ST BARBARA LIMITED — Major Shareholding Notification 2019

Sep 9, 2019

Form 605

Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

Company Name/Scheme	ST BARBARA LIMITED

ACN/ARSN 009 165 066

1. Details of substantial holder (1)

Name	JPMorgan Chase & Co. and its affiliates
ACN (if applicable)	NA.
The holder ceased to be aSubstantial holder on		5/September/2019
The previous notice was given to the company on 5/September/2019
The previous notice was dated		3/September/2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature ofchange $(4)$	Considerationgiven inrelationto change $(5)$	Class (6) andnumber ofsecurities affected	Person'svotesaffected
SeeAppendix	J.P. MORGANSECURITIES LLC	Rehypothecation of client securitiesunder a Prime BrokerageAgreement	See Appendix	1,000(ordinary)	1,000(ordinary)
SeeAppendix	J.P. MORGANSECURITIES LLC	Holder of securities subject to anobligation to return under asecurities lending agreement	See Appendix	30,000,000(Ordinary)	30,000,000(Ordinary)
SeeAppendix	J.P. MORGANSECURITIES PLC	Holder of securities subject to anobligation to return under asecurities lending agreement	See Appendix	100,000(ordinary)	100,000(ordinary)
SeeAppendix	J.P. MORGANSECURITIES PLC	Purchase and sales of shares in itscapacity as Principal/Proprietary	See Appendix	4,514(ordinary)	4,514(ordinary)
SeeAppendix	J.P. MORGANSECURITIESAUSTRALIALIMITED	Holder of securities subject to anobligation to return under asecurities lending agreement	See Appendix	100,000(ordinary)	100,000(ordinary)
SeeAppendix	J.P. MORGANSECURITIESAUSTRALIALIMITED	Purchase and sales of shares in itscapacity as Principal/Proprietary	See Appendix	307,672(ordinary)	307,672(ordinary)

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
1.P. MORGAN SECURITIES LLC	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES PLC	Subsidiary of JPMorgan Chase & Co.
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Subsidiary of JPMorgan Chase & Co.

4. Addresses

The addresses of persons named in this form are as follows:

Name	Address
JPMORGAN CHASE & CO.	383 Madison Avenue, New York, New York, NY, 10179, United States
J.P. MORGAN SECURITIES LLC	383 Madison Avenue, New York, New York, NY, 10179, United States
1.P. MORGAN SECURITIES PLC	25 Bank Street, Canary Wharf, London, E14 5JP, London, E14 5JP, England
J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Level 18, 83-85 Castlereagh Street, Sydney, Ns, NSW 2000, Australia

Signature

Print name	James Goodfellow	Capacity Compliance Officer______________________________________
Sign here	$\frac{1}{4}$ dependent	9 September 2019Date

DIRECTIONS

• If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
• See the definition of "relevant interest" in sections 608 and 671B (7) of the Corporations Act 2001. $(2)$
• See the definition of "associate" in section 9 of the Corporations Act 2001. $(3)$
• Include details of: $(4)$

(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

• Details of the consideration must include any and all benefits, money and other, that any person from whom a $(5)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
• The voting shares of a company constitute one class unless divided into separate classes. $(6)$
• Give details, if appropriate, of the present association and any change in that association since the last substantial $(7)$ holding notice.

TRADES FOR RELEVANT PERIOD Appendix

Transaction DateBalance at start of relevant period	Entity	Product Type	Type of Transaction	Quantity34,873,561	Price (AUD)	Consideration
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(31,956)	3.24	$(103,537.44)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(5,020)	3.22	$(16,183.54)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(26,561)	3.21	$(85,280.65)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(160)	3.19	$(509.60)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(1,440)	3.18	$(4,576.81)
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	3,603	3.22	$11,585.47
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	169	3.19	$539.11
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	65,378	3.18	$207,575.15
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	148	3.18	$470.64
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	161	3.17	$510.37
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(5,159)	3.18	$(16,379.83)
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	50	3.17	$158.50
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	82	3.17	$260.34
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(9,533)	3.16	$(30,124.28)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(2,990)	3.16	$(9,448.40)
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Purchase	301	3.16	$951.16
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(20,000)	3.26	$(65,200.00)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	50,500	3.27	$165,082.78
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	14,710	3.20	$47,134.36
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	5,072	3.19	$16,163.82
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(36,365)	3.24	$(117,679.65)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	291,551	3.22	$937,912.57
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	574	3.16	$1,813.84
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	454	3.16	$1,434.64
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	21	3.16	$66.36
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	7,886	3.16	$24,919.76
4-Sep-194-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES AUSTRALIA LIMITED	EquityEquity	PurchasePurchase	7,7367,061	3.203.22	$24,773.11$22,737.66
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	30,000	3.16	$94,800.00
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(14,465)	3.20	$(46,217.47)
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(5,072)	3.24	$(16,433.28)
4-Sep-19	J.P. MORGAN SECURITIES PLC	Equity	Borrow	100,000	-	- $
4-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Adjustment	(578,217)	-	- $
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(3,455)	3.18	$(10,986.90)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	435	3.13	$1,359.38
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	1,980	3.14	$6,207.46
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	9,462	3.12	$29,508.61
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	8,746	3.10	$27,156.32
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	1,016	3.18	$3,230.88
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	111	3.13	$347.43
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	255	3.13	$798.15
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	657	3.13	$2,056.41
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	319	3.13	$998.47
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	81	3.12	$252.72
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	194	3.10	$601.40
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	47	3.11	$146.13
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	511	3.10	$1,584.10
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	59	3.11	$183.20
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(7,003)	3.19	$(22,345.02)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(3,281)	3.12	$(10,220.32)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(20,622)	3.14	$(64,711.01)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	34,325	3.12	$107,050.24
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(25,000)	3.13	$(78,250.00)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	25,762	3.13	$80,691.45
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	164,268	3.12	$512,138.02
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(23,822)	3.12	$(74,407.16)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	448,926	3.12	$1,400,630.71
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(22,088)	3.12	$(69,005.54)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	6,610	3.11	$20,553.60
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	11,943	3.09	$36,903.87
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	173	3.09	$534.57
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(1,432)	3.09	$(4,424.88)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	76,799	3.09	$237,308.91
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	2,056	3.09	$6,353.04
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(67)	3.09	$(207.03)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(100,000)	3.09	$(309,000.00)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(10,994)	3.16	$(34,741.04)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(13,304)	3.16	$(42,040.64)
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Purchase	15	3.17	$47.48
5-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITED	Equity	Sale	(15)	3.17	$(47.48)
5-Sep-195-Sep-19	J.P. MORGAN SECURITIES AUSTRALIA LIMITEDJ.P. MORGAN SECURITIES LLC	EquityEquity	BorrowBorrow - Return	100,000(30,000,000)	--	- $- $
5-Sep-19	J.P. MORGAN SECURITIES LLC	Depository Receipt	Adjustment	(1,000)	-	- $
Balance at end of relevant period				5,384,747

Date:	9-Sep-19
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevant interests:	5-Sep-19
Schedule
Type of agreement	Australian Master Securities Lending Agreement("AMSLA")
Parties to agreement	National Australia Bank Limited ('lender'), J.P. MorganSecurities Australia Limited ('borrower)
Transfer date	Trade Date5-Sep-19
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours toarrange for the voting rights to be exercised inaccordance with the instructions of the lender, providedthat the lender uses its best endeavours to notify theborrower of its instructions in writing no later than 7business days prior to the date upon which such votesare exercisable or as otherwise agreed between theparties. This undertaking is set out in clause 4.3 of thestandard form AMSLA.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has right to return all and any equivalentsecurities early at any time in accordance with thelender's instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securitiesat any time by giving notice on any business day asagreed by the parties. The borrower must return thesecurities not later than the expiry of such notice inaccordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribedform must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC.

Date:	9-Sep-19
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevant interests:	5-Sep-19
Schedule
Type of agreement	Global Master Securities Lending Agreement ("GMSLA")
Parties to agreement	Blackrock Advisors (UK) Limited ("lender") and J.P.Morgan Securities plc (formerly known as J.P. MorganSecurities Ltd. ("borrower")
Transfer date	Trade Date7-Jun-1929-Jul-1920-Aug-1922-Aug-1923-Aug-1928-Aug-19
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower shall have no obligation to arrange forvoting rights to be exercised in accordance with theinstructions of the other party, unless otherwise agreedbetween the parties.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliverall and any equivalent securities due and outstanding tothe lender in accordance with lender's instructions andlender shall accept such redelivery.
Does the lender have the right to recall early?	Yes.
	Lender has right to recall all or any equivalent securitiesat any time by giving notice on any business day of notless than the standard settlement time for such
If yes, detail	equivalent securities on the exchange or in the clearingorganisation through which the relevant borrowedsecurities were originally delivered. The borrower mustreturn the securities not later than the expiry of suchnotice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions

Date:	9-Sep-19
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevant interests:	5-Sep-19
Schedule
Type of agreement	Overseas Securities Lender's Agreement ("OSLA")
Parties to agreement	JPMorgan Chase Bank, N.A. (acting as agent) ("lender")J.P. Morgan Securities plc ("borrower")
Transfer date	Trade Date4-Sep-19
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavors toarrange for the voting rights to be exercised inaccordance with the instructions of the lender, providedthat the lender uses its best endeavors to notify theborrower of its instructions in writing no later than 7business days prior to the date upon which such votesare exercisable or as otherwise agreed between theparties. This undertaking is set out in clause 4(B)(vi) ofthe standard form OSLA.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has right to return all and any equivalentsecurities early at any time in accordance with thelender's instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securitiesat any time by giving notice on any business day of notless than the standard settlement time for suchequivalent securities on the exchange or in the clearingorganisation through which the relevant borrowedsecurities were originally delivered (and where there is adifference between the settlement time for sales andpurchases on the relevant exchange or clearingorganisation, the standard settlement time shall be theshorter of the two times). The borrower must return thesecurities not later than the expiry of such notice inaccordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribedform must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC.

Date:	9-Sep-19
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevant interests:	5-Sep-19
Schedule
Type of agreement	Master Overseas Securities Borrowing Agreement
Parties to agreement	J.P. Morgan Securities Plc ("borrower") and The NorthernTrust Company as agent ("lender")
Transfer date	Trade Date26-Aug-19
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours toarrange for the voting rights to be exercised inaccordance with the instructions of the lender, providedthat the lender uses its best endeavours to notify theborrower of its instructions in writing no later than 7business days prior to the date upon which such votesare exercisable or as otherwise agreed between theparties. This undertaking is in clause 4(B)(vi) of theagreement.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has the right to terminate a loan and redeliverall and any equivalent securities due and outstanding tothe lender in accordance with lender's instructions andlender shall accept such redelivery.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securitiesat any time by giving notice on any business day of notless than the standard settlement time for suchequivalent securities on the exchange or in the clearingorganisation through which the relevant borrowedsecurities were originally delivered. The borrower mustreturn the securities not later than the expiry of suchnotice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribedform must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC.

Date:	9-Sep-19
Company's name:	ST BARBARA LTD
ISIN:	AU000000SBM8
Date of change of relevant interests:	5-Sep-19
Schedule
Type of agreement	Overseas Securities Lender's Agreement (For Non-USBorrowers) ("OSLA")
Parties to agreement	The Bank of New York Mellon Corporation (formerlyknown as The Bank of New York) (acting as agent)("lender"), J.P. Morgan Securities Plc (formerly known asJ.P. Morgan Securities Limited) ("borrower")
Transfer date	Trade Date14-Aug-1926-Aug-1927-Aug-19
Holder of voting rights	Borrower
Are there any restriction on voting rights	Yes
If yes, detail	The borrower undertakes to use its best endeavours toarrange for the voting rights to be exercised inaccordance with the instructions of the lender, providedthat the lender uses its best endeavours to notify theborrower of its instructions in writing no later than 7business days prior to the date upon which such votesare exercisable or as otherwise agreed between theparties. This undertaking is set out in clause 4(B)(ii) ofthe standard form OSLA.
Scheduled return date (if any)	None
Does the borrower have the right to return early?	Yes
If yes, detail	Borrower has right to return all and any equivalentsecurities early at any time in accordance with thelender's instructions.
Does the lender have the right to recall early?	Yes
If yes, detail	Lender has right to recall all or any equivalent securitiesat any time by giving notice on any business day of notless than the standard settlement time for suchequivalent securities on the exchange. The borrowermust return the securities not later than the expiry ofsuch notice in accordance with the lender's instructions.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	No exceptions
Statement	If requested by the company to whom the prescribedform must be given, or if requested by ASIC, a copy ofthe agreement will be given to that company or ASIC.