shares | 18,134 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 43,272.23 | 71,230 Ordinary Shares | 71,230 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 787.2 | 1,280 Ordinary Shares | 1,280 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 8,530.67 | 13,871 Ordinary Shares | 13,871 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 8,672.07 | 14,334 Ordinary Shares | 14,334 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 16,933.60 | 27,760 Ordinary Shares | 27,760 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 71,924.25 | 116,950 Ordinary Shares | 116,950 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 4,916.31 | 7,994 Ordinary Shares | 7,994 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 548.8 | 896 Ordinary Shares | 896 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 37,286.86 | 61,126 Ordinary Shares | 61,126 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 7,580.30 | 12,376 Ordinary Shares | 12,376 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 287.26 | 469 Ordinary Shares | 469 |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 10,682.54 | 18,106 Ordinary Shares | 18,106 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 2,086.18 | 3,406 Ordinary Shares | 3,406 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 34,492.87 | 57,013 Ordinary Shares | 57,013 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 499.13 | 825 Ordinary Shares | 825 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Purchase of securities byan entity controlled byMorgan Stanley | 7,837.34 | 13,172 Ordinary Shares | 13,172 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,924.68 | 4,624 Ordinary Shares | 4,624 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 17,602.50 | 28,164 Ordinary Shares | 28,164 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 7,515.23 | 11,835 Ordinary Shares | 11,835 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 3,950.34 | 6,221 Ordinary Shares | 6,221 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 7,188.93 | 11,411 Ordinary Shares | 11,411 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,691.77 | 4,239 Ordinary Shares | 4,239 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 7,358.01 | 12,162 Ordinary Shares | 12,162 |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,398.99 | 3,885 Ordinary Shares | 3,885 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 5.08 | 8 Ordinary Shares | 8 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 28.13 | 45 Ordinary Shares | 45 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 566.88 | 907 Ordinary Shares | 907 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 623.75 | 998 Ordinary Shares | 998 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,207.82 | 3,561 Ordinary Shares | 3,561 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 8,047.62 | 12,774 Ordinary Shares | 12,774 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 1,278.79 | 2,105 Ordinary Shares | 2,105 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 4,032.00 | 6,400 Ordinary Shares | 6,400 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 325.76 | 509 Ordinary Shares | 509 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,448.75 | 3,918 Ordinary Shares | 3,918 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 26,209.89 | 41,603 Ordinary Shares | 41,603 |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 1,251.85 | 2,011 Ordinary Shares | 2,011 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 5.02 | 8 Ordinary Shares | 8 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 1,017.98 | 1,662 Ordinary Shares | 1,662 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 5,048.82 | 8,014 Ordinary Shares | 8,014 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 9,105.00 | 14,568 Ordinary Shares | 14,568 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 52,042.70 | 81,957 Ordinary Shares | 81,957 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 15,770.33 | 25,853 Ordinary Shares | 25,853 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 528.64 | 826 Ordinary Shares | 826 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 7,425.06 | 11,693 Ordinary Shares | 11,693 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 12,094.59 | 19,666 Ordinary Shares | 19,666 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 1,988.82 | 3,132 Ordinary Shares | 3,132 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 8,225.91 | 13,057 Ordinary Shares | 13,057 |
|---|---|---|---|---|---|
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 1,538.22 | 2,481 Ordinary Shares | 2,481 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 864.87 | 1,362 Ordinary Shares | 1,362 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 692.13 | 1,103 Ordinary Shares | 1,103 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,149.43 | 3,495 Ordinary Shares | 3,495 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 2,672.40 | 4,192 Ordinary Shares | 4,192 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Sale of securities by anentity controlled byMorgan Stanley | 10,715.63 | 16,875 Ordinary Shares | 16,875 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Borrow by an entitycontrolled by MorganStanley - see Annexure B | N/A | 664,217 Ordinary Shares | 664,217 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Collateral Returned by anentity controlled byMorgan Stanley - seeAnnexure B | N/A | 30,356,263 OrdinaryShares | 30,356,263 |
| 17/11/2022 | Mitsubishi UFJ FinancialGroup, Inc. | Borrow Returned by anentity controlled byMorgan Stanley - seeAnnexure B | N/A | 136,465 Ordinary Shares | 136,465 |
Annexure B
This is annexure B of 3 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 22 November 2022
Authorised signatory Dated 22 November 2022
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Global Master Securities Lending Agreement | ||
|---|---|---|
| Morgan Stanley & Co. International plc and OHIO PUBLIC EMPLOYEES RETIREMENT SYSTEM | ||
| 20220930; 20221005; 20221014; 20221020; | ||
| Borrower | ||
| Yes/No | ||
| Open | ||
| Yes/No | ||
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's | ||
| Yes/No | ||
If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof.
| Schedule | |
|---|---|
| Type of Agreement | Global Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and THE BANK OF NEW YORK MELLON |
| Transfer Date | 20221004; 20221006; 20221013; 20221017; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No |
| instructions. | If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's |
| Does the lender have the right to recall early? | Yes/No |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less thanthe standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. | |
| Will the securities be returned on settlement? | Yes/No |
| forthwith and the Parties' delivery and payment obligations in respect thereof. | If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan |
| Schedule | |
| Type of Agreement | Global Master Securities Lending Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc and BLACKROCK ADVISORS (UK) LIMITED |
| Transfer Date | 20221005; 20221013; 20221014; 20221017; 20221018; 20221019; 20221025; 20221026; 20221027; |
| Holder of Voting Rights | Borrower |
| Are there any restrictions on voting rights? | Yes/No |
| If yes, detail Not applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes/No |
| instructions. | If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's |
| Does the lender have the right to recall early? | Yes/No |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than |
the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan forthwith and the Parties' delivery and payment obligations in respect thereof.
| Schedule | ||
|---|---|---|
| Type of Agreement | Global Master Securities Lending Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc and JPMORGAN CHASE BANK, N.A. | |
| Transfer Date | 20221021; 20221024; 20221025; 20221115; | |
| Holder of Voting Rights | Borrower | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail The Borrower is entitled at any time to terminate a Loan and to redeliver all and any Equivalent Securities due and outstanding to the Lender in accordance with the Lender's | ||
| instructions. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail The Lender is entitled to terminate a Loan and to call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less thanthe standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which the Loaned Securities were originally delivered. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions If the Borrower does not redeliver Equivalent Securities in accordance with the Agreement, the Lender may by written notice to Borrower terminate the Loan | ||
| forthwith and the Parties' delivery and payment obligations in respect thereof. | ||
| Schedule | ||
| Type of Agreement | Master Securities Loan Agreement | |
| Parties to agreement | Morgan Stanley & Co. LLC, MS Securities Services Inc. and THE BANK OF NEW YORK MELLON | |
| Transfer Date | 20221014; | |
| Holder of Voting Rights | Borrower | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The terminationdate established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a noticegiven by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower andLender agree to the contrary, be the third Business Day following such notice. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination | ||
| date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice | ||
| given by Lender) or the non-cash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and | ||
| Lender agree to the contrary, be the third Business Day following such notice. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sellany Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lenderexercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate. | ||
| Schedule | ||
| Type of Agreement | Australian Master Securities Lending Agreement | |
| Parties to agreement | Morgan Stanley Australia Securities Limited and NATIONAL AUSTRALIA BANK LIMITED | |
| Transfer Date | 20221026; 20221027; 20221117; | |
| Holder of Voting Rights | Borrower | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail The Borrower shall be entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent Securities due and outstanding to the Lender in | ||
| accordance with the Lender's instructions. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day of not less than the Standard Settlement Time forsuch Equivalent Securities or the equivalent time on the exchange or in the clearing organisation through which the relevant borrowed Securities were originally delivered. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations shall be accelerated so as to require performance | ||
| thereof at the time such Event of Default occurs. In such event the Relevant Value of the Securities to be delivered by each Party shall be established and on the basis of the Relevant | ||
| Values so established, an account shall be taken of what is due from each Party to the other and the sums due from one Party shall be set-off against the sums due from the other and | ||
| only the balance of the account shall be payable. | ||
| Schedule | ||
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley | |
| Companies and L1 CAPITAL LONG SHORT (MASTER) FUND | ||
| Transfer Date | 20221117; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| Will the securities be returned on settlement? | If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client.Yes/No |
AnnexureB
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan StanleyCompanies and L1 LONG SHORT FUND LIMITED | |
| Transfer Date | 20221117; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No |
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | ||
|---|---|---|
| Type of Agreement | International Prime Brokerage Agreement | |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan StanleyCompanies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND | |
| Transfer Date | 20221117; | |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. | |
| Are there any restrictions on voting rights? | Yes/No | |
| If yes, detail Not applicable | ||
| Scheduled Return Date (if any) | Open | |
| Does the borrower have the right to return early? | Yes/No | |
| If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. | ||
| Does the lender have the right to recall early? | Yes/No | |
| If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. | ||
| Will the securities be returned on settlement? | Yes/No | |
| If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts soestablished, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and onlythe balance of the account shall be payable. |