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ST BARBARA LIMITED — Major Shareholding Notification 2019
Mar 6, 2019
65749_rns_2019-03-06_fae50609-351b-428f-8c47-be35630b4c5f.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To l | Company Name/Scheme | ST |
|---|---|---|
| ACN/ARSN | 001 |
BARBARA LTD 9 165 066
1. Details of substantial holder (1)
| Name | JPMorgan Chase & Co. and its affiliates |
|---|---|
| ACN (if applicable) | NΑ |
| The holder became a substantial holder on $\frac{4 \text{ March } 2019}{4 \text{ km}}$ |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class ofsecurities (4) | Number of securities Persons' votes (5) Voting power (6) | ||||
|---|---|---|---|---|---|
| Ordinarv | 30.949,655 | 30,949,655 | 5.90% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities | |||
|---|---|---|---|---|---|
| J.P. Morgan Securities LLC | Rehypothecation of client securities under a Prime Brokerage | 32,036 | |||
| Agreement | (Ordinary) | ||||
| J.P. Morgan Securities LLC | Holder of securities subject to an obligation to return under a | 20,000,000 | |||
| securities lending agreement | (Ordinary) | ||||
| J.P. Morgan Securities PLC | Holder of securities subject to an obligation to return under a | 858,883 | |||
| securities lending agreement | (Ordinary) | ||||
| J.P. Morgan Securities PLC | Purchase and sales of shares in its capacity as | 74,343 | |||
| Principal/Proprietary | (Ordinary) | ||||
| J.P. Morgan Securities | Purchase and sales of shares in its capacity as | 1,999,659 | |||
| Australia Limited | Principal/Proprietary | (Ordinary) | |||
| JPMorgan Chase Bank, N.A. | Purchase and sales of shares in its capacity as | 28 | |||
| Principal/Proprietary | (Ordinary) | ||||
| JF Asset Management | In its capacity as investment manager or in various other | 22,846 | |||
| Limited | related capacities | (Ordinary) | |||
| J.P. Morgan Investment | In its capacity as investment manager or in various other | 3,137,661 | |||
| Management Inc. | related capacities | (Ordinary) | |||
| JPMorgan Chase Bank, N.A. | In its capacity as investment manager or in various other | 715,022 | |||
| related capacities | (Ordinary) | ||||
| JPMorgan Asset | In its capacity as investment manager or in various other | 3,850,058 | |||
| Management (UK) Limited | related capacities | (Ordinary) | |||
| JPM Asset Mgt (Taiwan) | In its capacity as investment manager or in various other | 259,119 | |||
| Limited | related capacities | (Ordinary) |
4. Details of present registered holders
| Holder of relevant interest | Registeredholder ofsecurities | Person entitledto be registeredas holder (8) | Class and number ofsecurities | ||
|---|---|---|---|---|---|
| J.P. Morgan Securities Australia | Ecapital Nominees Pty Ltd | J.P. Morgan Securities | 1,999,659 | ||
| Limited | Australia Limited | (Ordinary) | |||
| J.P. Morgan Securities LLC | HSBC | HSBC | 20,000,000(Ordinary) | ||
| J.P. Morgan Securities LLC | JANE STREET CAPITAL LLC | Various clients andcustodians | 32,036(Ordinary) | ||
| J.P. Morgan Securities PLC | DCC, Melbourne | DCC, Melbourne | 858,883(Ordinary) | ||
| J.P. Morgan Securities PLC | DCC, Melbourne | J.P. Morgan Securities PLC | 74.343(Ordinary) | ||
| JPMorgan Chase Bank, N.A. | JPMorgan Chase Bank, N.A.JPMorgan Chase Bank, N.A. | 28(Ordinary) | |||
| J.P. Morgan Investment | JPMorgan Chase Bank - | Various clients and | 1,958,921 | ||
| Management Inc. | London | custodians | (Ordinary) | ||
| J.P. Morgan Investment | State Street Global | Various clients and | 1,178,740 | ||
| Management Inc. | Markets, LLC | custodians | (Ordinary) | ||
| JF Asset Management Limited | JPMorgan Chase Bank - | Various clients and | 22,846 | ||
| London | custodians | (Ordinary) | |||
| JPM Asset Mgt (Taiwan) Limited | JPMorgan Chase Bank - | Various clients and | 259,119 | ||
| London | custodians | (Ordinary) | |||
| JPMorgan Asset Management (UK) | J.P. Morgan Bank | Various clients and | 955,443 | ||
| Limited | Luxembourg S.A. | custodians | (Ordinary) | ||
| JPMorgan Asset Management (UK) | JPMorgan Chase Bank - | Various clients and | 352,841 | ||
| Limited | London | custodians | (Ordinary) | ||
| JPMorgan Asset Management (UK) | Brown Brothers Harriman | Various clients and | 20,044 | ||
| Limited | (Boston) | custodians | (Ordinary) | ||
| JPMorgan Asset Management (UK) | State Street Bk & Trt Co | Various clients and | 1.157,013 | ||
| Limited | (Toronto) | custodians | (Ordinary) | ||
| JPMorgan Asset Management (UK) | Northern Trust Co - London | Various clients and | 1,364,717 | ||
| Limited | custodians | (Ordinary) | |||
| JPMorgan Chase Bank, N.A. | JPMorgan Chase Bank - | Various clients and | 715,022 | ||
| London | custodians | (Ordinary) |
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior tothe day that the substantial holder became a substantial holder is as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and number ofsecurities | |
|---|---|---|---|---|
| Cash | Non-cash | |||
| See Appendix |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| J.P. Morgan Securities Australia Limited | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES LLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN SECURITIES PLC | Subsidiary of JPMorgan Chase & Co. |
| J.P. MORGAN INVESTMENT MANAGEMENT INC. | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN ASSET MANAGEMENT (UK) LIMITED | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED | Subsidiary of JPMorgan Chase & Co. |
| JF ASSET MANAGEMENT LIMITED | Subsidiary of JPMorgan Chase & Co. |
| JPMORGAN CHASE BANK, N.A. | Subsidiary of JPMorgan Chase & Co. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| JPMorgan Chase & Co. | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. Morgan Securities Australia Limited | Level 18, 83-85 Castlereagh Street, Sydney, Ns, NSW 2000 |
| J.P. MORGAN SECURITIES LLC | 383 Madison Ave., New York, New York, NY, 10179, United States |
| J.P. MORGAN SECURITIES PLC | 25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England |
| J.P. MORGAN INVESTMENT MANAGEMENTINC. | 383 Madison Ave., New York, New York, NY, 10179, United States |
| JPMORGAN ASSET MANAGEMENT (UK)LIMITED | 60 Victoria Embankment, London, EC4Y0JP, England |
| JPMORGAN ASSET MANAGEMENT(TAIWAN) LIMITED | 20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan., Taipei, 110,Taiwan Province of China |
| JF ASSET MANAGEMENT LIMITED | 21st Floor, Chater House, 8 Connaught Road Central, Hong Kong., Hong Kong,Hong Kong |
| JPMORGAN CHASE BANK, N.A. | 1111 Polaris Parkway, Columbus, OH21, OH, 43240, United States |
Signature
| Print name | James Goodfellow | Capacity | JPMorgan Chase Bank, N.A. |
|---|---|---|---|
| Sign here | ∼`∧⊃ີ∟∧ | Date | 6 March 2019 |
DIRECTIONS
-
$(1)$ If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
$(2)$ See the definition of "associate" in section 9 of the Corporations Law.
-
$(3)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Law.
-
The voting shares of a company constitute one class unless divided into separate classes. $(4)$
-
The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) $(5)$ that the person or an associate has a relevant interest in.
-
The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(6)$
-
Include details of: $(7)$
- any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection $(a)$ 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because $(8)$ of an option) write "unknown".
-
Details of the consideration must include any and all benefits, money and other, that any person from whom a $(9)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | ||||||
|---|---|---|---|---|---|---|---|
| Transaction Date5-Nov-18 | EntityJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | InstrumentST BARBARA LTD | Equity/ADREquity | Type of transactionSell | Ccy PriceAUD 4.17 $ | ConsiderationQuantity258.54 | (62) |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.18 $AUD 4.13 $ | 29,535.401,746.99 | (7,074)423 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.13 $AUD 4.15 $ | 417.13136,960.60 | (101)32,980 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.13 $AUD 4.13 $ | 133,469.2111,279.03 | (32,317)2,731 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.17 $AUD 4.16 $ | 928.802,689.56 | (223)(646) |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.16 $AUD 4.13 $ | 80,331.551,978.27 | (19,323)479 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.13 $AUD 4.13 $ | 1,746.99417.13 | (423)101 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.15 $AUD 4.13 $ | 154,156.07153,322.12 | 37,124(37,124) |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.16 $AUD 4.16 $ | 14,348.8328,993.97 | 3,451(6,963) |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.13 $AUD 4.13 $ | 1,978.2745.43 | (479)(11) |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.13 $AUD 4.16 $ | 251.937,226.71 | 611,736 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.13 $AUD 4.16 $ | 5,245.10158,221.78 | (1,270)38,052 |
| 5-Nov-185-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.15 $ | 156,774.244,727.20 | (38,052)(1,140) |
| 6-Nov-186-Nov-18 | JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.22 $AUD 4.15 $ | 20,635.80987.70 | 4,890(238) |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.24 $AUD 4.22 $ | 15,276.7297,375.89 | 3,60323,083 |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.24 $AUD 4.18 $ | 11,431.0429,392.59 | 2,696(7,027) |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.19 $AUD 4.23 $ | 2,918.601,801.50 | (697)(426) |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.24 $AUD 4.22 $ | 63,828.96152,065.01 | 15,05436,000 |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.24 $AUD 4.24 $ | 216,468.9626,377.63 | (51,054)6,216 |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.20 $AUD 4.24 $ | 22,186.50474.88 | (5,283)(112) |
| 6-Nov-186-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.24 $AUD 4.21 $ | 4,142.4829,237.31 | 9776,949 |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.20 $AUD 4.20 $ | 100.683,894.33 | (24)(927) |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.30 $AUD 4.30 $ | 1,019.108,982.70 | 237(2,089) |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.27 $AUD 4.30 $ | 70,767.037,675.50 | (16,588)1,785 |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.28 $AUD 4.29 $ | 48,673.62201.63 | 11,368(47) |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.24 $AUD 4.30 $ | 110,931.28170,323.00 | (26,169)39,610 |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.30 $AUD 4.27 $ | 170,323.0026,309.99 | (39,610)6,159 |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.28 $AUD 4.30 $ | 45,435.60520.30 | (10,628)(121) |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.30 $AUD 4.27 $ | 920.206,465.70 | (214)(1,515) |
| 7-Nov-187-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.20 $AUD 4.30 $ | 8,992.20688.00 | (2,141)(160) |
| 7-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJF ASSET MANAGEMENT LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.30 $AUD 4.15 $ | 1,634.0015,670.40 | (380)(3,776) |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.29 $AUD 4.22 $ | 4,092.66320.34 | 954(76) |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.22 $AUD 4.12 $ | 5,676.3978,490.12 | (1,345)(19,051) |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.19 $AUD 4.15 $ | 1,399.4674,318.87 | (334)17,900 |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.29 $AUD 4.12 $ | 15,276.695,459.00 | 3,5611,325 |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.16 $AUD 4.15 $ | 35,911.548,335.60 | (8,641)2,011 |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.27 $AUD 4.19 $ | 19,073.131,399.46 | 4,467334 |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.12 $AUD 4.12 $ | 35,238.3635,238.36 | 8,553(8,553) |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.12 $AUD 4.16 $ | 638.6016,752.15 | (155)4,024 |
| 8-Nov-188-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.13 $AUD 4.12 $ | 89,347.6780,364.72 | 21,647(19,506) |
| 8-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.21 $ | 4,696.805,013.74 | (1,140)(1,190) |
| 9-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.18 $AUD 4.20 $ | 9,952.5843,874.17 | 2,38110,443 |
| 9-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.16 $AUD 4.20 $ | 7,208.9348,778.07 | (1,735)(11,603) |
| 9-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.23 $AUD 4.18 $ | 100,838.7899,638.66 | 23,837(23,837) |
| 9-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.24 $AUD 4.23 $ | 24,234.2334,893.08 | 5,712(8,243) |
| 9-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.18 $AUD 4.18 $ | 26,589.16781.66 | 6,359187 |
| 9-Nov-189-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.19 $AUD 4.18 $ | 13,385.0912,004.91 | 3,192(2,870) |
| 9-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.19 $AUD 4.14 $ | 6,361.2091.08 | (1,520)(22) |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.21 $AUD 4.24 $ | 1,013.419,196.56 | 241(2,169) |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.18 $AUD 4.21 $ | 20,799.68119,701.16 | (4,976)28,404 |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.24 $AUD 4.19 $ | 7,530.24983.48 | 1,776235 |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.20 $AUD 4.21 $ | 407.4096,303.15 | 9722,883 |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.23 $AUD 4.24 $ | 116,811.71116,985.84 | 27,591(27,591) |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.20 $AUD 4.24 $ | 59,537.43182.32 | (14,160)(43) |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.24 $AUD 4.22 $ | 1,047.2814,632.37 | 2473,471 |
| 12-Nov-1812-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.21 $AUD 4.22 $ | 59,372.2212,519.29 | (14,108)2,969 |
| 13-Nov-1813-Nov-18 | JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.22 $AUD 4.16 $ | 69,361.223,906.24 | 16,448(939) |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.17 $AUD 4.24 $ | 80,831.281,602.72 | (19,384)(378) |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.17 $AUD 4.17 $ | 14,328.1283,810.33 | 3,43620,079 |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.17 $AUD 4.20 $ | 26,379.425,875.81 | (6,326)(1,400) |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.17 $AUD 4.17 $ | 91,193.1513,215.64 | (21,880)(3,171) |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.15 $AUD 4.18 $ | 4,151.765,119.10 | 1,001(1,225) |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.17 $AUD 4.17 $ | 162.6357,940.13 | 3913,880 |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.13 $AUD 4.17 $ | 60,709.0061,299.00 | 14,700(14,700) |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.18 $AUD 4.17 $ | 60,899.641,146.75 | (14,577)275 |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.17 $AUD 4.17 $ | 12.5137.53 | (3)9 |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.17 $AUD 4.17 $ | 12.5128,551.99 | 36,847 |
| 13-Nov-1813-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.15 $AUD 4.18 $ | 280,478.40189,387.44 | 67,634(45,308) |
| 13-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.19 $AUD 4.11 $ | 4,801.743,900.93 | (1,146)(950) |
| 14-Nov-1814-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellPurchaseSell | AUD 4.08 $AUD 4.08 $AUD 4.08 $ | 69,947.523,876.006,226.08 | (17,144)950(1,526) |
| 14-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.13 $AUD 4.12 $ | 35,398.0037,128.09 | (8,572)(9,011) |
| 14-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.11 $AUD 4.13 $ | 1,690.37101,968.98 | (411)(24,709) |
| 14-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.10 $ | 229.60 | (56) |
| 14-Nov-1814-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellPurchase | AUD 4.10 $AUD 4.14 $AUD 4.13 $ | 1,271.0016,540.0040,802.24 | (310)(4,000)9,878 |
| 14-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.08 $AUD 4.16 $ | 23,982.2465,685.61 | (5,878)(15,792) |
| 14-Nov-1814-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.13 $AUD 4.13 $ | 21,440.74204,560.24 | 5,18949,547 |
| 14-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.13 $AUD 4.08 $ | 3,153.41350,831.04 | (764)85,988 |
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.16 $AUD 4.16 $ | 2,982.7239,624.00 | 717(9,525) |
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.16 $AUD 4.16 $ | 12.4875,355.33 | (3)(18,118) |
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.08 $AUD 4.17 $ | 350,831.0467,095.30 | (85,988)(16,090) |
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.14 $AUD 4.15 $ | 409.3720,646.32 | (99)(4,977) |
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.17 $AUD 4.16 $ | 52,256.3652,087.36 | 12,521(12,521) |
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.16 $AUD 4.16 $ | 160,096.2549.92 | (38,483)(12) |
| 15-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.16 $ | 1,634.88 | 393 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | |||||
|---|---|---|---|---|---|---|
| 15-Nov-1815-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.16 $AUD 4.14 $ | 18,334.584,40332,888.037,938 |
| 15-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN INVESTMENT MANAGEMENT INC. | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.15 $AUD 4.12 $ | 4,752.08(1,146)7,502.52(1,821) |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.12 $AUD 4.11 $ | 1,177.85286193.17(47) |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.13 $ | 14,432.36(3,503)77,558.86(18,787) |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.16 $AUD 4.12 $ | 1,894.68(456)42,221.68(10,237) |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.10 $AUD 4.12 $ | 6,027.001,4706,056.40(1,470) |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.14 $AUD 4.12 $ | 181,443.83(43,804)601.52146 |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.12 $AUD 4.14 $ | 2,768.6467211,240.152,716 |
| 16-Nov-1816-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.10 $AUD 4.15 $ | 3,684.08(898)35,114.578,462 |
| 16-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.14 $AUD 4.11 $ | 6,318.28(1,528)961.74234 |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.11 $AUD 4.25 $ | 12.3331,011.50(238) |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.23 $AUD 4.24 $ | 4,035.4295488,982.02(20,999) |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.23 $AUD 4.24 $ | 9,720.542,29814,166.81(3,343) |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.25 $AUD 4.23 $ | 78,728.0818,52278,348.06(18,522) |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.24 $AUD 4.23 $ | 196,782.66(46,392)207.27(49) |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.23 $AUD 4.14 $ | 1,813.52(429)19,458.00(4,700) |
| 19-Nov-1819-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.24 $AUD 4.24 $ | 159,537.3037,5896,482.54(1,528) |
| 20-Nov-1820-Nov-18 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.29 $AUD 4.31 $ | 2,471.04(576)4,107.43953 |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.31 $AUD 4.31 $ | 36,926.98(8,573)174,240.37(40,427) |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.30 $AUD 4.31 $ | 50,930.1511,8331,090.43253 |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.31 $AUD 4.31 $ | 8,895.842,064129.30(30) |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.29 $AUD 4.30 $ | 25,736.86(5,997)57,962.6313,475 |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.30 $AUD 4.31 $ | 49,481.4211,50049,565.00(11,500) |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.30 $AUD 4.31 $ | 211,784.83(49,279)38,272.808,880 |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.31 $AUD 4.30 $ | 538.75(125)4,011.12(933) |
| 20-Nov-1820-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.30 $AUD 4.31 $ | 403,462.2493,8128,227.22(1,910) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowSell | AUD 4.27 $ | $-39,1482,476.60(580) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.28 $AUD 4.27 $ | 16,243.50(3,794)8,420.44(1,972) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.28 $AUD 4.27 $ | 44,152.28(10,322)33,937.967,948 |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.28 $AUD 4.27 $ | 1,218.86(285)67,112.19(15,723) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.29 $AUD 4.27 $ | 68,535.4615,967636.23149 |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.27 $AUD 4.27 $ | 68,815.32(16,116)205,677.32(48,152) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.27 $AUD 4.27 $ | 388.57(91)1,379.21(323) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.28 $AUD 4.33 $ | 7,997.23(1,868)20,446.26(4,722) |
| 21-Nov-1821-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.27 $AUD 4.27 $ | 244,336.9257,1858,151.88(1,910) |
| 22-Nov-1822-Nov-18 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellBorrow | AUD 4.24 $ | 277,899.62(65,547)$-38,000 |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowPurchase | AUD 4.24 $ | $-161,3162,014.00475 |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.23 $AUD 4.20 $ | 638.73(151)280,141.54(66,695) |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.23 $AUD 4.23 $ | 52,050.15(12,305)13,595.22(3,214) |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.21 $AUD 4.24 $ | 67,926.55(16,148)98,766.56(23,294) |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.22 $AUD 4.21 $ | 8,305.41(1,968)202.08(48) |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.21 $AUD 4.23 $ | 90,203.58(21,429)118.4428 |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.21 $AUD 4.21 $ | 26,959.336,408261,812.52(62,182) |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.23 $AUD 4.23 $ | 376.47(89)524.52124 |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.22 $AUD 4.22 $ | 679.1916111,394.00(2,700) |
| 22-Nov-1822-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.22 $AUD 4.20 $ | 201,547.1447,7686,417.60(1,528) |
| 23-Nov-1823-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowBorrow | $-50,000$-54,449 | |
| 23-Nov-1823-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.18 $AUD 4.18 $ | 321.48(77)497.08(119) |
| 23-Nov-1823-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.18 $AUD 4.19 $ | 1,361.14(326)78,431.08(18,738) |
| 23-Nov-1823-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.18 $AUD 4.19 $ | 23,146.20(5,544)77,907.21(18,590) |
| 23-Nov-1823-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.19 $AUD 4.19 $ | 234,181.56(55,908)5,382.101,283 |
| 23-Nov-1823-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.19 $AUD 4.21 $ | 4,148.1099047,296.90(11,224) |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowBorrow | $-42,000$-40,000 | |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.16 $AUD 4.11 $ | 839.31(202)751.22(183) |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.12 $AUD 4.12 $ | 5,290.88(1,285)5,895.721,431 |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.13 $AUD 4.12 $ | 55,557.4613,45210,588.402,570 |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.12 $AUD 4.11 $ | 17,229.844,18216,458.98(4,005) |
| 26-Nov-1826-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellPurchase | AUD 4.12 $AUD 4.13 $AUD 4.12 $ | 1,859.98(452)99,699.45(24,169)24,448.085,934 |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.13 $ | 24,448.08(5,934)194,927.48(47,236) |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.12 $AUD 4.12 $ | 41.20(10)160.6839 |
| 26-Nov-1826-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.13 $AUD 4.13 $ | 4,281.001,037177,383.52(42,999) |
| 26-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.10 $ | 68,989.40(16,745)86,225.46(21,046) |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowBorrow | $-42,000$-42,000 | |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.12 $ | 979.37(238)6,600.24(1,602) |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.14 $AUD 4.12 $ | 58,787.5714,1982,276.10(552) |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.11 $AUD 4.13 $ | 109,468.89(26,647)16,847.32(4,083) |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.12 $AUD 4.19 $ | 244,196.75(59,203)37.71(9) |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.19 $AUD 4.14 $ | 750.01179521.61126 |
| 27-Nov-1827-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.09 $AUD 4.17 $ | 22,586.885,524145,414.51(34,880) |
| 27-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellBorrow | AUD 4.19 $ | 10,839.53(2,587)$-42,000 |
| 28-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowSell | AUD 4.14 $ | $-42,0009,881.58(2,386) |
| 28-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.12 $AUD 4.14 $ | 1,965.2447762,118.8415,000 |
| 28-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.15 $AUD 4.15 $ | 85,423.95(20,586)183,114.76(44,095) |
| 28-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.12 $AUD 4.12 $ | 48,179.2811,69437.08(9) |
| 28-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.12 $AUD 4.15 $ | 477.9211611,123.32(2,682) |
| 28-Nov-1828-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.15 $AUD 4.13 $ | 388,625.87(93,735)35,392.368,564 |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.22 $AUD 4.26 $ | 1,008.58(239)40,657.44(9,544) |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.23 $AUD 4.19 $ | 54,239.68(12,812)4,780.79(1,141) |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.21 $AUD 4.22 $ | 407.89(97)153,139.65(36,289) |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.27 $AUD 4.23 $ | 1,994.09(467)37,768.42(8,930) |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.26 $AUD 4.25 $ | 149.10(35)253,532.04(59,707) |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.26 $AUD 4.26 $ | 63.90(15)97.9823 |
| 29-Nov-1829-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.23 $AUD 4.21 $ | 9,653.20(2,283)73,343.2317,401 |
| 29-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellBorrow | AUD 4.27 $ | 68,341.26(16,015)$-36,760 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8)30-Nov-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTD | Equity | Borrow | Appendix$-89,394 | |
|---|---|---|---|---|---|---|
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowBorrow | $-12,930$-37,070 | |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.26 $AUD 4.44 $ | 310.98(73)42,370.92(9,543) |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.29 $AUD 4.44 $ | 24,259.935,65518,368.284,137 |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.26 $AUD 4.26 $ | 310.9873130,310.43(30,606) |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.27 $AUD 4.26 $ | 318,659.39(74,678)163,318.71(38,297) |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.44 $AUD 4.44 $ | 17.76(4)26.646 |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.44 $AUD 4.44 $ | 10,105.44(2,276)1,629.48(367) |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.28 $AUD 4.23 $ | 22,705.19(5,307)247,468.6958,447 |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.41 $AUD 4.27 $ | 331,622.74(75,253)9,783.02(2,292) |
| 30-Nov-1830-Nov-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.44 $AUD 4.44 $ | 10,105.442,2761,629.48367 |
| 3-Dec-183-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowBorrow | $-345,847$-6,550 | |
| 3-Dec-183-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowPurchase | AUD 4.09 $ | $-75,000985.69241 |
| 3-Dec-183-Dec-183-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellSell | AUD 4.15 $AUD 4.09 $AUD 4.16 $ | 371,649.30(89,643)95,530.13(23,357)14,324.66(3,441) |
| 3-Dec-183-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.33 $AUD 4.15 $ | 12,642.18(2,921)9,397.002,267 |
| 3-Dec-183-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.11 $AUD 4.27 $ | 7,311.041,77924,334.65(5,705) |
| 3-Dec-183-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.18 $AUD 4.16 $ | 379,862.30(90,794)16,558.24(3,980) |
| 3-Dec-183-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.25 $AUD 4.08 $ | 472,414.55111,28155,613.70(13,640) |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowSell | AUD 4.09 $ | $-42,00097,583.31(23,859) |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.17 $AUD 4.09 $ | 2,975.02(714)135,264.4833,072 |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.25 $AUD 4.25 $ | 2,027.2547721,760.00(5,120) |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.23 $AUD 4.26 $ | 109,642.10(25,913)4,272.78(1,003) |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.21 $AUD 4.23 $ | 5,700.51(1,355)88,182.33(20,847) |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.25 $AUD 4.25 $ | 531.25(125)93.50(22) |
| 4-Dec-184-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellPurchase | AUD 4.24 $AUD 4.22 $AUD 4.25 $ | 19,886.08(4,688)333,686.02(79,118)544.00128 |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.22 $AUD 4.22 $ | 3,067.2472690,693.3021,513 |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.25 $AUD 4.23 $ | 55,292.50(13,010)143,835.04(33,984) |
| 4-Dec-184-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.25 $AUD 4.25 $ | 2,222.75(523)497.25(117) |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowSell | AUD 4.32 $ | $-48,0001,009.71(234) |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.28 $AUD 4.30 $ | 57,060.3813,3279,365.40(2,178) |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.29 $AUD 4.28 $ | 43,168.60(10,053)15,530.35(3,631) |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.28 $AUD 4.30 $ | 72,479.23(16,930)369.8086 |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.30 $AUD 4.30 $ | 12,758.102,96760,754.7014,129 |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.27 $AUD 4.30 $ | 31,598.007,40031,820.00(7,400) |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.28 $AUD 4.29 $ | 285,219.18(66,604)22,389.72(5,219) |
| 5-Dec-185-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.30 $AUD 4.28 $ | 41,526.22(9,650)265,731.4362,030 |
| 5-Dec-185-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellBorrow | AUD 4.30 $AUD 4.30 $ | 1,904.90(443)279.50(65)$-76,383 |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.39 $AUD 4.39 $ | 42,319.60(9,640)23,359.19(5,321) |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.39 $AUD 4.27 $ | 6,159.171,4031,716.54(402) |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.28 $AUD 4.37 $ | 45,932.70(10,722)2,016.63462 |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.35 $AUD 4.36 $ | 29,035.386,6692,535.04581 |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.39 $AUD 4.39 $ | 27,674.566,30427,674.56(6,304) |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.32 $AUD 4.33 $ | 257,963.94(59,711)17.324 |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.32 $AUD 4.39 $ | 480,579.48111,35467,111.36(15,294) |
| 6-Dec-186-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.39 $AUD 4.39 $ | 913.12(208)259.01(59) |
| 7-Dec-187-Dec-187-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | BorrowBorrowSell | AUD 4.52 $ | $-40,000$-39,3842,160.56(478) |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.52 $AUD 4.41 $ | 35,057.12(7,756)538.02(122) |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.36 $AUD 4.40 $ | 11,397.66(2,613)70,888.30(16,112) |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.39 $AUD 4.52 $ | 6,146.001,4006,328.00(1,400) |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.43 $AUD 4.52 $ | 320,427.03(72,253)24,566.20(5,435) |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.52 $AUD 4.43 $ | 1,577.483498,130.091,836 |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.52 $AUD 4.41 $ | 115,404.64(25,532)73,497.1316,654 |
| 7-Dec-187-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.50 $AUD 4.52 $ | 240,365.87(53,362)623.76(138) |
| 7-Dec-1810-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellBorrowSell | AUD 4.52 $AUD 4.55 $ | 329.96(73)$-77,2932,170.35(477) |
| 10-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.55 $AUD 4.55 $ | 54,886.65(12,063)10,292.10(2,262) |
| 10-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.55 $AUD 4.59 $ | 18,800.604,1323,852.24(840) |
| 10-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.58 $AUD 4.58 $ | 137,188.75(29,953)162,957.6235,586 |
| 10-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.55 $AUD 4.58 $ | 161,916.30(35,586)291,603.11(63,708) |
| 10-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.55 $AUD 4.57 $ | 5,824.00(1,280)18,315.56(4,009) |
| 10-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.58 $AUD 4.55 $ | 7,860.04(1,716)112,239.4024,668 |
| 10-Dec-1810-Dec-1810-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.56 $AUD 4.55 $AUD 4.55 $ | 536,872.72117,6771,001.00(220)241.15(53) |
| 11-Dec-1811-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.64 $AUD 4.54 $ | 17,785.123,83312,735.29(2,803) |
| 11-Dec-1811-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.57 $AUD 4.62 $ | 1,744.7538212,819.502,772 |
| 11-Dec-1811-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.61 $AUD 4.64 $ | 212,503.0946,13818,949.764,084 |
| 11-Dec-1811-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.64 $AUD 4.62 $ | 233,030.08(50,222)322,354.74(69,849) |
| 11-Dec-1811-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.64 $AUD 4.63 $ | 635.68(137)2,099.33(453) |
| 11-Dec-1811-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.67 $AUD 4.60 $ | 23,738.75(5,087)146,325.1531,809 |
| 11-Dec-1811-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchasePurchaseBorrow | AUD 4.64 $AUD 4.64 $ | 1,531.2033018.564$-154,181 |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.47 $AUD 4.47 $ | 2,132.19(477)149,481.2733,441 |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.49 $AUD 4.47 $ | 279,140.36(62,169)182,514.57(40,831) |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.54 $AUD 4.47 $ | 5,304.70(1,168)5,136.03(1,149) |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.47 $AUD 4.45 $ | 10,482.152,345801.00180 |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.45 $AUD 4.47 $ | 2,870.256452,440.62(546) |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.46 $AUD 4.45 $ | 5,584.031,25318,481.714,152 |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.43 $AUD 4.47 $ | 57,082.5012,90076,709.6717,161 |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.47 $AUD 4.45 $ | 134,372.67(30,061)393,519.85(88,363) |
| 12-Dec-1812-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellSell | AUD 4.47 $AUD 4.46 $AUD 4.47 $ | 1,153.26(258)6,176.53(1,385)6,669.02(1,492) |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.47 $AUD 4.46 $ | 43,037.169,628312,465.3770,071 |
| 12-Dec-1812-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.47 $AUD 4.47 $ | 37,650.818,4234,420.83989 |
| 12-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseBorrow | AUD 4.47 $ | 1,202.43269$-150,470 |
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.35 $AUD 4.25 $ | 1,554.59(357)5,469.751,287 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | |||||
|---|---|---|---|---|---|---|
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.25 $AUD 4.40 $ | 10,089.50250.80 | (2,374)(57) |
| 13-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.25 $ | 726.75 | (171) |
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.40 $AUD 4.28 $ | 10,300.402,496.66 | 2,341584 |
| 13-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.27 $ | 25,543.37 | (5,987) |
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.30 $AUD 4.25 $ | 60,627.9088,072.75 | 14,10020,723 |
| 13-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.25 $ | 147,997.75 | (34,823) |
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.29 $AUD 4.25 $ | 389,245.351,678.75 | (90,680)395 |
| 13-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.29 $ | 4,533.36 | 1,056 |
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.27 $AUD 4.26 $ | 521,299.0017,207.92 | (122,197)4,042 |
| 13-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.25 $ | 32,597.50 | (7,670) |
| 13-Dec-1813-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.25 $AUD 4.25 $ | 3,013.251,109.25 | 709261 |
| 14-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.25 $ | 2,028.43 | (477) |
| 14-Dec-1814-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.23 $AUD 4.20 $ | 40,421.8836,158.97 | (9,556)(8,604) |
| 14-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.20 $ | 44,717.36 | 10,649 |
| 14-Dec-1814-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.23 $AUD 4.16 $ | 45,045.27228.80 | (10,649)(55) |
| 14-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.17 $ | 46,203.85 | (11,068) |
| 14-Dec-1814-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.16 $AUD 4.23 $ | 114,275.42116,231.94 | 27,478(27,478) |
| 14-Dec-1814-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.20 $AUD 4.23 $ | 211,753.652,301.12 | (50,438)544 |
| 14-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.20 $ | 3,318.82 | (791) |
| 14-Dec-1814-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.22 $AUD 4.19 $ | 337,422.0129,942.63 | (80,030)7,150 |
| 14-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.23 $ | 3,185.19 | (753) |
| 14-Dec-1814-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.23 $AUD 4.23 $ | 3,202.111,290.15 | 757305 |
| 17-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.39 $ | 684.06 | 156 |
| 17-Dec-1817-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.37 $AUD 4.33 $ | 1,674.701,030.54 | 383238 |
| 17-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.35 $ | 122,169.53 | 28,065 |
| 17-Dec-1817-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.33 $AUD 4.33 $ | 121,521.458,270.30 | (28,065)1,910 |
| 17-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.35 $ | 18,740.17 | 4,312 |
| 17-Dec-1817-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.37 $AUD 4.32 $ | 85,167.36626.40 | 19,502145 |
| 17-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.32 $ | 4,363.20 | 1,010 |
| 17-Dec-1817-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.33 $AUD 4.33 $ | 300,073.31299,887.14 | 69,258(69,258) |
| 17-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.36 $ | 378,908.95 | (86,843) |
| 17-Dec-1817-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.35 $AUD 4.35 $ | 3,736.35538,159.54 | 859(123,835) |
| 17-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.34 $ | 41,195.00 | 9,500 |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.40 $AUD 4.50 $ | 1,042.80494.45 | 237(110) |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.50 $ | 3,754.75 | (835) |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.33 $AUD 4.48 $ | 206,848.43111,641.83 | (47,771)24,896 |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.45 $ | 110,787.20 | (24,896) |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.44 $AUD 4.44 $ | 5,856.362,739.48 | 1,319617 |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.50 $ | 1,909.77 | (424) |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.51 $AUD 4.49 $ | 121.7755,011.98 | (27)(12,241) |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.47 $ | 248,998.45 | 55,741 |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.45 $AUD 4.49 $ | 248,047.45167,878.07 | (55,741)37,426 |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.45 $ | 166,545.70 | (37,426) |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.48 $AUD 4.47 $ | 351,336.1424,189.03 | (78,486)(5,412) |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.48 $ | 172,734.48 | 38,573 |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.48 $AUD 4.45 $ | 76,015.37213.60 | (16,985)48 |
| 18-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.45 $ | 37,749.35 | 8,483 |
| 18-Dec-1818-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.45 $AUD 4.45 $ | 5,340.002,661.10 | 1,200598 |
| 19-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | $- | (60,430) | |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (42,000)(57,112) | |
| 19-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | $- | (6,550) | |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (50,000)(12,930) | |
| 19-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | $- | (38,000) | |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (39,148)(36,760) | |
| $- | (42,000) | |||||
| 19-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | |||
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (42,000)(42,000) | |
| 19-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | $- | (48,000) | |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (40,000)(75,000) | |
| 19-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | $- | (345,847) | |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (40,000)(37,070) | |
| 19-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.68 $ | 194,954.76 | 41,657 |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.56 $AUD 4.68 $ | 9,247.559,500.40 | 2,030(2,030) |
| 19-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.68 $ | 97,956.30 | 20,952 |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.68 $AUD 4.66 $ | 98,055.36223.44 | (20,952)(48) |
| 19-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.58 $ | 4,939.67 | (1,079) |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.60 $AUD 4.71 $ | 33,481.3817,081.78 | (7,279)3,628 |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.63 $AUD 4.68 $ | 252,862.22255,378.24 | 54,568(54,568) |
| 19-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.66 $ | 348,190.41 | (74,704) |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.68 $AUD 4.65 $ | 76,574.167,805.00 | 16,362(1,677) |
| 19-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.69 $ | 44,667.76 | (9,518) |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.66 $AUD 4.56 $ | 275,923.95218.88 | 59,244(48) |
| 19-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.68 $ | 3,720.60 | 795 |
| 19-Dec-1819-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.68 $AUD 4.68 $ | 1,563.12613.08 | (334)131 |
| 19-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.68 $AUD 4.68 $ | 327.60774,970.56 | 70(165,592) |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.48 $ | 4,251.52 | (949) |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.52 $AUD 4.54 $ | 2,058.68181.40 | 45540 |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.49 $ | 10,780.56 | 2,402 |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.49 $AUD 4.46 $ | 129,038.53107,303.14 | 28,728(24,059) |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.49 $ | 93,473.85 | 20,829 |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.46 $AUD 4.48 $ | 15,288.88379,456.00 | (3,428)84,700 |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.48 $AUD 4.68 $ | 42,389.76774,970.56 | (9,462)165,592 |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.53 $ | 738.78 | 163 |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchasePurchase | AUD 4.48 $AUD 4.48 $ | 47,452.24704,840.03 | 10,591157,271 |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.46 $ | 4,544.10 | (1,020) |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.45 $AUD 4.53 $ | 1,624.26100,570.93 | (365)22,189 |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.46 $ | 98,962.94 | (22,189) |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.50 $AUD 4.48 $ | 301,174.36627,052.22 | (66,954)139,930 |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.46 $ | 1,137.30 | (255) |
| 20-Dec-1820-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.46 $AUD 4.46 $ | 441.541,650.20 | (99)370 |
| 20-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.46 $ | 2,551.12 | 572 |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.54 $AUD 4.50 $ | 385.9093,223.14 | (85)(20,716) |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellPurchase | AUD 4.54 $AUD 4.54 $ | 223,749.36151,560.92 | (49,284)33,348 |
| 21-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.58 $ | 2,992.05 | (654) |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.58 $AUD 4.56 $ | 6,601.78187,056.37 | (1,441)(41,020) |
| 21-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.54 $ | 82,337.44 | 18,136 |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.54 $AUD 4.54 $ | 56,236.7356,214.28 | 12,382(12,382) |
| 21-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.54 $ | 231,997.14 | (51,079) |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.54 $AUD 4.54 $ | 8,885.928,889.32 | 1,958(1,958) |
| 21-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Purchase | AUD 4.53 $ | 487,194.26 | 107,547 |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | SellSell | AUD 4.58 $AUD 4.54 $ | 24,812.495,343.58 | (5,412)(1,177) |
| 21-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.54 $ | 885.30 | (195) |
| 21-Dec-1821-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.54 $AUD 4.54 $ | 172.522,724.00 | 38(600) |
| 24-Dec-1824-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnBorrow - Return | $-$- | (4,472)(6,550) | |
| 24-Dec-18 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTDEquity | Borrow - Return | $- | (60,404) | |
| 24-Dec-1824-Dec-18 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | Borrow - ReturnSell | AUD 4.55 $ | $-490,220.09 | (35,450)(107,680) |
| 24-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.54 $ | 46,852.80 | (10,320) |
| 24-Dec-1824-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSell | AUD 4.55 $AUD 4.51 $ | 88,228.728,844.24 | 19,412(1,960) |
| 24-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquity | Sell | AUD 4.54 $ | 198,466.80 | (43,715) |
| 24-Dec-1824-Dec-1824-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDEquityST BARBARA LTDEquityST BARBARA LTDEquity | PurchaseSellPurchase | AUD 4.54 $AUD 4.54 $AUD 4.54 $ | 4,358.694,358.40218,346.29 | 960(960)48,136 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8)27-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.68 $ | Appendix195,607.04(41,810) |
|---|---|---|---|---|---|---|
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.70 $AUD 4.70 $ | 484,993.00(103,190)272.60(58) |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.67 $AUD 4.70 $ | 1,690.13(362)12,694.70(2,701) |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.69 $AUD 4.58 $ | 63,567.78(13,557)8,614.981,881 |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.68 $AUD 4.70 $ | 11,138.772,3809.40(2) |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.69 $AUD 4.70 $ | 3,094.51(660)257,654.8054,850 |
| 27-Dec-1827-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.70 $AUD 4.70 $AUD 4.69 $ | 244,150.9051,947257,795.00(54,850)295,626.07(63,042) |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.70 $AUD 4.68 $ | 1,179.702516,677.441,428 |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.70 $AUD 4.67 $ | 7,891.30(1,679)17,951.48(3,844) |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.69 $AUD 4.70 $ | 975,481.94207,9803,243.00690 |
| 27-Dec-1827-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.70 $AUD 4.70 $ | 4,211.208962,467.50(525) |
| 28-Dec-1828-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.70 $AUD 4.70 $ | 1,123.302391,052.80(224) |
| 28-Dec-1828-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.70 $AUD 4.70 $ | 1,123.302395,499.001,170 |
| 28-Dec-1828-Dec-1828-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.69 $AUD 4.70 $AUD 4.70 $ | 27,300.975,81936,072.50(7,675)629.80(134) |
| 28-Dec-1828-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.70 $AUD 4.69 $ | 144,106.7030,661345,650.86(73,721) |
| 28-Dec-1828-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.70 $AUD 4.69 $ | 18,518.00(3,940)60,532.9012,918 |
| 28-Dec-1828-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.70 $AUD 4.70 $ | 103.40(22)526.40112 |
| 31-Dec-1831-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.70 $AUD 4.70 $ | 14.10(3)3,106.70(661) |
| 31-Dec-1831-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.67 $AUD 4.70 $ | 29,967.326,41214.103 |
| 31-Dec-1831-Dec-1831-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellPurchase | AUD 4.70 $AUD 4.68 $AUD 4.68 $ | 3,106.706611,479.41(316)14,171.833,026 |
| 31-Dec-1831-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.67 $AUD 4.68 $ | 17,052.69(3,653)13,364.64(2,858) |
| 31-Dec-1831-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.67 $AUD 4.65 $ | 141,149.04(30,250)60.4513 |
| 31-Dec-1831-Dec-18 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.70 $AUD 4.68 $ | 61.10(13)316,268.4267,510 |
| 2-Jan-192-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.67 $AUD 4.66 $ | 9,938.82(2,126)4,380.40(940) |
| 2-Jan-192-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.68 $AUD 4.66 $ | 90,683.5919,39518,784.464,031 |
| 2-Jan-192-Jan-192-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellSell | AUD 4.66 $AUD 4.68 $AUD 4.69 $ | 1,118.40(240)8,163.26(1,746)25,534.66(5,449) |
| 2-Jan-192-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.68 $AUD 4.66 $ | 131,557.67(28,138)114,906.2824,658 |
| 2-Jan-192-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.67 $AUD 4.68 $ | 225,737.22(48,337)30,571.196,535 |
| 2-Jan-192-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.66 $AUD 4.66 $ | 5,769.081,23832,298.46(6,931) |
| 2-Jan-192-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellPurchase | AUD 4.67 $AUD 4.68 $AUD 4.66 $ | 194,272.1641,580118,604.16(25,360)163.1035 |
| 3-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.72 $AUD 4.77 $ | 11,438.472,4212,308.68(484) |
| 3-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.73 $AUD 4.75 $ | 5,598.37(1,183)56,306.9411,854 |
| 3-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.71 $AUD 4.66 $ | 5,148.03(1,093)163.10(35) |
| 3-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.73 $AUD 4.74 $ | 60,104.0412,71212,102.51(2,552) |
| 3-Jan-193-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellPurchase | AUD 4.76 $AUD 4.73 $AUD 4.74 $ | 84,978.3717,868484,429.89(102,425)41,836.548,825 |
| 3-Jan-193-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.73 $AUD 4.74 $ | 40,496.838,565108,477.89(22,906) |
| 4-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.99 $AUD 4.99 $ | 34,331.206,8804,800.38(962) |
| 4-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.99 $AUD 4.94 $ | 154.69(31)44,719.949,045 |
| 4-Jan-194-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellPurchaseSell | AUD 4.92 $AUD 4.92 $AUD 4.91 $ | 403.03(82)13,952.872,83611,164.44(2,274) |
| 4-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.94 $AUD 4.99 $ | 24,677.90(4,998)154.6931 |
| 4-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.93 $AUD 4.94 $ | 448,841.47(91,096)19,618.263,970 |
| 4-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.90 $AUD 4.95 $ | 366,149.1274,716132,476.21(26,736) |
| 4-Jan-194-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.97 $AUD 4.99 $ | 2,634.10(530)5,064.851,015 |
| 4-Jan-194-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.99 $AUD 4.99 $AUD 4.85 $ | 1,032.93207993.01(199)1,178.55(243) |
| 7-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.83 $AUD 4.82 $ | 12,731.882,63662,005.7312,876 |
| 7-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.82 $AUD 4.84 $ | 2,617.1554341,182.468,500 |
| 7-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.80 $AUD 4.80 $ | 7,305.39(1,521)602,318.99(125,478) |
| 7-Jan-197-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchasePurchaseSell | AUD 4.83 $AUD 4.81 $AUD 4.83 $ | 1,622.883368,136.801,69125,999.89(5,383) |
| 7-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.83 $AUD 4.79 $ | 36,682.00(7,600)312,389.4865,174 |
| 7-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.83 $AUD 4.83 $ | 7,356.09(1,523)217.3545 |
| 7-Jan-197-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.83 $AUD 4.83 $ | 57.96(12)2,163.84(448) |
| 8-Jan-198-Jan-198-Jan-19 | J.P. MORGAN INVESTMENT MANAGEMENT INC.J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellPurchase | AUD 4.73 $AUD 4.65 $AUD 4.59 $ | 330,131.21(69,838)30,204.65(6,494)125,655.8427,376 |
| 8-Jan-198-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.65 $AUD 4.59 $ | 61,053.2813,13211,016.00(2,400) |
| 8-Jan-198-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.65 $AUD 4.59 $ | 50,323.56(10,811)9,001.151,960 |
| 8-Jan-198-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.66 $AUD 4.66 $ | 517,947.76(111,164)23,424.585,031 |
| 8-Jan-198-Jan-198-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.66 $AUD 4.65 $AUD 4.59 $ | 99,091.5621,250218,974.87(47,041)4,052.97(883) |
| 8-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.59 $AUD 4.62 $ | 1,207.17(263)2,226.84(482) |
| 9-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.67 $AUD 4.68 $ | 2,250.94(482)97,225.9320,791 |
| 9-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.67 $AUD 4.61 $ | 6,519.32(1,396)253.28(55) |
| 9-Jan-199-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellPurchase | AUD 4.61 $AUD 4.64 $AUD 4.66 $ | 1,538.07(334)7,771.64(1,674)2,274.89488 |
| 9-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.70 $AUD 4.68 $ | 5,904.731,25546,284.279,881 |
| 9-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.67 $AUD 4.68 $ | 646,520.05(138,504)41,552.048,886 |
| 9-Jan-199-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.65 $AUD 4.69 $ | 385,127.5282,87892,572.23(19,755) |
| 9-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellBorrow | AUD 4.67 $ | 1,190.85(255)$-93,469 |
| 10-Jan-1910-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellSellPurchase | AUD 4.72 $AUD 4.85 $AUD 4.85 $ | 6,870.03(1,455)133,622.35(27,551)4,675.40964 |
| 10-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.81 $AUD 4.74 $ | 217,497.8745,2342,289.42483 |
| 10-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.85 $AUD 4.85 $ | 4,050.42(836)10,684.55(2,203) |
| 10-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.84 $AUD 4.82 $ | 5,637.611,16630,212.326,264 |
| 10-Jan-1910-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.75 $AUD 4.79 $AUD 4.84 $ | 43,179.509,100577,700.09(120,701)22,314.20(4,614) |
| 10-Jan-1910-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.81 $AUD 4.85 $ | 748,736.79(155,599)13,827.352,851 |
| 11-Jan-1911-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.74 $AUD 4.73 $ | 113,214.9023,885130,853.7827,671 |
| 11-Jan-1911-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.66 $AUD 4.70 $ | 5,583.63(1,197)2,726.00580 |
| 11-Jan-1911-Jan-1911-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 4.74 $AUD 4.73 $AUD 4.72 $ | 17,974.273,7946,937.69(1,466)575,240.75(121,844) |
| 11-Jan-1911-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.72 $AUD 4.71 $ | 9,905.92(2,097)40,098.90(8,511) |
| 11-Jan-1911-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.73 $AUD 4.74 $ | 128,545.9127,16824,420.48(5,152) |
| 14-Jan-1914-Jan-1914-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | SellPurchaseSell | AUD 4.74 $AUD 4.78 $AUD 4.66 $ | 2,289.42(483)549.2511537,871.27(8,119) |
| 14-Jan-1914-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.77 $AUD 4.74 $ | 1,583.6433210,443.842,203 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | ||||||
|---|---|---|---|---|---|---|---|
| 14-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.64 $ | 44,080.52 | (9,490) |
| 14-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.67 $ | 13,055.29 | 2,798 |
| 14-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.67 $ | 305,683.98 | (65,508) |
| 14-Jan-19 | J.P. MORGAN SECURITIES LLC | ST BARBARA LTD | Equity | Sell | AUD 4.69 $ | 6,143.90 | (1,310) |
| 14-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.68 $ | 17,384.51 | (3,717) |
| 14-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.70 $ | 359,934.45 | (76,568) |
| 14-Jan-1915-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseBorrow - Return | AUD 4.64 $ | 64,950.09$- | 13,988(39,384) |
| 15-Jan-1915-Jan-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | Borrow - ReturnSell | AUD 4.69 $ | $-1,134.98 | (89,394)(242) |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.78 $ | 43,742.86 | 9,142 |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.82 $ | 5,239.34 | 1,087 |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 5,471.10 | (1,141) |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.74 $ | 20,622.08 | (4,348) |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.78 $ | 115,790.72 | 24,224 |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.78 $ | 172,710.67 | (36,108) |
| 15-Jan-19 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTD | Equity | Sell | AUD 4.78 $ | 7,370.76 | (1,542) |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.77 $ | 10,996.59 | 2,305 |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.74 $ | 31,321.98 | 6,611 |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.78 $ | 233,106.36 | (48,767) |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.78 $ | 6,190.10 | 1,295 |
| 15-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.78 $ | 10,511.22 | (2,199) |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.72 $ | 911.68 | 193 |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 1,120.65 | 241 |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 35,709.69 | 7,676 |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 35,693.40 | (7,676) |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 32,054.13 | (6,884) |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.75 $ | 2,628.73 | 554 |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 50,027.04 | (10,731) |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 939.30 | 202 |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 115,216.53 | (24,701) |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.67 $ | 18,943.10 | (4,060) |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 18,135.00 | 3,900 |
| 16-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.68 $ | 149,094.85 | (31,852) |
| 16-Jan-1916-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJPMORGAN ASSET MANAGEMENT (UK) LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseTransfer Out | AUD 4.65 $ | 4.65$- | 1(1,225,450) |
| 17-Jan-19 | JPMORGAN ASSET MANAGEMENT (UK) LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.60 $ | 794,189.90 | (172,804) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 79,426.65 | 17,081 |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 78,515.25 | (16,885) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.67 $ | 6,757.49 | (1,447) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.67 $ | 29,682.52 | 6,356 |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.67 $ | 6,953.63 | 1,489 |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 175.75 | (38) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 41.63 | (9) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.72 $ | 3,412.56 | (723) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 10,416.54 | 2,214 |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.72 $ | 10,450.08 | (2,214) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 61,352.59 | (13,155) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.72 $ | 12,073.76 | (2,558) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 79,426.65 | (17,081) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 78,515.25 | 16,885 |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 58,708.71 | (12,627) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 134,142.53 | (28,972) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.67 $ | 24,386.89 | (5,222) |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 521,954.71 | 112,283 |
| 17-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.62 $ | 5,682.60 | (1,230) |
| 17-Jan-1918-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellBorrow | AUD 4.72 $ | 4.72$- | (1)37,032 |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 6,984.00 | (1,455) |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 42,010.76 | (8,753) |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.79 $ | 37,466.67 | 7,830 |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.79 $ | 3,664.35 | (765) |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.80 $ | 59,702.40 | 12,438 |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 192,049.76 | (40,032) |
| 18-Jan-19 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 4,108.80 | (856) |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 7,511.43 | (1,565) |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 286,789.11 | (59,689) |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.81 $ | 3,937.87 | 818 |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.80 $ | 4.80 | 1 |
| 18-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.80 $ | 4.80 | 1 |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 18.80 | 4 |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 11,249.24 | (2,414) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 87,826.20 | (18,962) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.63 $ | 5,953.38 | 1,286 |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.63 $ | 46,792.47 | 10,105 |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 106,592.34 | (23,045) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.61 $ | 28,127.11 | (6,100) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.62 $ | 166,050.47 | (35,939) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 11,320.82 | (2,444) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.59 $ | 45,066.70 | (9,815) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.63 $ | 334,180.24 | 72,212 |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.63 $ | 10,205.86 | 2,204 |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 4.66 | (1) |
| 21-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 18.64 | (4) |
| 22-Jan-19 | JF ASSET MANAGEMENT LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.66 $ | 11,599.87 | 2,487 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.62 $ | 438.54 | (95) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 916.74 | (198) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 13.96 | 3 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.63 $ | 13.89 | (3) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 81,659.15 | (17,553) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 8,970.33 | (1,929) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 8,223.11 | 1,768 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.66 $ | 46,325.81 | 9,934 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.63 $ | 916.74 | 198 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 127,793.20 | (27,457) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.65 $ | 13,523.91 | (2,909) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 164,410.23 | 35,390 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.66 $ | 23,476.71 | (5,036) |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.65 $ | 5,282.56 | 1,136 |
| 22-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.63 $ | 13.89 | 3 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 1,128.00 | 240 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.69 $ | 2,255.89 | (481) |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 48,342.48 | 10,293 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.69 $ | 9,042.32 | 1,928 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.69 $ | 1,717.65 | 366 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 76,029.29 | 16,183 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 115,617.10 | 24,607 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.69 $ | 318.92 | 68 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.69 $ | 14,863.49 | (3,168) |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.69 $ | 177,200.19 | (37,783) |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.71 $ | 190,624.22 | 40,475 |
| 23-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.70 $ | 10,635.17 | 2,264 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.47 $ | 7,527.48 | 1,684 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.48 $ | 39,976.10 | 8,922 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.51 $ | 4,282.91 | (950) |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.49 $ | 9,361.51 | (2,087) |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.42 $ | 415.48 | 94 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.47 $ | 40,377.17 | 9,034 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.47 $ | 920.82 | 206 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.47 $ | 214,525.01 | 48,001 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.44 $ | 75,564.21 | (17,019) |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.47 $ | 17.88 | (4) |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.50 $ | 135.07 | (30) |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.50 $ | 410,010.97 | (91,041) |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.45 $ | 92,725.00 | 20,837 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.43 $ | 6,340.00 | 1,430 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.46 $ | 8,478.91 | 1,900 |
| 24-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.47 $ | 4.47 | (1) |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.51 $ | 2,178.33 | 483 |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.48 $ | 2,145.92 | (479) |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.48 $ | 50,849.96 | (11,352) |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.46 $ | 1,164.06 | 261 |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.48 $ | 85,185.99 | 19,007 |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.47 $ | 90,633.41 | (20,268) |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.48 $ | 13,529.69 | 3,019 |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.49 $ | 223,175.58 | (49,746) |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.46 $ | 27,940.39 | 6,259 |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.47 $ | 9,973.79 | 2,231 |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.47 $ | 1,339.50 | (300) |
| 25-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.48 $ | 4.48 | 1 |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 2,318.40 | (483) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.79 $ | 9,653.30 | 2,014 |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 9,667.20 | (2,014) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.77 $ | 22,322.85 | (4,680) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.81 $ | 7,652.71 | 1,591 |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.81 $ | 8,797.96 | (1,831) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.73 $ | 26,702.24 | (5,640) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.80 $ | 69,446.40 | (14,468) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.73 $ | 108,510.77 | (22,960) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.77 $ | 12,304.89 | 2,580 |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.81 $ | 63,411.96 | (13,183) |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.74 $ | 142,354.56 | 30,048 |
| 29-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.57 $ | 6,398.00 | (1,400) |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.86 $ | 3,246.48 | 668 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.88 $ | 20,534.72 | 4,204 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.86 $ | 23,677.92 | (4,872) |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.86 $ | 11,678.58 | 2,403 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.87 $ | 61,523.68 | 12,622 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.89 $ | 610.63 | (125) |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.88 $ | 10,659.30 | (2,185) |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.90 $ | 3,788.73 | 774 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.86 $ | 17,622.49 | 3,624 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.87 $ | 107,415.85 | (22,036) |
| 30-Jan-19 | J.P. MORGAN SECURITIES PLC | ST BARBARA LTD | Equity | Sell | AUD 4.86 $ | 4,753.08 | (978) |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.86 $ | 563.76 | 116 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.87 $ | 3,604.59 | 740 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.86 $ | 9,336.06 | 1,921 |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.84 $ | 24,200.00 | (5,000) |
| 30-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.89 $ | 257,215.34 | 52,610 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | |||||
|---|---|---|---|---|---|---|
| 31-Jan-1931-Jan-19 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJPMORGAN ASSET MANAGEMENT (UK) LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.91 $AUD 4.92 $ | 256,223.7052,2008,747.76(1,778) |
| 31-Jan-1931-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.92 $AUD 4.92 $ | 7,665.361,5581,185.72(241) |
| 31-Jan-1931-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.01 $AUD 4.96 $ | 7,249.47(1,447)81,454.53(16,416) |
| 31-Jan-1931-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.92 $AUD 4.95 $ | 3,514.23(715)50,466.8210,190 |
| 31-Jan-1931-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.96 $AUD 5.01 $ | 124,609.60(25,108)11,583.122,312 |
| 31-Jan-1931-Jan-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.96 $AUD 4.93 $ | 4,321.8787294,550.5419,195 |
| 31-Jan-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJPMORGAN CHASE BANK, N.A. | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.99 $AUD 4.97 $ | 343,979.17(68,986)35,333.15(7,110) |
| 1-Feb-191-Feb-19 | J.P. MORGAN INVESTMENT MANAGEMENT INC.J.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellBorrow | AUD 4.97 $ | 3,950.75(795)$-35,000 |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowBorrow | $-34,336$-40,000 | |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.97 $AUD 4.98 $ | 22,901.76(4,608)103,180.59(20,718) |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.99 $AUD 4.99 $ | 7,207.501,4436,784.59(1,361) |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.97 $AUD 4.98 $ | 10,917.94(2,195)64,040.34(12,865) |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.98 $AUD 4.97 $ | 100,866.1420,2593,165.89(637) |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.98 $AUD 4.98 $ | 114,321.63(22,960)8,006.94(1,608) |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.99 $AUD 4.99 $ | 314,468.2462,97519,253.17(3,861) |
| 1-Feb-191-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.98 $AUD 4.97 $ | 5,124.52(1,029)994.00(200) |
| 4-Feb-194-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.02 $AUD 5.01 $ | 2,419.644822,970.22593 |
| 4-Feb-194-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.02 $AUD 5.00 $ | 2,976.86(593)137,581.26(27,500) |
| 4-Feb-194-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.99 $AUD 5.03 $ | 20,609.38(4,127)653.90(130) |
| 4-Feb-194-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.99 $AUD 5.00 $ | 92,083.11(18,449)18,208.58(3,642) |
| 4-Feb-194-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.99 $AUD 5.02 $ | 40,947.028,210133,082.58(26,519) |
| 4-Feb-194-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.02 $AUD 5.02 $ | 21,520.744,28719,076.00(3,800) |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.96 $AUD 5.05 $ | 1,205.28(243)11,014.232,180 |
| 5-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 5.01 $ | 14,493.93(2,893) |
| 5-Feb-195-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchaseSellSell | AUD 5.03 $AUD 5.01 $AUD 5.03 $ | 10.06210.02(2)104,449.70(20,751) |
| 5-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 5.01 $ | 13,306.562,656 |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.01 $AUD 5.01 $ | 35.0772,294.58458 |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.00 $AUD 5.02 $ | 810.001626,697.70(1,335) |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.96 $AUD 5.05 $ | 6,811.79(1,372)110,347.1821,861 |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.05 $AUD 5.01 $ | 14,140.002,80079,633.31(15,907) |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.02 $AUD 5.01 $ | 20,734.33(4,133)122,480.8224,444 |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.04 $AUD 5.04 $ | 361,140.32(71,687)55,393.0011,000 |
| 5-Feb-195-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.01 $AUD 5.01 $ | 4,123.23(823)7,610.191,519 |
| 6-Feb-196-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.04 $AUD 5.06 $ | 1,214.64(241)2,438.92(482) |
| 6-Feb-196-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.06 $AUD 5.04 $ | 130,407.84(25,752)2,877.84(571) |
| 6-Feb-196-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.06 $AUD 5.08 $ | 683.10135121,949.5224,008 |
| 6-Feb-196-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.06 $AUD 5.09 $ | 17,153.40(3,390)74,572.50(14,662) |
| 6-Feb-196-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.06 $AUD 5.06 $ | 222.6444189,386.2937,425 |
| 6-Feb-196-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.13 $AUD 5.08 $ | 198,900.69(38,748)30,495.656,000 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.06 $AUD 5.05 $ | 17,087.62(3,377)1,348.35267 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.05 $AUD 5.01 $ | 9,458.651,87370,645.7514,110 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.05 $AUD 5.05 $ | 9,958.601,97215,357.053,041 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.93 $AUD 5.05 $ | 15,307.653,1057,227.751,432 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.04 $AUD 4.93 $ | 110,865.9721,994167,063.0033,864 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.01 $AUD 4.98 $ | 58,920.90(11,762)312,468.8862,805 |
| 7-Feb-197-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.06 $AUD 5.07 $ | 17,087.623,37720,295.364,000 |
| 7-Feb-198-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.06 $AUD 4.97 $ | 30,364.12(6,000)1,192.80(240) |
| 8-Feb-198-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.92 $AUD 4.90 $ | 113.162311,687.172,384 |
| 8-Feb-198-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.92 $AUD 4.92 $ | 2,376.36483164,554.61(33,418) |
| 8-Feb-198-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.93 $AUD 4.92 $ | 77,513.6715,7196,627.24(1,347) |
| 8-Feb-198-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.92 $AUD 4.89 $ | 183,270.00(37,250)28,335.70(5,790) |
| 8-Feb-198-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.93 $AUD 4.91 $ | 86,801.62(17,600)411,358.0883,719 |
| 8-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJPMORGAN ASSET MANAGEMENT (UK) LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.92 $AUD 4.97 $ | 1,323.482691,938.30(390) |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | BorrowPurchase | AUD 5.03 $ | $-45,0003,968.67789 |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.03 $AUD 5.03 $ | 17,067.563,3923,413.05678 |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.03 $AUD 5.03 $ | 3,410.34(678)5,784.501,150 |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.03 $AUD 5.04 $ | 33,666.836,68939,949.117,933 |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.05 $AUD 5.03 $ | 6,565.001,3002,017.03401 |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.03 $AUD 5.03 $ | 13,479.262,68015,497.43(3,081) |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.01 $AUD 5.03 $ | 67,860.7013,5395,628.57(1,119) |
| 11-Feb-1911-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.05 $AUD 5.05 $ | 73,928.03(14,631)5,045.00(1,000) |
| 12-Feb-1912-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.03 $AUD 5.03 $ | 6,810.62(1,354)9,712.931,931 |
| 12-Feb-1912-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.05 $AUD 5.05 $ | 56,429.3511,16410,008.801,981 |
| 12-Feb-1912-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.08 $AUD 5.03 $ | 62,807.1812,37548,529.44(9,648) |
| 12-Feb-1912-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.07 $AUD 5.03 $ | 8,345.771,6478,284.41(1,647) |
| 12-Feb-1912-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.05 $AUD 5.10 $ | 46,220.359,155215,658.69(42,252) |
| 12-Feb-1912-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.17 $AUD 5.04 $ | 5,165.00(1,000)5,040.001,000 |
| 13-Feb-1913-Feb-19 | J.P. MORGAN INVESTMENT MANAGEMENT INC.J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.06 $AUD 5.08 $ | 9,664.60(1,910)4,902.20(965) |
| 13-Feb-1913-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.08 $AUD 5.08 $ | 100,223.3219,729141,100.53(27,801) |
| 13-Feb-1913-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.08 $AUD 5.08 $ | 1,976.6138928,767.005,659 |
| 13-Feb-1913-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.08 $AUD 5.07 $ | 4,643.12(914)36,832.16(7,264) |
| 13-Feb-1913-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.08 $AUD 5.08 $ | 20,134.753,96520,142.20(3,965) |
| 13-Feb-1913-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.07 $AUD 5.07 $ | 128,924.16(25,435)193,578.0238,157 |
| 14-Feb-1914-Feb-19 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.94 $AUD 4.96 $ | 103,136.39(20,896)4,801.28(968) |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.01 $AUD 5.01 $ | 2,414.824827,079.13(1,413) |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.99 $AUD 4.96 $ | 45,285.43(9,081)178.56(36) |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.96 $AUD 4.96 $ | 2,683.36(541)24,313.92(4,902) |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.01 $AUD 4.98 $ | 8,952.871,7874,535.82911 |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.01 $AUD 5.00 $ | 110.222218,909.263,784 |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.00 $AUD 5.01 $ | 52,833.52(10,575)1,548.09309 |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.99 $AUD 5.01 $ | 11,057.502,21812,660.27(2,527) |
| 14-Feb-1914-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.01 $AUD 4.98 $ | 66,272.2813,228746,306.41149,935 |
| 14-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJPMORGAN ASSET MANAGEMENT (UK) LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.96 $AUD 5.05 $ | 23,808.004,8002,363.40(468) |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.05 $AUD 5.08 $ | 1,222.10(242)594.35117 |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.05 $AUD 5.06 $ | 5,417.471,07225,113.624,962 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | |||||
|---|---|---|---|---|---|---|
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.07 $AUD 5.07 $ | 2,443.74(482)48,915.36(9,648) |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.06 $AUD 5.07 $ | 41,916.608,27910,920.782,154 |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.00 $AUD 5.08 $ | 2,476.80(495)746.76147 |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.06 $AUD 5.07 $ | 41,311.608,16173,373.04(14,472) |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.07 $AUD 5.07 $ | 76,460.6715,08151,121.00(10,085) |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.06 $AUD 5.07 $ | 6,394.131,2646,408.48(1,264) |
| 15-Feb-1915-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.06 $AUD 5.05 $ | 76,845.31(15,181)138,860.5727,512 |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | Borrow - ReturnBorrow - Return | $-(42,000)$-(42,000) | |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | Borrow - ReturnBorrow - Return | $-(54,449)$-(34,336) | |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | Borrow - ReturnBorrow - Return | $-(35,000)$-(37,032) | |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES PLCJ.P. MORGAN SECURITIES PLC | ST BARBARA LTDST BARBARA LTD | EquityEquity | Borrow - ReturnBorrow - Return | $-(40,000)$-(45,000) | |
| 18-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 5.13 $ | 85,419.2316,666 |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.13 $AUD 5.10 $ | 11,368.082,2161,352.21265 |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.12 $AUD 5.13 $ | 38,887.047,59262,709.1212,224 |
| 18-Feb-1918-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.11 $AUD 5.14 $ | 57,593.78(11,267)379,878.58(73,891) |
| 18-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN INVESTMENT MANAGEMENT INC. | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.12 $AUD 5.13 $ | 25,600.005,000473,042.66(92,283) |
| 19-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.09 $AUD 5.11 $ | 14,587.94(2,866)82,470.65(16,134) |
| 19-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.09 $AUD 5.16 $ | 11,269.262,2143,345.60649 |
| 19-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.14 $AUD 5.12 $ | 3,357.84653124,009.6324,227 |
| 19-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.09 $AUD 5.13 $ | 49,103.23(9,647)7,435.201,448 |
| 19-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.12 $AUD 5.14 $ | 64,583.85(12,618)62,164.0012,100 |
| 19-Feb-1919-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.09 $AUD 5.11 $ | 69,712.64(13,696)208,827.98(40,860) |
| 20-Feb-1920-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.24 $AUD 5.24 $ | 12,853.52(2,452)13,906.96(2,654) |
| 20-Feb-1920-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 5.25 $AUD 5.24 $ | 44,331.398,44032,608.52(6,223) |
| 20-Feb-1920-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.25 $AUD 5.24 $ | 63,106.83(12,026)435.0983 |
| 20-Feb-1920-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 5.24 $AUD 5.27 $ | 434.92(83)1,092,388.97207,315 |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.12 $AUD 4.82 $ | 74,142.72(14,481)14,879.34(3,087) |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.82 $AUD 5.24 $ | 93,083.8419,312241.04(46) |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.96 $AUD 4.84 $ | 739,082.91149,00041,202.828,520 |
| 21-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 5.12 $ | 35,251.20(6,885) |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.82 $AUD 5.02 $ | 12,729.622,6411,859.24370 |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.88 $AUD 4.82 $ | 68,212.4113,96593,083.84(19,312) |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 5.24 $AUD 4.82 $ | 241.044616,278.173,379 |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.99 $AUD 4.82 $ | 44,414.31(8,900)69,885.46(14,502) |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 5.00 $AUD 4.98 $ | 123,084.37(24,597)161,581.67(32,464) |
| 21-Feb-1921-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.83 $AUD 5.06 $ | 325,534.0667,4395,055.00(1,000) |
| 22-Feb-1922-Feb-19 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.77 $AUD 4.71 $ | 12,444.93(2,609)702,402.99149,000 |
| 22-Feb-1922-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.70 $AUD 4.70 $ | 32,020.086,81818,659.003,970 |
| 22-Feb-1922-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.68 $AUD 4.70 $ | 3,436.4073591,503.0619,488 |
| 22-Feb-1922-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.69 $AUD 4.71 $ | 68,797.2014,65442,252.74(8,980) |
| 22-Feb-1922-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.70 $AUD 4.70 $ | 19,353.624,11519,340.50(4,115) |
| 22-Feb-1922-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.70 $AUD 4.71 $ | 75,293.31(16,003)135,611.0128,780 |
| 22-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.69 $AUD 4.70 $ | 4,690.001,000114,503.54(24,364) |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.59 $AUD 4.58 $ | 1,114.162435,546.641,210 |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.58 $AUD 4.58 $ | 4,415.1296499,386.0021,700 |
| 25-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.58 $ | 24,443.465,337 |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.59 $AUD 4.58 $ | 128,469.9427,967224.4249 |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.60 $AUD 4.58 $ | 43,804.879,52813,520.16(2,952) |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.58 $AUD 4.58 $ | 30,667.68(6,696)99,386.00(21,700) |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.58 $AUD 4.60 $ | 36.64813,318.192,893 |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.70 $AUD 4.58 $ | 13,536.14(2,880)10,446.982,281 |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.59 $AUD 4.62 $ | 56,853.3912,37349,809.08(10,783) |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.58 $AUD 4.61 $ | 5,418.141,18334,804.057,554 |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.58 $AUD 4.58 $ | 21,301.58(4,651)38,810.92(8,474) |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.60 $AUD 4.59 $ | 310,123.1367,348170,314.37(37,104) |
| 25-Feb-1925-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.59 $AUD 4.58 $ | 13,412.082,9194,580.00(1,000) |
| 26-Feb-1926-Feb-19 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellSell | AUD 4.56 $AUD 4.52 $ | 2,818.08(618)117,185.04(25,915) |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.56 $AUD 4.56 $ | 1,094.402401,098.96241 |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.58 $AUD 4.55 $ | 503.80(110)414.4191 |
| 26-Feb-1926-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchasePurchaseSell | AUD 4.58 $AUD 4.54 $AUD 4.58 $ | 28,231.126,164160,429.8435,33318,173.44(3,968) |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.57 $AUD 4.53 $ | 1,078.522369,909.26(2,189) |
| 26-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.54 $ | 18,840.024,147 |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.58 $AUD 4.54 $ | 9,824.102,14556,790.7312,509 |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.53 $AUD 4.58 $ | 31,569.63(6,966)5,454.781,191 |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.54 $AUD 4.54 $ | 34,542.327,60768,938.3515,180 |
| 26-Feb-1926-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.55 $AUD 4.54 $ | 303,630.87(66,775)2,319.94511 |
| 26-Feb-1927-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.54 $AUD 4.56 $ | 4,540.001,0002,197.92(482) |
| 27-Feb-1927-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.58 $AUD 4.59 $ | 1,345.61294153,335.8533,421 |
| 27-Feb-1927-Feb-1927-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTDST BARBARA LTD | EquityEquityEquity | PurchasePurchaseSell | AUD 4.56 $AUD 4.61 $AUD 4.62 $ | 9,963.602,18545,767.899,9362,480.94(537) |
| 27-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.59 $ | 4,858.311,058 |
| 27-Feb-1927-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.60 $AUD 4.57 $ | 1,136,346.67(247,298)14,715.783,219 |
| 27-Feb-1927-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.62 $AUD 4.58 $ | 4,620.00(1,000)12,617.632,752 |
| 28-Feb-1928-Feb-19 | JPMORGAN ASSET MANAGEMENT (UK) LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.51 $AUD 4.56 $ | 21,061.704,67068.40(15) |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.51 $AUD 4.47 $ | 2,182.8448412,792.972,859 |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.47 $AUD 4.48 $ | 965.522165,055.651,128 |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.47 $AUD 4.56 $ | 11,765.042,63268.4015 |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.47 $AUD 4.47 $ | 57,126.4112,7734.47(1) |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.48 $AUD 4.47 $ | 1,996.90(446)9,758.012,183 |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.48 $AUD 4.47 $ | 55,904.6212,4712,159.01483 |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.48 $AUD 4.47 $ | 14,392.513,21030,910.05(6,915) |
| 28-Feb-1928-Feb-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.48 $AUD 4.46 $ | 653,345.05(145,838)51,518.4011,540 |
| 28-Feb-191-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | SellPurchase | AUD 4.47 $AUD 4.39 $ | 4,255.44(952)1,220.88278 |
| 1-Mar-191-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.42 $AUD 4.38 $ | 41,448.619,3856,762.72(1,544) |
| 1-Mar-191-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.38 $AUD 4.40 $ | 2,119.92484801.29182 |
| 1-Mar-191-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchaseSell | AUD 4.43 $AUD 4.38 $ | 77,076.0217,417201.48(46) |
| 1-Mar-191-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTDST BARBARA LTD | EquityEquity | PurchasePurchase | AUD 4.38 $AUD 4.38 $ | 9,627.242,1981,261.44288 |
| For Period between 2 November 2018 to 4 March 2019 (AU000000SBM8) | Appendix | ||||||
|---|---|---|---|---|---|---|---|
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.44 $ | 4,284.21 | 966 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.44 $ | 994.26 | 224 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.42 $ | 96,459.45 | 21,807 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.43 $ | 64,849.72 | 14,654 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.38 $ | 2,531.64 | 578 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.43 $ | 27,534.05 | 6,221 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.43 $ | 264,299.44 | (59,601) |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.40 $ | 67,055.84 | 15,241 |
| 1-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.44 $ | 1,709.40 | 385 |
| 4-Mar-19 | JF ASSET MANAGEMENT LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.19 $ | 4,554.53 | (1,087) |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.21 $ | 1,014.61 | 241 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.20 $ | 40,588.80 | (9,664) |
| 4-Mar-19 | J.P. MORGAN SECURITIES LLC | ST BARBARA LTD | Equity | Adjustment | $- | 20,000,000 | |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 22,953.00 | 5,465 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 130,375.19 | 31,061 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 9,189.60 | 2,188 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 89,455.80 | 21,299 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.18 $ | 601.92 | 144 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.21 $ | 75,307.37 | 17,905 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.21 $ | 1,894.50 | 450 |
| 4-Mar-19 | J.P. MORGAN SECURITIES LLC | ST BARBARA LTD | Equity | Adjustment | $- | (20,607) | |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.25 $ | 59,102.41 | 13,900 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 1,944.60 | 463 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.21 $ | 12,960.73 | 3,076 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 38,577.00 | 9,185 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.22 $ | 144,371.70 | (34,197) |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.20 $ | 466,535.67 | 110,958 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Purchase | AUD 4.16 $ | 4,160.00 | 1,000 |
| 4-Mar-19 | J.P. MORGAN SECURITIES AUSTRALIA LIMITED | ST BARBARA LTD | Equity | Sell | AUD 4.25 $ | 38,930.81 | (9,157) |
Appendix: Prescribed information pursuant to prime broking arrangement disclosed under the substantial shareholding notice filed with ASX.
| Date: | 6-Mar-19 |
|---|---|
| Company's name: | ST BARBARA LTD |
| ISIN: | AU000000SBM8 |
| Date of change ofrelevant interests: | 4-Mar-19 |
| Schedule | |
| Type of agreement | Institutional Account Agreement |
| Parties toagreement | JP Morgan Securities LLC for itself and as agent and trustee for the other J.P. Morgan Entities and TheBank of New York Mellon (As Agent) (herein referred to as "JPMS"). |
| "J.P. Morgan Entities" means, as the context may require or permit, any and all of JPMSL, JPMorganChase Bank, N.A., J.P. Morgan Securities LLC., J.P. Morgan Markets Limited, J.P. Morgan SecuritiesAustralia Limited, J.P. Morgan Securities (Asia Pacific) Limited, J.P. Morgan Securities Japan Co., Ltd andJ.P. Morgan Prime Nominees Limited and any additional entity notified to the Company from time to time. | |
| Transfer date | DateQuantity |
| 4-Mar-1920,000,000 | |
| Holder of votingrights | JPMS is the holder of the voting rights from the time at which it exercises its right to borrow.Notwithstanding this, please note that the Company has the right to recall equivalent securities if itwishes to exercise its voting rights in respect of the securities. |
| Are there anyrestriction on votingrights | Yes. |
| If yes, detail | JPMS will not be able to exercise voting rights in circumstances where the Company has recalledequivalent securities from JPMS before the voting rights have been exercised. In these circumstances,JPMS must return the securities to the Company and the Company holds the voting rights. |
| Scheduled returndate (if any) | N/A. There is no term to the loan of securities. |
| Does the borrowerhave the right toreturn early? | Yes. |
| If yes, detail | JPMS has the right to return all and any securities or equivalent securities early at any time. |
| Does the lenderhave the right torecall early? | Yes. |
| If yes, detail | The Company has the right to recall all or any equivalent securities on demand. |
| Will the securitiesbe returned onsettlement? | Yes. Settlement of the loan will occur when JPMS returns equivalent securities to the Company. There isno term to the loan of securities. |
| If yes, detail anyexceptions |
Statement by JP Morgan Securities LLC.
If requested by the Company to whom the prescribed form must be given, or if requested by ASIC, JP Morgan Securities LLC. will give a copy of the Institutional Account Agreement to the Company or ASIC.
Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.
| Date: | 6-Mar-19 |
|---|---|
| Company's name: | ST BARBARA LTD |
| ISIN: | AU000000SBM8 |
| Date of change of relevantinterests: | 4-Mar-19 |
| Schedule | |
| Type of agreement | Master Overseas Securities Borrowing Agreement |
| Parties to agreement | Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc (formerly known as J.P.Morgan Securities Ltd. ("borrower") |
| Transfer date | Trade dateQuantity |
| 18-Oct-18145,771 | |
| 22-Nov-18161,316 | |
| 6-Dec-1876,383 | |
| 10-Dec-1877,293 | |
| 12-Dec-18154,181 | |
| 13-Dec-18150,470 | |
| 10-Jan-1993,469 | |
| Holder of voting rights | Borrower |
| Are there any restrictionon voting rights | Yes |
| If yes, detail | The borrower undertakes to use its best endeavours to arrange for the voting rights to be exercisedin accordance with the instructions of the lender, provided that the lender uses its best endeavoursto notify the borrower of its instructions in writing no later than 7 business days prior to the dateupon which such votes are exercisable or as otherwise agreed between the parties. This undertakingis in clause 4(B)(vi) of the agreement. |
| Scheduled return date (ifany) | None |
| Does the borrower havethe right to return early? | Yes |
| If yes, detail | Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept suchredelivery. |
| Does the lender have theright to recall early? | Yes |
| If yes, detail | Lender has right to recall all or any equivalent securities at any time by giving notice on any businessday of not less than the standard settlement time for such equivalent securities on the exchange orin the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the securities not later than the expiry of such notice inaccordance with the lender's instructions. |
| Will the securities bereturned on settlement? | Yes |
| If yes, detail any exceptions | No exceptions |
|---|---|
| Statement | If requested by the company to whom the prescribed form must be given, or if requested by ASIC, |
| J.P. Morgan Securities Limited will give a copy of the agreement to that company or ASIC. | |
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