AI assistant
ST BARBARA LIMITED — Major Shareholding Notification 2019
Nov 13, 2019
65749_rns_2019-11-13_72b531ed-fa2e-429e-8e69-ab216f0355e1.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | St Barbara Limited |
|---|---|
| ACN/ARSN | 009 165 066 |
| 1. Details of substantial holder (1) | |
| Name | Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those |
| ACN/ARSN (if applicable) | listed in Annexure A)N/A |
| The holder became a substantial holder on | 11 November 2019 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Classmesιa. ser-------------------------------------- | --------------------------------------.ecunitiesNumberser.זר | votesersor٠.------------ | $\sim$otinuACWEYľб |
|---|---|---|---|
| Jrdinarv_______________________________________ | .989.266.34. | 1.989.26634______________________________________--------------------- | --------------------------------------distances in the contract of the con-004% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Vanguard Group | Vanguard Group is the manager of various Mutual funds | Ordinary - 34.989.266 |
| and accounts and in that capacity has the power to dispose | ||
| of the shares. The other members of Vanguard Group have | ||
| a relevant interest under section 608(3) of the Corporations | ||
| Act. |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and |
|---|---|---|---|
| interest | securities | registered as holder (8) | number of |
| securities | |||
| Vanguard Group | Brown Brothers Harriman | Various funds and other accounts of Vanguard Group | Ordinary-281,059 |
| Vanguard Group | BNY Mellon | Various funds and other accounts of Vanguard Group | Ordinary $-$2,599,099 |
| Vanquard Group | JP Morgan Chase Bank,N.A. | Various funds and other accounts of Vanguard Group | Ordinary-18,605,378 |
| Vanguard Group | State Street Bank and TrustCompany | Various funds and other accounts of Vanguard Group | Ordinary $-$4,573 414 |
| Vanquard Group | Various others | Various funds and other accounts of Vanguard Group | Ordinary-8.930.316 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interestDate of acquisitionThe address and an appropriate property and_______________________________________,,,,,,,,,,,, | ---------------------------------------Consideration (9) | Class and numbersecurities | |||
|---|---|---|---|---|---|
| See Annexure A |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| -------------------Name and ACN/ARSN (if applicable)______________ | ____________Nature of association |
|---|---|
| N/A_ | ---------------------and concern company and con-----------------------------------N/A------------------------------------------------------------------------------____________ |
7. Addresses
The addresses of persons named in this form are as follows:
| Name------------------------------------------------------------------------------______________________________________ | ------------COMMANDATION___________ישר,,,, |
|---|---|
| эн______________________________ | Programme---------------------------------------$\overline{\phantom{a}}$1 I F1010r2600.Box∠aliev '$\lambda$ rno.,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,. . ________ |
| print name | Shawn Acker | capacity | Compliance Manager |
|---|---|---|---|
| sign here | HAWN fere 50 | date | 13 November 2019 |
| To Company | St Barbara Limited |
|---|---|
| ACN/ARSN | _______________009 165 066--------------------- |
Substantial Holder Name ACN/ARSN
Vanguard Group $N/A$
| Date of change | Person whose relevant interest changed | Nature ofChange(6) | Considerationgiven in relationto change(7) | Class | Number of securities Person's votesaffected | affected |
|---|---|---|---|---|---|---|
| 15-Jul-19 The Vanguard Group, Inc. | Buy | 3.29 | Ordinary | 5,538 | 5,538 | |
| 18-Jul-19 The Vanguard Group, Inc. | Buy | 3.37 Ordinary | 6,506 | 6,506 | ||
| 22-Jul-19 The Vanguard Group, Inc. | Bυγ | 3.54 | Ordinary | 4,615 | 4,615 | |
| 22-Jul-19 The Vanguard Group, Inc. | Buy | 3.54 Ordinary | 4,615 | 4,615 | ||
| 30 Jul 19 The Vanguard Group, Inc. | Sell | 3.55 Ordinary | (2,932) | (2, 932) | ||
| 1-Aug-19 The Vanguard Group, Inc. | Buy | 3.53 Ordinary | 8,307 | 8,307 | ||
| 5-Aug-19 The Vanguard Group, Inc. | Sell | 3.70 | Ordinary | (9,693) | (9,693) | |
| 5-Aug-19 The Vanguard Group, Inc. | Sell | 3.70 | Ordinary | (9.693) | (9,693) | |
| 6-Aug-19 The Vanguard Group, Inc. | Buy | 3.83 Ordinary | 199,406 | 199,406 | ||
| 8-Aug-19 The Vanguard Group, Inc. | Sell | 3.96 Ordinary | (3,665) | (3,665) | ||
| 13-Aug-19 The Vanguard Group, Inc. | Sell | 3.92 Ordinary | (5, 131) | (5,131) | ||
| 15-Aug-19 The Vanguard Group, Inc. | Sell | 3.75 Ordinary | (4, 398) | (4,398) | ||
| 15-Aug-19 The Vanguard Group, Inc. | Buy | 3.77 | Ordinary | 62 | 62 | |
| 19-Aug-19 The Vanguard Group, Inc. | Sell | 3.65 | Ordinary | (3, 231) | (3, 231) | |
| 19-Aug-19 The Vanguard Group, Inc.3-Sep-19 The Vanguard Group, Inc. | Sell | 3.67 | Ordinary | (806) | (806) | |
| 3-Sep-19 The Vanguard Group, Inc. | BuyBuy | 3.25 | OrdinaryOrdinary | 13,342 | 13,342 | |
| 4-Sep-19 The Vanguard Group, Inc. | Sell | 3.25 | 3.18 Ordinary | 22,584 | 22,584 | |
| 16-Sep-19 The Vanguard Group, Inc. | Buy | 3.02 | Ordinary | (3, 231)2,199 | (3, 231) | |
| 18-Sep-19 The Vanguard Group, Inc. | Sell | 3.01 | Ordinary | (6, 462) | 2,199(6, 462) | |
| 20-Sep-19 The Vanguard Group, Inc. | Buy | 3.09 | Ordinary | 9,723 | 9,723 | |
| 27-Sep-19 The Vanguard Group, Inc. | Sell | 2.99 | Ordinary | (24, 827) | (24, 827) | |
| 4-Oct-19 The Vanguard Group, Inc. | Buy | 2.75 | Ordinary | 35,547 | 35,547 | |
| 25-Oct-19 The Vanguard Group, Inc. | Sell | 2.64 | Ordinary | (8,796) | (8,796) | |
| 25-Oct-19 The Vanguard Group, Inc. | Buy | 2.66 | Ordinary | 14,437 | 14,437 | |
| 29-Oct-19 The Vanguard Group, Inc. | Sell | 2.71 | Ordinary | (3,577) | (3,577) | |
| 1-Nov-19 The Vanguard Group, Inc. | Buy | 2.87 | Ordinary | 407 | 407 | |
| 11-Jul-19 Vanguard Investments Australia Ltd. | Buy | 3.22 | Ordinary | 4,200 | 4,200 | |
| 16-Jul-19 Vanguard Investments Australia Ltd. | Buy | 3.31 | Ordinary | 31,949 | 31,949 | |
| 16-Jul-19 Vanguard Investments Australia Ltd. | Buy | 3.28 | Ordinary | 8,424 | 8,424 | |
| 18-Jul-19 Vanguard Investments Australia Ltd. | Buy | 3.37 | Ordinarv | 9,351 | 9,351 | |
| 30-Jul-19 Vanguard Investments Australia Ltd. | Buy | 3.56 | Ordinary | 7,854 | 7,854 | |
| 5-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.69 | Ordinary | 6,224 | 6,224 | |
| 6-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.69 | Ordinary | 12.673 | 12,673 | |
| 6-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.69 | Ordinary | 6,489 | 6,489 | |
| 6-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.69 | Ordinary | 6,489 | 6,489 | |
| 8-Aug-19 Vanguard Investments Australia Ltd. | Βυγ | 3.95 | Ordinary | 7,953 | 7,953 | |
| 9-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.96 | Ordinary | 15,790 | 15,790 | |
| 12-Aug-19 Vanguard Investments Australia Ltd. | .Βυγ | 3.87 | Ordinary | 7,964 | 7,964 | |
| 14-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.67 | Ordinary | 47,745 | 47,745 | |
| 20-Aug-19 Vanguard Investments Australia Ltd. | Sell | 3.59 | Ordinary | (19,074) | (19,074) | |
| 21-Aug 19 Vanguard Investments Australia Ltd. | Buy | 3.53 | Ordinary | 44,421 | 44,421 | |
| 27-Aug-19 Vanguard Investments Australia Ltd.27-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.21 | Ordinary | 269.318 | 269,318 | |
| 29-Aug-19 Vanguard Investments Australia Ltd. | BuySell | 3.21 Ordinary | 10,567 | 10,567 | ||
| 30-Aug-19 Vanguard Investments Australia Ltd. | Buy | 3.22 | 3.23 Ordinary | (12, 852) | (12, 852) | |
| 2-Sep-19 Vanguard Investments Australia Ltd. | Buy | Ordinary3.19 Ordinary | 32,995 | 32,995 | ||
| 2-Sep-19 Vanguard Investments Australia Ltd. | Buy | 3.19 Ordinary | 6,430 | 6,430 | ||
| 3-Sep-19 Vanguard Investments Australia Ltd. | 8uγ | 3.25 Ordinary | 16,45680,811 | 16,45680,811 | ||
| 6-Sep-19 Vanguard Investments Australia Ltd. | Sell | 3.06 Ordinary | (19.187) | (19, 187) | ||
| 10-Sep-19 Vanguard Investments Australia Ltd. | Buy | 2.79 | Ordinary | 9.681 | 9,681 | |
| 17-Sep-19 Vanguard Investments Australia Ltd. | Buy | 3.01 | Ordinary | 34 403 | 34,403 | |
| 17-Sep-19 Vanguard Investments Australia Ltd. | Buy | 3.01 | Ordinary | 14,231 | 14,231 | |
| 20-Sep-19 Vanguard Investments Australia Ltd. | Buy | 3.10 Ordinary | 7,440 | 7,440 | ||
| 23-Sep-19 Vanguard Investments Australia Ltd. | Buy | 3.07 Ordinary | 10,530 | 10,530 | ||
| 25-Sep-19 Vanguard Investments Australia Ltd. | Buy | 3.09 Ordinary | 9,870 | 9,870 | ||
| 27-Sep-19 Vanguard Investments Australia Ltd. | Buy | 2.93 Ordinary | 9,687 | 9,687 | ||
| 27-Sep-19 Vanguard Investments Australia Ltd. | Buy | 2.93 | Ordinary | 8,436 | 8,436 | |
| 2-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.88 Ordinary | 19,088 | 19,088 | ||
| 2-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.84 Ordinary | 13,129 | 13,129 | ||
| 2-Oct-19 Vanguard Investments Australia Ltd. | Sell | 2.84 Ordinary | (16, 584) | (16, 584) | ||
| 4-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.75 Ordinary | 11,713 | 11,713 |
Annexure A
| Consideration | ||||||
|---|---|---|---|---|---|---|
| Nature of | given in relation | Number of securities Person's votes | ||||
| Date of change | Person whose relevant interest changed | Change(6) | to change(7) | Class | affected | affected |
| 11-Oct-19 Vanguard Investments Australia Ltd. | [Buy | 2.72 Ordinary | 12,904 | 12,904 | ||
| 11-Oct-19 Vanguard Investments Australia Ltd. | 18uv | 2.72 Ordinary | 12,904 | 12,904 | ||
| 11-Oct-19 Vanguard Investments Australia Ltd. | Buv | 2.72 Ordinary | 5,448 | 5,448 | ||
| 14-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.72 Ordinary | 94,104 | 94,104 | ||
| 16-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.74 Ordinary | 111,517 | 111,517 | ||
| 18-Oct-19 Vanguard Investments Australia Ltd. | ∫Buγ | 2.53 Ordinary | 45,178 | 45,178 | ||
| 18-Oct-19 Vanguard Investments Australia Ltd. | ]Buy∶ | 2.53 Ordinary | 6,710 | 6,710 | ||
| 22-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.52 Ordinary | 6,690 | 6,690 | ||
| 28-Oct-19 Vanguard Investments Australia Ltd. | IBuy | 2.70 Ordinary | 6,590 | 6,590 | ||
| 30-Oct-19 Vanguard Investments Australia Ltd. | ļBu∨. | 2.71 Ordinary | 22,552 | 22,552 | ||
| 30-Oct-19 Vanguard Investments Australia Ltd. | Buy | 2.71 Ordinary | 37,175 | 37,175 | ||
| 31-Oct-19 Vanguard Investments Australia Ltd. | l8uv. | 2.79 Ordinary | 15,744 | 15,744 | ||
| 31-Oct-19 Vanguard Investments Australia Ltd. | Sell | 2.79 | Ordinary | (7, 872) | (7.872) | |
| 1-Nov-19 Vanguard Investments Australia Ltd. | İseli | 2.84 | Ordinary | (34,071) | (34,071) | |
| 1-Nov-19 Vanguard Investments Australia Ltd. | Buy | 2.84 Ordinary | 39,776 | 39,776 | ||
| 5-Nov-19 Vanguard Investments Australia Ltd. | ∤Buγ | 2.78 Ordinary | 7.896 | 7.896 | ||
| 11-Nov-19 Vanguard Investments Australia Ltd. | 18uy | 2.52 Ordinary | 22,554 | 22.554 | ||
| 11-Nov-19 Vanguard Investments Australia Ltd. | IBuy | 2.52 Ordinary | 12,888 | 12,888 | ||
| 11-Nov-19 Vanguard Investments Australia Ltd. | Buy | 2.52 Ordinary | 25,776 | 25.776 | ||
| 11-Nov-19 Vanguard Investments Australia Ltd. | ∤Buy | 2.52 Ordinary | 27,028 | 27,028 |
This is Annexure A of 2 pages aeferred to in Form 603, Notice of initial substantial holder.
Signature سرواوید هم م¥
Name: Shawn Acker
Capacity: Compliance Manager
Date: 13 November 2019