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ST BARBARA LIMITED — Major Shareholding Notification 2021
Oct 4, 2021
65749_rns_2021-10-04_d59ba63f-56cb-4344-88dc-e279c9acd87f.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme: | ST BARBARA LTD |
|---|---|
| ACN/ARSN: | 009 165 066 |
| 1. Details of substantial holder (1) | |
| Name: | Schroder Investment Management Australia Limited and all of its related bodiescorporate |
| ACN/ARSN (if applicable): | 000 443 274 |
| There was a change in the interests of thesubstantial holder on: | 01/10/2021 |
| The previous notice was given to the companyon: | 03/06/2021 |
| The previous notice was dated: | 01/06/2021 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary Shares | 47,265,290 | 6.68% | 39,663,122 | 5.60% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whoserelevant interestchanged | Nature of change(6) | Consideration given inrelation to change (7) | Class and numberof securitiesaffected | Person's votesaffected |
|---|---|---|---|---|---|
| 02/06/2021 -01/10/2021 | SIMAL | BUY | $1,071,705.05 | 594,408 OrdinaryShares | 594,408 |
| 02/06/2021 -01/10/2021 | SIMAL | SELL | $6,760,783.09 | 4,720,667 OrdinaryShares | 4,720,667 |
| 02/06/2021 -01/10/2021 | SIMAL | In-specie transferout | Nil | 1,241,888 OrdinaryShares | 1,241,888 |
| 02/06/2021 -01/10/2021 | SIM LTD | BUY | $465,563.05 | 334,890 OrdinaryShares | 334,890 |
| 02/06/2021 -01/10/2021 | SIM LTD | SELL | $4,301,733.98 | 2,549,654 OrdinaryShares | 2,549,654 |
| 02/06/2021 -01/10/2021 | SIMNA LTD | SELL | $25,796.64 | 19,257 OrdinaryShares | 19,257 |
|---|---|---|---|---|---|
| ---------------------------- | ----------- | ------ | ------------- | --------------------------- | -------- |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registered holderof securities | Person entitled tobe registered asholder (8) | Nature ofrelevant interest(6) | Class and numberof securities | Person's votes |
|---|---|---|---|---|---|
| SIM LTD | NT London | NT London | Power to disposeof securities | 162,192Ordinary Shares | 162,192 |
| SIM LTD | JPMorgan ChaseBank, N.A | JPMorgan ChaseBank, N.A | Power to disposeof securities | 4,696,645Ordinary Shares | 4,696,645 |
| SIMAL | BNP ParibasSecurities Services | BNP ParibasSecurities Services | Power to disposeof securities | 7,637,408 OrdinaryShares | 7,637,408 |
| SIMAL | Citicorp NomineesLtd HK | Citicorp NomineesLtd HK | Power to disposeof securities | 7,061,525 OrdinaryShares | 7,061,525 |
| SIMAL | JP MorganCustodial Services | JP MorganCustodial Services | Power to disposeof securities | 13,345,491Ordinary Shares | 13,345,491 |
| SIMAL | National NomineesLtd - Melbourne | National NomineesLtd - Melbourne | Power to disposeof securities | 3,051,833 OrdinaryShares | 3,051,833 |
| SIMAL | UBS AG LondonBranch | UBS AG LondonBranch | Power to disposeof securities | 12,819 OrdinaryShares | 12,819 |
| SIMAL | STATE STREETBANK & TRUSTCO | STATE STREETBANK & TRUSTCO | Power to disposeof securities | 966,331 OrdinaryShares | 966,331 |
| SIMNA LTD | JP Morgan ChaseB'Mouth | JP Morgan ChaseB'Mouth | Power to disposeof securities | 2,049,233 OrdinaryShares | 2,049,233 |
| SIMNA LTD | NT London | NT London | Power to disposeof securities | 124,814Ordinary Shares | 124,814 |
| SIMNA LTD | Mellon London | Mellon London | Power to disposeof securities | 338,064 OrdinaryShares | 338,064 |
| SIMNA LTD | Bank of New York(US) | Bank of New York(US) | Power to disposeof securities | 46,537 OrdinaryShares | 46,537 |
| SIMNA LTD | Bank of New YorkMellon, Pittsburgh(MELNUS3P) | Bank of New YorkMellon, Pittsburgh(MELNUS3P) | Power to disposeof securities | 157,796 OrdinaryShares | 157,796 |
| SIMNA LTD | JPMorgan ChaseBank, N.A | JPMorgan ChaseBank, N.A | Power to disposeof securities | 12,434Ordinary Shares | 12,434 |
|---|---|---|---|---|---|
| ----------- | ----------------------------- | ----------------------------- | ----------------------------------- | --------------------------- | -------- |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Address
The address of persons named in this form are as follows:
| Name | Address |
|---|---|
| Schroder Investment Management (Australia) Limited ("SIMAL") | Level 20, Angel Place, 123 Pitt Street, Sydney, 2000, Australia |
| Schroder Investment Management Limited ("SIM LTD") | 1 London Wall Place, Barbican, London EC2Y 5AU |
| Schroder Investment Management North America ("SIMNA") | 7 Bryant Park, New York NY 10019-3706, USA |