ST BARBARA LIMITED — Major Shareholding Notification 2019

Mar 14, 2019

Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme	St Barbara Ltd
ACN/ARSN	ACN 009 165 066

1. Details of substantial holder (1)

Name	Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)	008 496 713
The holder ceased to be a substantial holder on		11-Mar-2019
The previous notice was given to the company on		12-Mar-2019
The previous notice was dated		12-Mar-2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change	l Person whoserelevant interestchanged	l Nature ofchange (4)	Consideration givenIn relation to change(5)	Class (6) and number Person's votesof securities affected	I affected
l See Annexure I"A"

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (ifapplicable.	Nature of association
N/A

4. Addresses

The addresses of persons named in this form are as follows:

' Name	Address
See Annexure "B"	---------------

Signature

print name	Winston Loke		capacity Authorised Signatory
sign here		date	15-Mar-2019
	$\sqrt{4}$_______________________________________		The South Property and Constitution Constitution Constitution__

Annexure "A"

2. Changes in relevant interests

Particulars of each change in , or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities ofthe company or scheme, since the substantial holder was last required

Date of change	Person whose relevant	Nature of change (4)	Consideration given in	Class (6) and	Person's votes
	interest changed		relation to change (5)	number ofsecurities affected	affected
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Stock returned under ASLA	Refer to Annexure Cof Notice	$-5,000,000$Common Stock	$-5,000,000$
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	37.80 AUD	9 Common Stock	9
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	121,364.85 AUD	29,098 CommonStock	29,098
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	18,059.48 AUD	4,305 CommonStock	4,305
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	2.018.86 AUD	484 Common Stock	484
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	125,100.66 AUD	29,975 CommonStock	29,975
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	4,722.70 AUD	1,132 CommonStock	1,132
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	215,742.57 AUD	-51,544 CommonStock	$-51,544$
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	33.48 AUD	-8 Common Stock	-8
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	147,411.08 AUD	-35,185 CommonStock	$-35,185$
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	846.00 AUD	-200 CommonStock	$-200$
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	46,035.29 AUD	-10,921 CommonStock	$-10,921$
08-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	132,553.77 AUD	-31.669 CommonStock	$-31,669$
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	35.46 AUD	8 Common Stock	8
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	40,442.12 AUD	9,177 CommonStock	9,177
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	25,705.73 AUD	5,760 CommonStock	5,760
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	146,541.40 AUD	32,890 CommonStock	32.890
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	4.41 AUD	1 Common Stock	1
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	168,478.13 AUD	38,571 CommonStock	38,571
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	44,348.54 AUD	10,113 CommonStock	10,113
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Acquired on market	71,276.80 AUD	15,910 CommonStock	15,910

11-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	1,085,032.00 AUD	-260,000 CommonStock	$-260,000$
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	12,600.00 AUD	-3,000 CommonStock	$-3,000$
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	203,590.62 AUD	-48.657 CommonStock	$-48.657$
11-Mar-2019	Credit Suisse Equities(Australia) Limited	Disposed on market	53.855.75 AUD	-12.817 CommonStock	$-12.817$
08-Mar-2019	Credit Suisse Securities(Europe) Limited	Stock Borrowed under Masterprime brokerage agreement	Refer to Annexure Cof Notice	147,000 CommonStock	147,000
11-Mar-2019	Credit Suisse Securities(USA) LLC	Stock returned under OSLA	Refer to Annexure Cof Notice	$-2.609.768$Common Stock	$-2,609,768$
11-Mar-2019	Credit Suisse Securities(Europe) Limited	Stock Borrowed under Masterprime brokerage agreement	Refer to Annexure Cof Notice	229,000 CommonStock	229,000
11-Mar-2019	Credit Suisse Securities(Europe) Limited	Stock Borrowed under Masterprime brokerage agreement	Refer to Annexure Cof Notice	147,000 CommonStock	147,000
11-Mar-2019	Credit Suisse Securities(USA) LLC	Stock returned under OSLA	Refer to Annexure Cof Notice	$-40.000.000$Common Stock	$-40,000,000$
11-Mar-2019	Credit Suisse Securities(USA) LLC	Stock returned under OSLA	Refer to Annexure Cof Notice	$-1.400.000$Common Stock	$-1,400,000$
11-Mar-2019	Credit Suisse Securities(Europe) Limited	Stock returned under OSLA	Refer to Annexure Cof Notice	-703.940 CommonStock	$-703.940$
11-Mar-2019	Credit Suisse Securities(Europe) Limited	Stock returned under OSLA	Refer to Annexure Cof Notice	-240.293 CommonStock	$-240,293$
11-Mar-2019	Credit Suisse Securities(Europe) Limited	Stock returned under OSLA	Refer to Annexure Cof Notice	-256,773 CommonStock	$-256.773$

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke sign here

capacity

Authorised Signatory $\frac{1}{\text{date}}$ 15-Mar-2019

$M$

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (USA) LLC	11 Madison Avenue, New York, NY 10010
Credit Suisse Securities (Europe) Limited(ARBN 099554131)	One Cabot Square, London, E14 4QJ
Credit Suisse Funds AG	Uetibergstrasse 231. Zurich, 8045 Switzerland

This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature

J.

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name	Winston Loke		capacity Authorised Signatory
sign here	⋔∕	date	15-Mar-2019

Annexure "C"

This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here		date	15-Mar-2019

Prescribed information
Schedule
Type of agreement	Overseas Securities Borrowing Agreement
Parties to agreement	Credit Suisse Securities (Europe) and TheNorthern Trust Company
Transfer date	11-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Borrower must use best endeavours to vote inaccordance with the Lender's instructions untilcompletion of the corporate action.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andHSBC Bank
Transfer date	11-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand BlackRock
Transfer date	11-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	With 4 business days prior notice, unlessBorrower and Lender agree to the contrary.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand Northern Trust Company.
Transfer date	11-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior notice.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand The Bank of New York Mellon
Transfer date	11-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will, unless Borrower and Lender agree tothe contrary.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Australian Securities Lending Agreement
Parties to agreement	Credit Suisse Equities (Australia) Limited andState Street Bank and Trust Company
Transfer date	8-Mar-2019
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Master Prime Brokerage Securities LendingAgreement
Credit Suisse Securities (Europe) Limited andLMA SPC - MAP 213 SP Fund
11-Mar-2019
Borrower
Yes
Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
N/A
Yes
At Will
Yes
With 4 days prior written notice or earlier uponagreement
Yes
If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.