ST BARBARA LIMITED — Major Shareholding Notification 2019

Mar 11, 2019

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	St Barbara Ltd
ACN/ARSN	ACN 009 165 066

1. Details of substantial holder (1)

Name	Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)	008 496 713
There was a change in the interests of the substantial holder on		07-Mar-2019
The previous notice was given to the company on		08-Mar-2019
The previous notice was dated		08-Mar-2019

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	Previous Notice		Present Notice
	' Person's votes	Voting power (5)	l Person's votes	Voting power (5)
' Common Stock	65.496.022	12.49%	52.988.845	$10.11%$

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature of change (6)	l Consideration givenI in relation to change	I Class and number ofI securities affected	l Person'svotes affected
See Annexure I"∆"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of I Person entitled to	l be registered as	I Nature of relevant	l Class and number	Person's
interest	securities	holder (8)	l interest (6).	of securities	votes
' See Annexure "B"

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo

Name and ACN/ARSN.	ociationNature
N/A

6. Addresses

The addresses of persons named in this form are as follows:

Second Benediction

insen

' Name	Address
See Annexure "C"

Signature

print name	Winston Loke		capacity Authorised Signatory
sign here		date	12-Mar-2019
		.

Annexure "A"

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of thecompany or scheme, since the substantial holder was last required to give

Date ofchange	Person whose relevant interest changed	Nature of change(6)	Considerationgiven in relation tochange (7)	Class and number ofsecurities affected	Person'svotes affected
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	106,581.23 AUD	25,414 CommonStock	25,414
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	33,630.40 AUD	8,000 Common Stock	8,000
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	673.08 AUD	161 Common Stock	161
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	56,296.84 AUD	13,436 CommonStock	13,436
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	207,616.34 AUD	49,567 CommonStock	49,567
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	3,356.54 AUD	803 Common Stock	803
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	567.80 AUD	-136 Common Stock	$-136$
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	31.195.34 AUD	-7,431 CommonStock	$-7,431$
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	47,584.35 AUD	-11,185 CommonStock	$-11,185$
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	19.327.03 AUD	-4,595 CommonStock	$-4,595$
06-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	123.253.20 AUD	-29.346 CommonStock	$-29,346$
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	79,723.05 AUD	19,099 CommonStock	19,099
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	152,528.84 AUD	36,561 CommonStock	36,561
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	11,499.88 AUD	2,754 Common Stock	2,754
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	26,917.60 AUD	6,439 Common Stock	6.439
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Acquired onmarket	160,164.60 AUD	38,349 CommonStock	38,349
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	11,496.05 AUD	-2,766 CommonStock	$-2,766$
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	30,651.94 AUD	-7.333 CommonStock	$-7,333$
07-Mar-2019	Credit Suisse Equities (Australia) Limited	Disposed onmarket	83.966.00 AUD	-20,000 CommonStock	$-20,000$
07-Mar-2019	Credit Suisse Securities (USA) LLC	Stock returnedunder OSLA	Refer to AnnexureD of Notice	-1.000.000 CommonStock	$-1,000,000$
07-Mar-2019	Credit Suisse Securities (USA) LLC	Stock returnedunder OSLA	Refer to AnnexureD of Notice	-186,463 CommonStock	$-186.463$
07-Mar-2019	Credit Suisse Securities (USA) LLC	Stock returnedunder OSLA	Refer to AnnexureD of Notice	-8,190,999 CommonStock	-8,190,999
07-Mar-2019	Credit Suisse Securities (Europe) Limited	Stock returnedunder OSLA	Refer to AnnexureD of Notice	-1,500,000 CommonStock	-1,500,000
07-Mar-2019	Credit Suisse Securities (Europe) Limited	Stock returnedunder OSLA	Refer to AnnexureD of Notice	-847,506 CommonStock	$-847,506$
07-Mar-2019	Credit Suisse Securities (Europe) Limited	Stock returnedunder OSLA	Refer to AnnexureD of Notice	-900,000 CommonStock	$-900,000$

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
sign here		M	date	12-Mar-2019

Annexure "B"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevantinterest	Registered holder ofsecurities	Person entitled tobe registered asholder (8)	Nature of relevantinterest (6)	Class and numberof securities	Person'svotes
Credit SuisseEquities (Australia)Limited (ACN 068232 708)	CS FourthNominees PtyLimited (ACN 069126 432)	Credit SuisseEquities (Australia)Limited	Voting rights andright to dispose	1,818,975 CommonStock	1,818,975
Credit SuisseEquities (Australia)Limited (ACN 068232 708)	CS FourthNominees PtyLimited (ACN 069126 432)	Credit SuisseEquities (Australia)Limited	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	5,000,000 CommonStock	5,000,000
Credit Suisse FundsAG	HSBC CustodyNominees(Australia) Limited(ACN 003 094 568)	Credit Suisse FundsAG	Voting rights andright to dispose	192,851 CommonStock	192,851
Credit SuisseSecurities (Europe)Limited (ARBN099554131)	CS Third NomineesPty Limited (ACN007 053 849)	Credit SuisseSecurities (Europe)Limited	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	1,763,482 CommonStock	1,763,482
Credit SuisseSecurities (USA)LLC	CS Third NomineesPty Limited (ACN007 053 849)	Credit SuisseSecurities (USA)LLC	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	44,213,537Common Stock	44,213,537

This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name	Winston Loke		capacity Authorised Signatory
sign here	₩	date	12-Mar-2019

Annexure "C"

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (USA) LLC	11 Madison Avenue, New York, NY 10010
Credit Suisse Securities (Europe) Limited(ARBN 099554131)	One Cabot Square, London, E14 4QJ
Credit Suisse Funds AG	Uetibergstrasse 231, Zurich, 8045 Switzerland

This is Annexure "C" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name	Winston Loke		capacity Authorised Signatory
sign here		date	12-Mar-2019
	M

Annexure "D"

This is Annexure "D" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here		date	12-Mar-2019
		IN-

Overseas Securities Borrowing Agreement
Credit Suisse Securities (Europe) and The
Borrower must use best endeavours to vote inaccordance with the Lender's instructions untilcompletion of the corporate action.
With 4 business days prior notice or earlier
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by the

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limitedand HSBC Bank
Transfer date	7-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to returnearly?	Yes
If yes, detail	At Will
Does the lender have the right to recall early? Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect ofeither the lender or the borrower, theobligation of the borrower to deliver thesecurities to the lender will be netted offagainst the obligation of the lender toreturn securities or cash held by the lenderas collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse (Europe) Limited and Bank ofNew York Mellon
Transfer date	7-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand BlackRock
Transfer date	7-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	With 4 business days prior notice, unlessBorrower and Lender agree to the contrary.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC andDeutsche Bank AG
Transfer date	7-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

$\frac{1}{2}$

Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand Citibank N.A.
Transfer date	7-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No.
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.