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ST BARBARA LIMITED — Major Shareholding Notification 2022
Dec 6, 2022
65749_rns_2022-12-06_4d9daec5-a267-4198-833a-3fbfbf8983ab.pdf
Major Shareholding Notification
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Form 605 Corporations Act 2001 Section 671B
Notice of ceasing to be a substantial holder
To Company Name/Scheme ST BARBARA LIMITED
ACN/ARSN 009 165 066
1. Details of substantial holder (1)
Name Morgan Stanley and its subsidiaries listed in Annexure A ACN/ARSN (if applicable) Not Applicable
| he holder ceased to be a ubstantial holder on he previous notice was given to the company on he previous notice was dated he holder became aware on |
December 05, 2022 |
|---|---|
| December 05, 2022 | |
| November 30, 2022 | |
| December 07, 2022 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed | Nature of change (4) |
Consideration given in relation to change (5) |
Class (6) and number of Securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,548.13 | 2,438 Ordinary Shares | 2,438 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 984.06 | 1,562 Ordinary Shares | 1,562 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,313.73 | 5,198 Ordinary Shares | 5,198 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,187.50 | 3,500 Ordinary Shares | 3,500 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,059.94 | 3,244 Ordinary Shares | 3,244 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,139.84 | 4,906 Ordinary Shares | 4,906 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,628.36 | 4,172 Ordinary Shares | 4,172 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,246.44 | 1,925 Ordinary Shares | 1,925 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,946.19 | 4,658 Ordinary Shares | 4,658 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 18.13 | 29 Ordinary Shares | 29 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 411.34 | 655 Ordinary Shares | 655 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,286.40 | 2,010 Ordinary Shares | 2,010 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,725.44 | 8,946 Ordinary Shares | 8,946 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 49,033.55 | 76,021 Ordinary Shares | 76,021 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,963.26 | 4,685 Ordinary Shares | 4,685 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 8,866.88 | 14,187 Ordinary Shares | 14,187 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 77,306.24 | 120,791 Ordinary Shares | 120,791 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,733.13 | 2,751 Ordinary Shares | 2,751 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,104.64 | 1,706 Ordinary Shares | 1,706 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 567.97 | 884 Ordinary Shares | 884 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 110,824.56 | 175,912 Ordinary Shares | 175,912 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 8,481.25 | 13,570 Ordinary Shares | 13,570 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 4,994.85 | 7,897 Ordinary Shares | 7,897 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,603.62 | 5,587 Ordinary Shares | 5,587 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 9,611.91 | 15,257 Ordinary Shares | 15,257 |
1
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 5.00 | 8 Ordinary Shares | 8 |
|---|---|---|---|---|---|
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1.27 | 2 Ordinary Shares | 2 |
| 12/01/2022 | Morgan Stanley & Co. International plc | Buy | 1,958.18 | 3,068 Ordinary Shares | 3,068 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,635.16 | 2,545 Ordinary Shares | 2,545 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,649.15 | 4,205 Ordinary Shares | 4,205 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,056.88 | 8,091 Ordinary Shares | 8,091 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 10,440.63 | 16,705 Ordinary Shares | 16,705 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 14,266.04 | 22,555 Ordinary Shares | 22,555 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,225.16 | 3,532 Ordinary Shares | 3,532 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 35,852.10 | 56,460 Ordinary Shares | 56,460 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 301.77 | 479 Ordinary Shares | 479 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 9,405.39 | 14,582 Ordinary Shares | 14,582 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,226.54 | 3,452 Ordinary Shares | 3,452 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,429.05 | 3,871 Ordinary Shares | 3,871 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2.54 | 4 Ordinary Shares | 4 |
| 12/01/2022 | Morgan Stanley & Co. International plc | Buy | 2,429.96 | 3,837 Ordinary Shares | 3,837 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,126.60 | 3,389 Ordinary Shares | 3,389 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 11,946.11 | 18,739 Ordinary Shares | 18,739 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 349.14 | 552 Ordinary Shares | 552 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,009.14 | 3,164 Ordinary Shares | 3,164 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 508.73 | 798 Ordinary Shares | 798 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Buy | 55,038.13 | 88,061 Ordinary Shares | 88,061 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 418.56 | 654 Ordinary Shares | 654 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,039.37 | 7,999 Ordinary Shares | 7,999 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,406.65 | 3,790 Ordinary Shares | 3,790 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 354.66 | 552 Ordinary Shares | 552 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 459.38 | 735 Ordinary Shares | 735 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,274.67 | 5,077 Ordinary Shares | 5,077 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,992.36 | 4,807 Ordinary Shares | 4,807 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,755.45 | 2,820 Ordinary Shares | 2,820 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,184.84 | 3,468 Ordinary Shares | 3,468 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 94.17 | 146 Ordinary Shares | 146 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 139.07 | 219 Ordinary Shares | 219 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,718.75 | 5,950 Ordinary Shares | 5,950 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 29.21 | 46 Ordinary Shares | 46 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,858.24 | 4,466 Ordinary Shares | 4,466 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 501.71 | 787 Ordinary Shares | 787 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 790.28 | 1,285 Ordinary Shares | 1,285 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 533.92 | 831 Ordinary Shares | 831 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,181.25 | 1,875 Ordinary Shares | 1,875 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,724.91 | 5,866 Ordinary Shares | 5,866 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,730.38 | 2,725 Ordinary Shares | 2,725 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,103.10 | 4,811 Ordinary Shares | 4,811 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,163.12 | 1,876 Ordinary Shares | 1,876 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,264.40 | 3,552 Ordinary Shares | 3,552 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,457.16 | 5,423 Ordinary Shares | 5,423 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,414.89 | 5,315 Ordinary Shares | 5,315 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,396.48 | 2,182 Ordinary Shares | 2,182 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 6,740.25 | 10,450 Ordinary Shares | 10,450 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,515.00 | 4,024 Ordinary Shares | 4,024 |
|---|---|---|---|---|---|
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 597.14 | 931 Ordinary Shares | 931 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 759.17 | 1,177 Ordinary Shares | 1,177 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,549.53 | 4,015 Ordinary Shares | 4,015 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 8,549.76 | 13,359 Ordinary Shares | 13,359 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 4,320.64 | 6,751 Ordinary Shares | 6,751 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,153.60 | 3,365 Ordinary Shares | 3,365 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,768.22 | 4,394 Ordinary Shares | 4,394 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 283.34 | 441 Ordinary Shares | 441 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,727.36 | 8,949 Ordinary Shares | 8,949 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 541.24 | 849 Ordinary Shares | 849 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 686.83 | 1,069 Ordinary Shares | 1,069 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 720.44 | 1,162 Ordinary Shares | 1,162 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,087.12 | 1,712 Ordinary Shares | 1,712 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,037.26 | 1,653 Ordinary Shares | 1,653 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,578.75 | 4,126 Ordinary Shares | 4,126 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 335.92 | 529 Ordinary Shares | 529 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 9,310.08 | 14,547 Ordinary Shares | 14,547 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,644.75 | 2,580 Ordinary Shares | 2,580 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,606.64 | 4,154 Ordinary Shares | 4,154 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,060.33 | 7,876 Ordinary Shares | 7,876 |
| 12/01/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,310.64 | 2,032 Ordinary Shares | 2,032 |
| 12/01/2022 | Morgan Stanley & Co. International plc | Borrow | N/A | 711,394 Ordinary Shares | 711,394 |
| 12/01/2022 | Morgan Stanley & Co. International plc | Collateral Returned |
N/A | 805,214 Ordinary Shares | 805,214 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,152.53 | 1,815 Ordinary Shares | 1,815 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,766.40 | 2,760 Ordinary Shares | 2,760 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 606.26 | 863 Ordinary Shares | 863 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 25,709.24 | 36,467 Ordinary Shares | 36,467 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 8,541.26 | 12,844 Ordinary Shares | 12,844 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,980.04 | 4,227 Ordinary Shares | 4,227 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,239.61 | 7,539 Ordinary Shares | 7,539 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 37,636.74 | 54,546 Ordinary Shares | 54,546 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,455.08 | 5,081 Ordinary Shares | 5,081 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 26,087.16 | 39,526 Ordinary Shares | 39,526 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,178.00 | 1,900 Ordinary Shares | 1,900 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 4,603.75 | 7,250 Ordinary Shares | 7,250 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 119.85 | 191 Ordinary Shares | 191 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 61,330.21 | 99,485 Ordinary Shares | 99,485 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 7,144.45 | 11,809 Ordinary Shares | 11,809 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 187.62 | 299 Ordinary Shares | 299 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 813.44 | 1,271 Ordinary Shares | 1,271 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 6,398.70 | 9,769 Ordinary Shares | 9,769 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 62,100.00 | 90,000 Ordinary Shares | 90,000 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 8,776.91 | 12,813 Ordinary Shares | 12,813 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 31,370.22 | 48,636 Ordinary Shares | 48,636 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 10,177.20 | 15,420 Ordinary Shares | 15,420 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 19,530.45 | 28,305 Ordinary Shares | 28,305 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 31,751.08 | 45,685 Ordinary Shares | 45,685 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 935.54 | 1,327 Ordinary Shares | 1,327 |
3
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 548.08 | 806 Ordinary Shares | 806 |
|---|---|---|---|---|---|
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,081.97 | 1,597 Ordinary Shares | 1,597 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 127,528.32 | 199,263 Ordinary Shares | 199,263 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 657.03 | 1,086 Ordinary Shares | 1,086 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 7,355.00 | 11,229 Ordinary Shares | 11,229 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 32,055.26 | 46,796 Ordinary Shares | 46,796 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 616.76 | 907 Ordinary Shares | 907 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 8,250.00 | 12,500 Ordinary Shares | 12,500 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 17,978.11 | 26,833 Ordinary Shares | 26,833 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,284.20 | 3,240 Ordinary Shares | 3,240 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 11,287.71 | 16,359 Ordinary Shares | 16,359 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 4,678.94 | 7,036 Ordinary Shares | 7,036 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 8,720.58 | 13,213 Ordinary Shares | 13,213 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 15,088.41 | 21,402 Ordinary Shares | 21,402 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 543.03 | 787 Ordinary Shares | 787 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 45,893.97 | 66,513 Ordinary Shares | 66,513 |
| 12/02/2022 | Morgan Stanley & Co. International plc | Buy | 1,767.05 | 2,632 Ordinary Shares | 2,632 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 108.59 | 171 Ordinary Shares | 171 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 21,011.05 | 34,729 Ordinary Shares | 34,729 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 15,152.83 | 25,046 Ordinary Shares | 25,046 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,128.50 | 3,300 Ordinary Shares | 3,300 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,895.68 | 2,962 Ordinary Shares | 2,962 |
| 12/02/2022 | Morgan Stanley & Co. International plc | Sell | 47,475.56 | 78,472 Ordinary Shares | 78,472 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 6,821.98 | 11,276 Ordinary Shares | 11,276 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,693.44 | 8,896 Ordinary Shares | 8,896 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,519.33 | 2,218 Ordinary Shares | 2,218 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 585.86 | 846 Ordinary Shares | 846 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 13,308.29 | 20,633 Ordinary Shares | 20,633 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,010.98 | 1,526 Ordinary Shares | 1,526 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,118.36 | 3,059 Ordinary Shares | 3,059 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,190.53 | 1,738 Ordinary Shares | 1,738 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 68,992.41 | 99,989 Ordinary Shares | 99,989 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 7,296.25 | 11,225 Ordinary Shares | 11,225 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 10,983.90 | 15,580 Ordinary Shares | 15,580 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 72,162.96 | 104,584 Ordinary Shares | 104,584 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,979.20 | 4,256 Ordinary Shares | 4,256 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 998.02 | 1,436 Ordinary Shares | 1,436 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,359.20 | 8,120 Ordinary Shares | 8,120 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 984.13 | 1,424 Ordinary Shares | 1,424 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 4,732.67 | 6,909 Ordinary Shares | 6,909 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,893.50 | 2,705 Ordinary Shares | 2,705 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,812.30 | 8,942 Ordinary Shares | 8,942 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 7,602.13 | 11,098 Ordinary Shares | 11,098 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,096.23 | 1,583 Ordinary Shares | 1,583 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 14,098.08 | 20,432 Ordinary Shares | 20,432 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 12,251.96 | 18,424 Ordinary Shares | 18,424 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 47.61 | 69 Ordinary Shares | 69 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,631.86 | 2,348 Ordinary Shares | 2,348 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,905.07 | 2,751 Ordinary Shares | 2,751 |
4
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,834.11 | 2,639 Ordinary Shares | 2,639 |
|---|---|---|---|---|---|
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 23,575.79 | 33,922 Ordinary Shares | 33,922 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,791.87 | 2,833 Ordinary Shares | 2,833 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Sell | 163.84 | 256 Ordinary Shares | 256 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 6,683.92 | 10,051 Ordinary Shares | 10,051 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 108,212.20 | 155,701 Ordinary Shares | 155,701 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 24,763.87 | 36,961 Ordinary Shares | 36,961 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 509.44 | 741 Ordinary Shares | 741 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,998.30 | 9,020 Ordinary Shares | 9,020 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 14,760.08 | 21,706 Ordinary Shares | 21,706 |
| 12/02/2022 | Morgan Stanley Australia Securities Limited | Buy | 5.94 | 9 Ordinary Shares | 9 |
| 12/02/2022 | Morgan Stanley & Co. International plc | Borrow Returned |
N/A | 7,699,997 Ordinary Shares | 7,699,997 |
| 12/02/2022 | Morgan Stanley & Co. International plc | Collateral Received |
N/A | 3,965,554 Ordinary Shares | 3,965,554 |
| 12/02/2022 | Morgan Stanley & Co. LLC | Borrow Returned |
N/A | 1,157,029 Ordinary Shares | 1,157,029 |
| 12/02/2022 | Parametric Portfolio Associates LLC | Sell | 103,495.04 | 160,000 Ordinary Shares | 160,000 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 84,417.50 | 135,068 Ordinary Shares | 135,068 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 415.17 | 659 Ordinary Shares | 659 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 873.75 | 1,398 Ordinary Shares | 1,398 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 45.00 | 72 Ordinary Shares | 72 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 33,384.33 | 52,991 Ordinary Shares | 52,991 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 4,729.61 | 7,419 Ordinary Shares | 7,419 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 52,390.63 | 83,825 Ordinary Shares | 83,825 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 21,823.75 | 34,918 Ordinary Shares | 34,918 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,103.66 | 3,016 Ordinary Shares | 3,016 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,024.76 | 2,872 Ordinary Shares | 2,872 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 315.62 | 499 Ordinary Shares | 499 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 26,102.79 | 41,433 Ordinary Shares | 41,433 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,852.83 | 2,941 Ordinary Shares | 2,941 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,270.08 | 2,016 Ordinary Shares | 2,016 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 588.23 | 930 Ordinary Shares | 930 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,385.13 | 5,310 Ordinary Shares | 5,310 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 567.21 | 876 Ordinary Shares | 876 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 533.38 | 850 Ordinary Shares | 850 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2.54 | 4 Ordinary Shares | 4 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,799.98 | 9,243 Ordinary Shares | 9,243 |
| 12/05/2022 | Morgan Stanley & Co. International plc | Sell | 138.13 | 221 Ordinary Shares | 221 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 32,574.49 | 47,554 Ordinary Shares | 47,554 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 265.38 | 386 Ordinary Shares | 386 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 5,205.55 | 7,490 Ordinary Shares | 7,490 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,945.25 | 4,675 Ordinary Shares | 4,675 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 9,532.80 | 14,895 Ordinary Shares | 14,895 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 15,008.23 | 23,635 Ordinary Shares | 23,635 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,540.08 | 2,232 Ordinary Shares | 2,232 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 147.70 | 211 Ordinary Shares | 211 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,716.40 | 2,452 Ordinary Shares | 2,452 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 5,725.44 | 8,946 Ordinary Shares | 8,946 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,631.60 | 4,128 Ordinary Shares | 4,128 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 920.32 | 1,438 Ordinary Shares | 1,438 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 2,051.33 | 3,039 Ordinary Shares | 3,039 |
5
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 6,739.03 | 9,838 Ordinary Shares | 9,838 |
|---|---|---|---|---|---|
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,922.15 | 3,027 Ordinary Shares | 3,027 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,326.21 | 5,137 Ordinary Shares | 5,137 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 36,219.48 | 57,264 Ordinary Shares | 57,264 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 19,075.14 | 30,278 Ordinary Shares | 30,278 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,925.53 | 6,231 Ordinary Shares | 6,231 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 9,818.84 | 15,223 Ordinary Shares | 15,223 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 10,485.63 | 16,777 Ordinary Shares | 16,777 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,642.22 | 4,194 Ordinary Shares | 4,194 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 13,427.61 | 20,818 Ordinary Shares | 20,818 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 6,574.72 | 10,273 Ordinary Shares | 10,273 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 6,179.10 | 9,580 Ordinary Shares | 9,580 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 513.92 | 819 Ordinary Shares | 819 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 23,854.32 | 37,864 Ordinary Shares | 37,864 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 36,223.28 | 57,270 Ordinary Shares | 57,270 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,107.77 | 3,359 Ordinary Shares | 3,359 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,471.42 | 4,924 Ordinary Shares | 4,924 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 18.13 | 29 Ordinary Shares | 29 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,070.17 | 3,273 Ordinary Shares | 3,273 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 30,187.33 | 47,727 Ordinary Shares | 47,727 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 35,291.25 | 56,466 Ordinary Shares | 56,466 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,568.68 | 2,249 Ordinary Shares | 2,249 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 71.93 | 105 Ordinary Shares | 105 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,219.50 | 4,700 Ordinary Shares | 4,700 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 6,337.10 | 9,053 Ordinary Shares | 9,053 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,146.36 | 4,627 Ordinary Shares | 4,627 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 7,329.42 | 11,634 Ordinary Shares | 11,634 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 3,603.62 | 5,587 Ordinary Shares | 5,587 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 481.29 | 767 Ordinary Shares | 767 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 661.78 | 1,030 Ordinary Shares | 1,030 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 1,486.80 | 2,360 Ordinary Shares | 2,360 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 33,976.69 | 49,601 Ordinary Shares | 49,601 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 3,158.82 | 4,578 Ordinary Shares | 4,578 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 4,352.67 | 6,909 Ordinary Shares | 6,909 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 889.46 | 1,379 Ordinary Shares | 1,379 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 2,046.77 | 3,236 Ordinary Shares | 3,236 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 110,799.38 | 177,279 Ordinary Shares | 177,279 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Sell | 476.80 | 745 Ordinary Shares | 745 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 936.05 | 1,342 Ordinary Shares | 1,342 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 462.87 | 666 Ordinary Shares | 666 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 9.04 | 13 Ordinary Shares | 13 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 13,742.47 | 20,062 Ordinary Shares | 20,062 |
| 12/05/2022 | Morgan Stanley & Co. International plc | Buy | 3,782.67 | 5,461 Ordinary Shares | 5,461 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 17,087.33 | 24,945 Ordinary Shares | 24,945 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 0.70 | 1 Ordinary Shares | 1 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 6,636.70 | 9,481 Ordinary Shares | 9,481 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,642.29 | 2,363 Ordinary Shares | 2,363 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 642.95 | 949 Ordinary Shares | 949 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 4,286.73 | 6,258 Ordinary Shares | 6,258 |
6
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 7,526.78 | 10,988 Ordinary Shares | 10,988 |
|---|---|---|---|---|---|
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 1,274.33 | 1,827 Ordinary Shares | 1,827 |
| 12/05/2022 | Morgan Stanley Australia Securities Limited | Buy | 4,041.50 | 5,900 Ordinary Shares | 5,900 |
| 12/05/2022 | Morgan Stanley & Co. International plc | Buy | 1,119.55 | 1,632 Ordinary Shares | 1,632 |
| 12/05/2022 | Morgan Stanley & Co. International plc | Collateral Returned |
N/A | 47,712,988 Ordinary Shares | 47,712,988 |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| n to voting interests in the company or scheme are as follows: | |
|---|---|
| Name and ACN/ARSN(if applicable) | Nature of association |
| Not Applicable | Not Applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| ddresses ofpersons named in this form are as follows: | |
|---|---|
| Name | Address |
| Morgan Stanley | 1585 Broadway, New York, New York, 10036, USA. |
| Morgan Stanley & Co. LLC | 1585 Broadway, New York, 10036, USA. |
| Morgan Stanley & Co. International plc | Legal & Compliance Department, 25 Cabot Square, Canary Wharf, London, E14 4QA,UNITED KINGDOM. |
| Morgan Stanley Investment Management Inc. | 522 5th Avenue, 6th Floor, New York, 10036, USA. |
| Morgan Stanley Australia Securities Limited | Level 39, Chifley Tower, 2 Chifley Square, Sydney, 2000, AUSTRALIA. |
| Morgan Stanley Wealth Management Australia Pty Ltd | Level 39, Chifley Tower, 2 Chifley Square, Sydney, 2000, AUSTRALIA. |
| Parametric Portfolio Associates LLC | 800 Fifth Avenue, Suite 2800, Seattle, 98104, USA. |
Signature
| print nameWilson Li | capacity | Vice President |
|---|---|---|
| sign here | date | December 07, 2022 |
7
Annexure A
List of Morgan Stanley and its subsidiaries that have a relevant interest or deemed to have a relevant interest in the shares or units.
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----- Start of picture text -----
Name
└─┬─Morgan Stanley
├─┬─Morgan Stanley International Holdings Inc.
│ ├─┬─Morgan Stanley International Limited
│ │ └─┬─Morgan Stanley Investments (UK)
│ │ └───Morgan Stanley & Co. International plc
│ └─┬─Morgan Stanley (Australia) Securities Holdings Pty Limited
│ └───Morgan Stanley Australia Securities Limited
└─┬─Morgan Stanley Capital Management, LLC
└─┬─Morgan Stanley Domestic Holdings, Inc.
├───Morgan Stanley Wealth Management Australia Pty Ltd
├─┬─Eaton Vance Acquisitions LLC
│ └───Parametric Portfolio Associates LLC
├───Morgan Stanley & Co. LLC
└───Morgan Stanley Investment Management Inc.
----- End of picture text -----
Signature
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----- Start of picture text -----
print name Wilson Li capacity Vice President
sign here date December 07, 2022
----- End of picture text -----
8
9
DIRECTIONS
| DIRECTIONS | |
|---|---|
| (1) | If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and |
| trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, | |
| they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members | |
| is clearly set out in paragraph 4 of the form. |
(2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(3) See the definition of "associate" in section 9 of the Corporations Act 2001.
(4) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
| See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. | |
|---|---|
| (5) | Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, or |
| may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a | |
| contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they | |
| are not paid directly to the person from whom the relevant interest was acquired. |
(6) The voting shares of a company constitute one class unless divided into separate classes.
(7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
10
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 605.
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----- Start of picture text -----
Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
Nil
completed
Additional information (a) If additional space is required to complete a question, the information may be included on a separate piece of
paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.
A copy of this notice must also be given to each relevant securities exchange.
(c) The person must give a copy of this notice:
(i) within 2 business days after they become aware of the information; or
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the
information if:
(A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides
2 show the corporation name and ACN or ARBN
3 number the pages consecutively
4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied
5 identify the annexure with a mark such as A, B, C, etc
6 endorse the annexure with the words:
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure.
The annexure must be signed by the same person(s) who signed the form.
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
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11
Annexure B:
This is Annexure B referred to in the Form 605: Notice of ceasing to be a substantial holder issued by Morgan Stanley and its subsidiaries. The following is description of the securities lending agreements referenced in the accompanying Form 605.
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 CAPITAL LONG SHORT(MASTER)FUND |
| Transfer Date | 20221205; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| **Does the lender have the right to recall early? ** | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND LIMITED |
| Transfer Date | 20221205; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| **Does the lender have the right to recall early? ** | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS RESPONSIBLE ENTITY FOR DALTON STREET MARKET NEUTRAL TRUST |
| Transfer Date | 20221205; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
If yes, detail Prime broker may return shares which were rehypothecated from the client at any time. Does the lender have the right to recall early? Ye ~~s/No~~ If yes, detail Prime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares by the client. Will the securities be returned on settlement? Ye ~~s/No~~ If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1 CAPITAL LONG SHORT FUND |
| Transfer Date | 20221205; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| **Does the borrower have the right to return early? ** | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| **Does the lender have the right to recall early? ** | Ye~~s/No~~ |
| If yes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. |
|
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from onepartyshall be set off against the amounts due from the otherpartyand onlythe balance of the account shall bepayable. |
The above schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
Signature
| print name Wilson Li | capacity | Vice President |
|---|---|---|
| sign here | date | December 07, 2022 |