ST BARBARA LIMITED — Major Shareholding Notification 2019

Mar 11, 2019

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

То	Company Name/Scheme	ST BARBARA LTD

ACN/ARSN 009 165 066

1. Details of substantial holder (1)

Name	JPMorgan Chase & Co. and its affiliates
ACN (if applicable)	NА
The holder ceased to be aSubstantial holder on	7/Mar/2019
The previous notice was given to the company on 6/Mar/2019
The previous notice was dated		4/Mar/2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature ofchange (6)	Considerationgiven inrelationto change $(7)$	Class and numberof securitiesaffected	Person'svotesaffected
SeeAppendix	J.P. MORGANSECURITIES LLC	Holder of securities subject to anobligation to return under asecurities lending agreement	See Appendix	20,000,000(ordinary)	20,000,000(ordinary)
SeeAppendix	J.P. MORGANSECURITIES PLC	Holder of securities subject to anobligation to return under asecurities lending agreement	See Appendix	268,868(Ordinary)	268,868(Ordinary)
SeeAppendix	J.P. MORGANSECURITIES PLC	Purchase and sales of shares inits capacity asPrincipal/Proprietary	See Appendix	1,968(Ordinary)	1,968(Ordinary)
SeeAppendix	J.P. MORGANSECURITIESAUSTRALIALIMITED	Purchase and sales of shares inits capacity asPrincipal/Proprietary	See Appendix	82,529(Ordinary)	82,529(Ordinary)

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN (if applicable)	Nature of association
J.P. MORGAN SECURITIES LLC	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Subsidiary of JPMorgan Chase & Co.

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
JPMorgan Chase & Co.	383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC	383 Madison Ave., New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES PLC	25 Bank Street, Canary Wharf, London, E14 5JP, England
J.P. MORGAN SECURITIES AUSTRALIALIMITED	LEVEL 18, 83-85 CASTLEREAGH STREET, SYDNEY, NS, NSW 2000, Australia
JPMORGAN CHASE BANK, N.A.	1111 Polaris Parkway, Columbus, Delaware, OH, 43240, United States
JF ASSET MANAGEMENT LIMITED	21st Floor, Chater House, 8 Connaught Road Central, Hong Kong., Hong Kong,Hong Kong
J.P. MORGAN INVESTMENTMANAGEMENT INC.	383 Madison Avenue, New York, New York, NY, 10179, United States
JPMORGAN ASSET MANAGEMENT (UK)LIMITED	60 Victoria Embankment, London, EC4Y0JP, England
JPMORGAN ASSET MANAGEMENT(TAIWAN) LIMITED	20F & 21, No.1 Song Zhi Rd, Xin Yi District, Taipei City, Taiwan., Taipei, 110,Taiwan Province of China

Signature

Print name	James Goodfellow	Capacity	JPMorgan Chase Bank, N.A.
Sign here	ItalplowΦî	Date	11 Mar 2019

DIRECTIONS

• $(1)$ If there are a number of substantial holders with similar or related relevant interests (eq. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
• $(2)$ See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Law.
• See the definition of "associate" in section 9 of the Corporations Law. $(3)$
• Include details of: $(4)$
  • any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection $(a)$ 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person

giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers $(b)$ or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Law.

• Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was $(5)$ acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• The voting shares of a company constitute one class unless divided into separate classes. $(6)$
• Given details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$

ST BARBARA LTD - AU000000SBM8
													----------------------Proprietary----------------------					--------------------------------Fiduciary--------------------------------		Appendix
Transactiondate	Entity	Type oftransaction	Equity/ADR	Ccy	Price	Quantity		Consideration Total Positions Issued share	capital	% Owned	JPMSLLC	JPMSPLC	JPMSAL	JPMCBNA	JFAML	JPMIMI	JPMCBNA	JPMAMUKL	JPMAMTL	Total
Balance as of 4 Mar 2019								30,949,655	524,290,599	5.90%	20,032,036	933,226	1,999,659	28	22,846	3,137,661	715,022	3,850,058	259,119	30,949,655
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.16		158.08 38 $	30,949,693	524,290,599	5.90%	-	-	38	-	-	-	-	-	-	38
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.15	151 $	625.90		30,949,844 524,290,599	5.90%	-	-	151	-	-	-	-	-	-	151
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.17	809 $	3,371.85		30,950,653 524,290,599	5.90%	-	-	809	-	-	-	-	-	-	809
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.14	1,999 $	8,284.66		30,952,652 524,290,599	5.90%	-	-	1,999	-	-	-	-	-	-	1,999
5-Mar-195-Mar-19	JPMSALJPMSAL	PurchasePurchase	EquityEquity	AUDAUD	4.174.17	7,628 $27,549 $	31,772.05114,801.72		30,960,280 524,290,59930,987,829 524,290,599	5.91%5.91%	--	--	7,62827,549	--	--	--	--	--	--	7,62827,549
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.16	259 $	1,077.44		30,988,088 524,290,599	5.91%	-	-	259	-	-	-	-	-	-	259
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.16	5,245 $	21,819.20		30,993,333 524,290,599	5.91%	-	-	5,245	-	-	-	-	-	-	5,245
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.16	9,655 $	40,164.80		31,002,988 524,290,599	5.91%	-	-	9,655	-	-	-	-	-	-	9,655
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.16	20,275 $	84,344.00		31,023,263 524,290,599	5.92%	-	-	20,275	-	-	-	-	-	-	20,275
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.17	31,303 $	130,630.46		31,054,566 524,290,599	5.92%	-	-	31,303	-	-	-	-	-	-	31,303
5-Mar-19	JPMSAL	Purchase	Equity	AUD	4.17	1,722 $	7,185.79		31,056,288 524,290,599	5.92%	-	-	1,722	-	-	-	-	-	-	1,722
5-Mar-19	JPMSPLC	Borrow	Equity			92,787 $	-		31,149,075 524,290,599	5.94%	-	92,787	-	-	-	-	-	-	-	92,787
5-Mar-19	JPMSPLC	Borrow	Equity			176,081 $	-		31,325,156 524,290,599	5.97%	-	176,081	-	-	-	-	-	-	-	176,081
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.16	(38) $	158.08		31,325,118 524,290,599	5.97%	-	-	(38)	-	-	-	-	-	-	(38)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.14	(56) $	231.84		31,325,062 524,290,599	5.97%	-	-	(56)	-	-	-	-	-	-	(56)
5-Mar-195-Mar-19	JPMSALJPMSAL	SaleSale	EquityEquity	AUDAUD	4.144.15	(70) $(466) $	289.451,935.76		31,324,992 524,290,59931,324,526 524,290,599	5.97%5.97%	--	--	(70)(466)	--	--	--	--	--	--	(70)(466)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.19	(1,000) $	4,190.00		31,323,526 524,290,599	5.97%	-	-	(1,000)	-	-	-	-	-	-	(1,000)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.16	(2,752) $	11,448.32		31,320,774 524,290,599	5.97%	-	-	(2,752)	-	-	-	-	-	-	(2,752)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.16	(22) $	91.52		31,320,752 524,290,599	5.97%	-	-	(22)	-	-	-	-	-	-	(22)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.17	(96,196) $	400,956.28		31,224,556 524,290,599	5.96%	-	-	(96,196)	-	-	-	-	-	-	(96,196)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.16	(5,219) $	21,690.64		31,219,337 524,290,599	5.95%	-	-	(5,219)	-	-	-	-	-	-	(5,219)
5-Mar-19	JPMSAL	Sale	Equity	AUD	4.16	(21,299) $	88,603.84		31,198,038 524,290,599	5.95%	-	-	(21,299)	-	-	-	-	-	-	(21,299)
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.17	48 $	200.16		31,198,086 524,290,599	5.95%	-	-	48	-	-	-	-	-	-	48
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.18	676 $	2,825.70		31,198,762 524,290,599	5.95%	-	-	676	-	-	-	-	-	-	676
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.20	8,327 $	34,964.69		31,207,089 524,290,599	5.95%	-	-	8,327	-	-	-	-	-	-	8,327
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.19	1,760 $	7,374.40		31,208,849 524,290,599	5.95%	-	-	1,760	-	-	-	-	-	-	1,760
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.20	3,125 $	13,125.00		31,211,974 524,290,599	5.95%	-	-	3,125	-	-	-	-	-	-	3,125
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.19	14,654 $	61,406.08		31,226,628 524,290,599	5.96%	-	-	14,654	-	-	-	-	-	-	14,654
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.19	43,059 $	180,454.15		31,269,687 524,290,599	5.96%	-	-	43,059	-	-	-	-	-	-	43,059
6-Mar-19	JPMSAL	Purchase	Equity	AUD	4.19	2,862 $	11,999.64		31,272,549 524,290,599	5.96%	-	-	2,862	-	-	-	-	-	-	2,862
6-Mar-196-Mar-19	JPMSALJPMSAL	SaleSale	EquityEquity	AUDAUD	4.194.19	(108,782) $(11,920) $	456,175.3649,947.15		31,163,767 524,290,59931,151,847 524,290,599	5.94%5.94%	--	--	(108,782)(11,920)	--	--	--	--	--	--	(108,782)(11,920)
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.17	2,515 $	10,496.23		31,154,362 524,290,599	5.94%	-	-	2,515	-	-	-	-	-	-	2,515
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.18	14,431 $	60,319.91		31,168,793 524,290,599	5.94%	-	-	14,431	-	-	-	-	-	-	14,431
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.22	729 $	3,076.38		31,169,522 524,290,599	5.95%	-	-	729	-	-	-	-	-	-	729
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.17	2,190 $	9,132.30		31,171,712 524,290,599	5.95%	-	-	2,190	-	-	-	-	-	-	2,190
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.19	21,873 $	91,544.80		31,193,585 524,290,599	5.95%	-	-	21,873	-	-	-	-	-	-	21,873
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.18	14,654 $	61,288.89		31,208,239 524,290,599	5.95%	-	-	14,654	-	-	-	-	-	-	14,654
7-Mar-19	JPMSAL	Purchase	Equity	AUD	4.19	9,663 $	40,487.97		31,217,902 524,290,599	5.95%	-	-	9,663	-	-	-	-	-	-	9,663
7-Mar-19	JPMSAL	Sale	Equity	AUD	4.22	(532) $	2,245.04		31,217,370 524,290,599	5.95%	-	-	(532)	-	-	-	-	-	-	(532)
7-Mar-19	JPMSPLC	Sale	Equity	AUD	4.17	(1,968) $	8,206.56		31,215,402 524,290,599	5.95%	-	(1,968)	-	-	-	-	-	-	-	(1,968)
7-Mar-19	JPMSAL	Sale	Equity	AUD	4.18	(74,209) $	310,434.87		31,141,193 524,290,599	5.94%	-	-	(74,209)	-	-	-	-	-	-	(74,209)
7-Mar-19	JPMSAL	Sale	Equity	AUD	4.18	(1,666) $	6,956.42		31,139,527 524,290,599	5.94%	-	-	(1,666)	-	-	-	-	-	-	(1,666)
7-Mar-19	JPMSAL	Sale	Equity	AUD	4.18	(3,797) $	15,871.70		31,135,730 524,290,599	5.94%	-	-	(3,797)	-	-	-	-	-	-	(3,797)
7-Mar-19	JPMSALJPMSLLC	Sale	EquityEquity	AUD	4.18	(1,704) $(20,000,000) $	7,126.62-		31,134,026 524,290,59911,134,026 524,290,599	5.94%2.12%	-(20,000,000)	--	(1,704)-	--	--	--	--	--	--	(1,704)(20,000,000)
7-Mar-19Balance as of 7 Mar 2019		Adjustment						11,134,026	524,290,599	2.12%	32,036	1,200,126	1,917,130	28	22,846	3,137,661	715,022	3,850,058	259,119	11,134,026
JPMSLLC - J.P. MORGAN SECURITIES LLC
JPMSPLC - J.P. MORGAN SECURITIES PLC
		JPMSAL - J.P. MORGAN SECURITIES AUSTRALIA LIMITED
JPMCBNA - JPMORGAN CHASE BANK, N.A.
JFAML - JF ASSET MANAGEMENT LIMITED
		JPMIMI - J.P. MORGAN INVESTMENT MANAGEMENT INC.
		JPMAMUKL - JPMORGAN ASSET MANAGEMENT (UK) LIMITED
			JPMAMTL - JPMORGAN ASSET MANAGEMENT (TAIWAN) LIMITED

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

	11-Mar-19
Date:
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevantinterests:	7-Mar-19
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	RBC Investor Services Trust ("lender") and J.P. Morgan Securities Plc ("borrower")
Transfer date	Trade dateQuantity
	5-Mar-201992,787
	5-Mar-2019176,081
Holder of voting rights	Borrower
Are there any restrictionon voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance withthe instructions of the other party, unless otherwise agreed between the parties.
Scheduled return date (ifany)	None
Does the borrower havethe right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept suchredelivery on a business day if notice of redelivery has been given within the standard marketsettlement period.
Does the lender have theright to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any businessday of not less than the standard settlement time provided notification is given by the lender withinstandard market settlement period for such equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowed securities were originally delivered. The borrowermust return the securities not later than the expiry of such notice in accordance with the lender'sinstructions.
Will the securities be	Yes
returned on settlement?
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC,J.P. Morgan Securities plc will give a copy of the GMSLA to that company or ASIC.

Appendix: Prescribed information pursuant to securities lending transaction disclosed under the substantial shareholding notice filed with ASX.

Date:	11-Mar-19
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevantinterests:	7-Mar-19
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	Blackrock Advisors (UK) Limited ("lender") and J.P. Morgan Securities plc (formerly known as J.P.Morgan Securities Ltd. ("borrower")
Transfer date	Trade dateQuantity
	18-Oct-2018145,771
	22-Nov-2018161,316
	6-Dec-201876,383
	10-Dec-201877,293
	12-Dec-2018154,181
	13-Dec-2018150,470
	10-Jan-201993,469
Holder of voting rights	Borrower
Are there any restrictionon voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange for voting rights to be exercised in accordance withthe instructions of the other party, unless otherwise agreed between the parties.
Scheduled return date (ifany)	None
Does the borrower havethe right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliver all and any equivalent securities due andoutstanding to the lender in accordance with lender's instructions and lender shall accept suchredelivery.
Does the lender have theright to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securities at any time by giving notice on any businessday of not less than the standard settlement time for such equivalent securities on the exchange orin the clearing organisation through which the relevant borrowed securities were originallydelivered. The borrower must return the securities not later than the expiry of such notice inaccordance with the lender's instructions.
Will the securities bereturned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribed form must be given, or if requested by ASIC,J.P. Morgan Securities plc will give a copy of the GMSLA to that company or ASIC.