ST BARBARA LIMITED — Major Shareholding Notification 2020

Mar 10, 2020

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme	St Barbara Limited
ACN/ARSN	ACN 009 165 066

1. Details of substantial holder (1)

Name	Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)	008 496 713
The holder ceased to be a substantial holder on		06-Mar-2020
The previous notice was given to the company on		09-Mar-2020
The previous notice was dated		09-Mar-2020

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	Person whoserelevant interestchanged	Nature of change (4)	Consideration givenin relation tochange (5)	Class (6) andnumber ofsecurities affected	Person's votesaffected
5-Mar-20	Credit Suisse Equities(Australia) Limited	Stock borrowed underASLA	Refer to AnnexureA of Notice	2,343,000 CommonStock	2,343,000
6-Mar-20	Credit Suisse AG,Dublin branch	Stock borrowed underMaster primebrokerage agreement	Refer to AnnexureA of Notice	646,000 CommonStock	646,000
6-Mar-20	Credit Suisse AG,Dublin branch	Stock borrowed underMaster primebrokerage agreement	Refer to AnnexureA of Notice	134,000 CommonStock	134,000
6-Mar-20	Credit Suisse AG,Dublin branch	Stock borrowed underMaster primebrokerage agreement	Refer to AnnexureA of Notice	452,000 CommonStock	452,000
5-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock returned underMaster primebrokerage agreement	Refer to AnnexureA of Notice	-17 Common Stock	-17
5-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock returned underMaster primebrokerage agreement	Refer to AnnexureA of Notice	-336,566 CommonStock	-336,566
5-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock returned underMaster primebrokerage agreement	Refer to AnnexureA of Notice	-697,694 CommonStock	-697,694
5-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA	Refer to AnnexureA of Notice	-7,272,816Common Stock	-7,272,816
6-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock borrowed underMaster primebrokerage agreement	Refer to AnnexureA of Notice	1,145,000 CommonStock	1,145,000
6-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock borrowed underMaster primebrokerage agreement	Refer to AnnexureA of Notice	1,730,000 CommonStock	1,730,000
6-Mar-20	Credit SuisseSecurities (Europe)Limited	Stock borrowed underMaster primebrokerage agreement	Refer to AnnexureA of Notice	1,730,000 CommonStock	1,730,000
6-Mar-20	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA	Refer to AnnexureA of Notice	-2,800,000Common Stock	-2,800,000

6-Mar-20	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA	Refer to AnnexureA of Notice	-260,000 CommonStock	-260,000
6-Mar-20	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA	Refer to AnnexureA of Notice	-37,000,000Common Stock	-37,000,000

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Funds AG	Uetibergstrasse 231,Zurich,8045 Switzerland
Credit Suisse Securities (Europe) Limited(ARBN 099554131)	One Cabot Square,London,E14 4QJ
Credit Suisse Securities (USA) LLC	11 Madison Avenue,, New York, New York 10010, New York 10010
Credit Suisse AG, Dublin Branch	Kilmore House, Park lane, Spencer Dock, Dublin 1, Ireland

Signature

print name	Winston Loke	capacity	Authorised Signatory
sign here		date	11-Mar-2020

Annexure "A"

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here		date	11-Mar-2020

Prescribed information
Schedule
Type of agreement	Australian Securities Lending Agreement
Parties to agreement	Credit Suisse Equities (Australia) Limited andNational Australia Bank Limited
Transfer date	5-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	Early return is subject to the lender'sacceptance
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC and StateStreet Bank and Trust and Company
Transfer date	6-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Overseas Securities Lending Agreement
Credit Suisse Securities (USA) LLC andBlackRock Institutional Trust Company
6-Mar-2020
Borrower
No
N/A
N/A
Yes
At Will
Yes
With 4 business days prior notice or earlierupon agreement
Yes
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andChase Manhattan Bank, London
Transfer date	5-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect ofeither the lender or the borrower, theobligation of the borrower to deliver thesecurities to the lender will be netted offagainst the obligation of the lender to returnsecurities or cash held by the lender ascollateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andL1 Capital LS (Master) Fund
Transfer date	5-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior written notice or earlier uponagreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andL1 Capital Long Short Fund
Transfer date	6-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior written notice or earlier uponagreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andL1 Long Short Fund Limited
Transfer date	6-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior written notice or earlier uponagreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse AG, Dublin Branch and TasmanMarket Neutral Fund
Transfer date	6-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse AG, Dublin Branch and RegalInvestment Fund
Transfer date	6-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse AG, Dublin Branch and CranportPty Ltd
Transfer date	6-Mar-2020
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.