ST BARBARA LIMITED — Major Shareholding Notification 2019

Mar 7, 2019

Form 604

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	St Barbara Ltd
ACN/ARSN	ACN 009 165 066

1. Details of substantial holder (1)

Name	Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)	008 496 713
There was a change in the interests of the substantial holder on		05-Mar-2019
The previous notice was given to the company on		07-Mar-2019
The previous notice was dated		07-Mar-2019

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	I Previous Notice		Present Notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
' Common Stock	50.909.003	9.71%	65.496.022	12.49%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature of change (6)	l Consideration givenin relation to change	Class and number ofsecurities affected	Person'svotes affected
See Annexure "∆"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

. Holder of relevant	Registered holder of I Person entitled to	be registered as	I Nature of relevant	Class and number	Person's
interest	' securities	holder (8)	interest (6)	of securities	votes
' See Annexure "B"

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN	association
applicable	Nature of
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
See Annexure "C"

Signature

print name	Winston Loke	capacity	Authorised Signatory
sign here	M	date	08-Mar-2019

l,

Annexure "A"

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of thecompany or scheme, since the substantial holder was last required to give

Date ofchange	Person whose relevant interestchanged	Nature ofchange (6)	Consideration given inrelation tochange (7)	Class and number ofsecurities affected	Person's votesaffected
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	815,642.63AUD	193,813 Common Stock	193,813
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	416,095.22AUD	99,009 Common Stock	99,009
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	302,089.10AUD	71,779 Common Stock	71,779
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	126,587.29AUD	29,970 Common Stock	29,970
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	54.649.86AUD	13,019 Common Stock	13,019
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	35,809.30AUD	8,537 Common Stock	8,537
4-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	30,450.00AUD	7,250 Common Stock	7,250
4-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	193.90 AUD	-43 Common Stock	$-43$
4-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	15,591.73AUD	-3,471 Common Stock	$-3,471$
4-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	70,531.03AUD	-15,765 Common Stock	$-15,765$
5-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	34,381.62AUD	-7,798 Common Stock	$-7,798$
5-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	13.30 AUD	-3 Common Stock	$-3$
5-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	55,166.04AUD	-12,488 Common Stock	$-12,488$
5-Mar-19	Credit Suisse Equities (Australia)Limited	Disposed onmarket	1,327.03AUD	-300 Common Stock	$-300$
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	281,746.04AUD	67,625 Common Stock	67,625
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	118,881.72AUD	28,554 Common Stock	28,554
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	56,758.97AUD	13,608 Common Stock	13,608
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	22,352.62AUD	5,357 Common Stock	5,357
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	830.00 AUD	200 Common Stock	200
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	508.80 AUD	122 Common Stock	122
5-Mar-19	Credit Suisse Equities (Australia)Limited	Acquired onmarket	183.36 AUD	44 Common Stock	44
5-Mar-19	Credit Suisse Equities (Australia)Limited	Stock returnedunder ASLA	Refer toAnnexure Dof Notice	5,000,000 Common Stock	5,000,000
5-Mar-19	Credit Suisse Securities (USA) LLC	Stock borrowedunder OSLA	Refer toAnnexure Dof Notice	8,190,999 Common Stock	8,190,999
4-Mar-19	Credit Suisse Securities (Europe)Limited	Stock Returnedunder Masterprime brokerageagreement	Refer toAnnexure Dof Notice	-488,999 Common Stock	-488,999
5-Mar-19	Credit Suisse Securities (Europe)Limited	Stock borrowedunder OSLA	Refer toAnnexure Dof Notice	1,500,000 Common Stock	1,500,000
4-Mar-19	Credit Suisse Securities (Europe)Limited	Stock Returnedunder Masterprime brokerageagreement	Refer toAnnexure Dof Notice	-114,000 Common Stock	$-114,000$

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

andian

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here		date	08-Mar-2019

Annexure "B"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevantinterest	Registered holder ofsecurities	Person entitled tobe registered asholder (8)	Nature of relevantinterest (6)	Class and numberof securities	Person'svotes
Credit SuisseEquities (Australia)Limited (ACN 068232 708)	CS FourthNominees PtyLimited (ACN 069126 432)	Credit SuisseEquities (Australia)Limited	Voting rights andright to dispose	1,701,184 CommonStock	1,701,184
Credit SuisseEquities (Australia)Limited (ACN 068232 708)	CS FourthNominees PtyLimited (ACN 069126 432)	Credit SuisseEquities (Australia)Limited	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	5,000,000 CommonStock	5,000,000
Credit Suisse FundsAG	HSBC CustodyNominees(Australia) Limited(ACN 003 094 568)	Credit Suisse FundsAG	Voting rights andright to dispose	192,851 CommonStock	192,581
Credit SuisseSecurities (Europe)Limited (ARBN099554131)	CS Third NomineesPty Limited (ACN007 053 849)	Credit SuisseSecurities (Europe)Limited	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	5,010,988 CommonStock	5,010,988
Credit SuisseSecurities (USA)LLC	CS Third NomineesPty Limited (ACN007 053 849)	Credit SuisseSecurities (USA)LLC	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	53,590,999Common Stock	53,590,999

This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory $\overline{date}$ 08-Mar-2019 sign here $W$

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (USA) LLC	11 Madison Avenue, New York, NY 10010
Credit Suisse Securities (Europe) Limited(ARBN 099554131)	One Cabot Square, London, E14 4QJ
Credit Suisse Funds AG	Uetibergstrasse 231, Zurich, 8045 Switzerland

This is Annexure "C" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory sign here $\frac{1}{\text{date}}$ 08-Mar-2019 $1/M$

Annexure "D"

This is Annexure "D" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name	Winston Loke		capacity Authorised Signatory
sign here		date	08-Mar-2019

Prescribed information Schedule Type of agreement Australian Securities Lending Agreement Parties to agreement Credit Suisse Equities (Australia) Limited and State Street Bank and Trust Company Transfer date 5-Mar-2019 Holder of voting rights Borrower Are there any restrictions on voting rights? No If yes, detail $N/A$ Scheduled return date (if any) $N/A$ Does the borrower have the right to return early? Yes If yes, detail At Will Does the lender have the right to recall early? Yes If yes, detail With 4 business days prior notice or earlier upon agreement Will the securities be returned on settlement? Yes If yes, detail any exceptions If an event of default occurs in respect of either the lender or the borrower, the obligation of the borrower to deliver the securities to the lender will be netted off against the obligation of the lender to return securities or cash held by the lender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse (Europe) Limited and Bank ofNew York Mellon
Transfer date	5-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Master Prime Brokerage Securities LendingAgreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andLMA SPC - MAP 213 SP Fund
Transfer date	4-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior written notice or earlier uponagreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand Citibank N.A.
Transfer date	5-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.