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ST BARBARA LIMITED — Major Shareholding Notification 2018
Aug 16, 2018
65749_rns_2018-08-16_c0823141-b669-432d-bb7a-7e76fb4262a5.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | St Barbara Limited | |||
|---|---|---|---|---|
| ACN/ARSN | 009 165 066 | |||
| 1. Details of substantial holder (1) Name |
Van Eck Associates Corporation (and its associates referred to in paragraph 6). | |||
| ACN/ARSN (if applicable) | N/A | |||
| There was a change in the interests of the substantial holder on |
14/08/2018 | r2 | ||
| The previous notice was given to the company on | 20/12/2017 | |||
| The previous notice was dated | 19/12/2017 | |||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Present notice | ||
|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| IOrdinary shares | 57.759.337 | $11.21\%$ | 63,765,495 | 112.25% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| [Van Eck Associates] See Annexure A Corporation (VEAC) |
|||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| VEAC | IBank of New York Mellon as custodian lfor VanEck Vectors Gold Miners ETF |
Miners ETF (GDX) | VanEck Vectors Gold VEAC holds its relevant linterest by having the power to exercise, control the exercise of, or linfluence the exercise of. the voting powers or disposal of the securities Ito which the relevant linterest relates in the lordinary course of linvestment management lbusiness. |
Ordinary shares 31,063,378 |
15.97% |
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners ETF |
VanEck Vectors Junior Gold Miners ETF (GDXJ) |
Same as above. | Ordinary shares 31,403,564 |
6.03% |
|---|---|---|---|---|---|
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Natural Resources ETF |
Bank of New York Mellon as custodian for VanEck Vectors Natural Resources ETF (HAP) |
Same as above. | Ordinary shares 25,175 |
$0.00\%$ |
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Australian Resources ETF |
VanEck Vectors Australian Resources ETF (MVR.AU) |
Same as above. | Ordinary shares 160,709 |
0.03% |
| VEAC | Bank of New York Mellon as custodian lfor VanEck Vectors Small Cap Dividend Payers ETF |
VanEck Vectors Small Cap Dividend Payers ETF (MVS.AU) |
Same as above. | Ordinary shares 267,104 |
0.05% |
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Global Mining UCITS ETF |
VacEck Vectors Global Mining UCITS ETF (UCTGDIG) |
Same as above. | Ordinary shares 1,766 |
0.00% |
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Gold Miners UCITS ETF |
VanEck Vectors Gold Same as above. Miners UCITS ETF (UCTGDX) |
Ordinary shares 375,857 |
0.07% | |
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners UCITS ETF |
VanEck Vectors Junior Gold Miners UCITS ETF (UCTGDXJ) |
Same as above. | Ordinary shares 467,381 |
0.09% |
| VEAC | Bank of New York Mellon as custodian for VanEck Vectors Natural Resources UCITS ETF |
VanEck Vectors Natural Resources UCITS ETF (UCTHAP) |
Same as above. | Ordinary shares 561 |
$0.00\%$ |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| VEAC | 666 Third Avenue, New York, NY 10017 |
| Van Eck Securities Corporation | 1666 Third Avenue, New York, NY 10017 |
| Van Eck Absolute Return Advisers, Inc. | 666 Third Avenue, New York, NY 10017 |
| VanEck Australia Pty Ltd | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
| VanEck Investments Limited | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
à
Signature
$(1)$
$(2)$
$(3)$
$(4)$
$(5)$
$(6)$
| print name ANDREW TILZER | capacity | AVP | ||||||
|---|---|---|---|---|---|---|---|---|
| sign here | date | 16/08/2018 | ||||||
| DIRECTIONS | ||||||||
| If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. |
||||||||
| See the definition of "associate" in section 9 of the Corporations Act 2001. | ||||||||
| See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. | ||||||||
| The voting shares of a company constitute one class unless divided into separate classes. | ||||||||
| The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. | ||||||||
| Include details of: | ||||||||
| (a) | any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract. scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and |
|||||||
| (b) | any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). |
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details m $\left( 7\right)$
$\sim$
If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown". $(8)$
Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 12/18/2017 S | In-Kind | 111,552 | ||
| GDX | 12/22/2017 S | In-Kind | 663,936 | ||
| GDX | 12/27/2017 S | In-Kind | 604,975 | ||
| GDX | 12/29/2017 S | In-Kind | 127,909 | ||
| GDX | 01/03/2018S | In-Kind | 103,710 | ||
| GDX | 01/04/2018S | In-Kind | 207,420 | ||
| GDX | 01/05/2018S | In-Kind | 138,280 | ||
| GDX | 01/09/2018S | In-Kind | 103,710 | ||
| GDX | 01/10/2018S | In-Kind | 193,592 | ||
| GDX | 01/11/2018S | In-Kind | 3,457 | ||
| GDX | 01/12/2018B | In-Kind | 72,597 | ||
| GDX | 01/15/2018S | In-Kind | 20,742 | ||
| GDX | 01/17/2018S | In-Kind | 69,140 | ||
| GDX | 01/18/2018S | In-Kind | 76,054 | ||
| GDX | 01/22/2018 S | In-Kind | 79,511 | ||
| GDX | 01/24/2018B | In-Kind | 86,425 | ||
| GDX | 01/26/2018B | In-Kind | 10,368 | ||
| GDX | 01/29/2018S | In-Kind | 224,640 | ||
| GDX | 01/30/2018S | In-Kind | 89,856 | ||
| GDX | 02/07/2018B | In-Kind | 162,432 | ||
| GDX | 02/08/2018B | In-Kind | 290,304 | ||
| GDX | 02/09/2018B | In-Kind | 345,600 | ||
| GDX | 02/12/2018B | In-Kind | 442,240 | ||
| GDX | 02/13/2018B | In-Kind | 386,960 | ||
| GDX | 02/14/2018B | In-Kind | 449,150 | ||
| GDX | 02/21/2018B | In-Kind | 69,100 | ||
| GDX | 02/28/2018B | In-Kind | 311,040 | ||
| GDX | 03/01/2018B | In-Kind | 328,320 | ||
| GDX | 03/02/2018B | In-Kind | 103,680 | ||
| GDX | 03/06/2018B | In-Kind | 241,920 | ||
| GDX | 03/07/2018B | In-Kind | 69,140 | ||
| GDX | 03/14/2018B | In-Kind | 121,065 | ||
| GDX | 03/16/2018 S | 7,293,867.58 | 1,833,180 | ||
| GDX | 03/19/2018B | In-Kind | 159,800 | ||
| GDX | 03/20/2018B | In-Kind | 22,372 | ||
| GDX | 03/21/2018B | In-Kind | 303,525 | ||
| GDX | 03/22/2018B | In-Kind | 70,334 | ||
| GDX | 03/23/2018B | In-Kind | 403,452 | ||
| GDX | 03/26/2018B | In-Kind | 108,868 | ||
| GDX | 03/27/2018 S | In-Kind | 3,202 | ||
| GDX | 03/28/2018B | In-Kind | 96,090 | ||
| GDX | 04/02/2018B | In-Kind | 67,263 | ||
| GDX | 04/11/2018B | In-Kind | 121,714 |
This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.
×,
$\alpha$
$\cancel{\mathcal{L}}$ $\top$
| Consideration Holder of relevant B/S Non-Cash Number of Securities Cash Date of Acquisition interest In-Kind 192,180 04/12/2018S GDX 144,135 04/13/2018S In-Kind GDX 224,210 In-Kind 04/16/2018S GDX 112,105 04/17/2018S In-Kind GDX 368,345 04/18/2018S In-Kind GDX In-Kind 275,458 GDX 04/19/2018S In-Kind 230,616 04/20/2018S GDX 233,819 In-Kind 04/23/2018S GDX In-Kind 153,744 04/24/2018S GDX 16,015 In-Kind 04/25/2018S GDX 96,060 In-Kind 04/30/2018B GDX 3,202 In-Kind 05/01/2018S GDX 44,828 In-Kind 05/02/2018 S GDX 118,474 In-Kind 05/03/2018 S GDX 80,050 In-Kind 05/08/2018S GDX |
|---|
| 99,262 05/10/2018S In-Kind GDX |
| 64,040 In-Kind GDX 05/11/2018S |
| 89,656 05/14/2018S In-Kind GDX |
| 51,232 05/15/2018S In-Kind GDX |
| In-Kind 25,616 05/16/2018 S GDX |
| 51,232 In-Kind 05/17/2018S GDX |
| 256,320 06/04/2018B In-Kind GDX |
| In-Kind 38,448 06/05/2018 B GDX |
| 89,712 In-Kind 06/06/2018 B GDX |
| In-Kind 57,690 GDX 06/07/2018B |
| In-Kind 32,050 06/08/2018B GDX |
| In-Kind 32,050 06/11/2018B GDX |
| 237,170 06/13/2018B In-Kind GDX |
| In-Kind 109,004 GDX 06/14/2018 B |
| 163,455 In-Kind 06/15/2018 B GDX |
| 2,495,435 12,208,584.52 GDX 06/15/2018 B |
| In-Kind 323,505 06/18/2018B GDX |
| GDX 06/19/2018B In-Kind 255,960 |
| 71,100 In-Kind GDX 06/20/2018B |
| 39,105 In-Kind 06/21/2018 B GDX 142,200 |
| In-Kind 06/22/2018 B GDX |
| In-Kind 142,200 06/25/2018B GDX |
| In-Kind 106,620 06/26/2018B GDX |
| 234,564 In-Kind GDX 06/27/2018B 248,780 In-Kind 06/28/2018B |
| GDX In-Kind 319,950 06/29/2018B GDX |
| 21,330 In-Kind 07/02/2018B GDX |
| In-Kind 71,080 07/03/2018B GDX |
This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.
Page 2 of 7
$AT$
ò.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 07/06/2018B | In-Kind | 63,990 | ||
| GDX | 07/09/2018S | In-Kind | 654,120 | ||
| GDX | 07/11/2018B | In-Kind | 35,540 | ||
| GDX | 07/12/2018B | In-Kind | 131,498 | ||
| GDX | 07/13/2018B | In-Kind | 35,540 | ||
| GDX | 07/16/2018B | In-Kind | 35,540 | ||
| GDX | 07/17/2018B | In-Kind | 177,700 | ||
| GDX | 07/18/2018B | In-Kind | 280,766 | ||
| GDX | 07/19/2018B | In-Kind | 376,724 | ||
| GDX | 07/20/2018B | In-Kind | 174,146 | ||
| GDX | 07/23/2018B | In-Kind | 85,296 | ||
| GDX | 07/24/2018B | In-Kind | 88,850 | ||
| GDX | 07/25/2018B | In-Kind | 177,700 | ||
| GDX | 07/26/2018B | In-Kind | 231,010 | ||
| GDX | 07/27/2018B | In-Kind | 163,484 | ||
| GDX | 07/30/2018B | In-Kind | 270,104 | ||
| GDX | 07/31/2018B | In-Kind | 284,240 | ||
| GDX | 08/01/2018B | In-Kind | 245,157 | ||
| GDX | 08/02/2018B | In-Kind | 344,641 | ||
| GDX | 08/06/2018B | In-Kind | 213,180 | ||
| GDX | 08/07/2018B | In-Kind | 71,060 | ||
| GDX | 08/08/2018B | In-Kind | 191,862 | ||
| GDX | 08/09/2018B | In-Kind | 312,664 | ||
| GDX | 08/10/2018B | In-Kind | 230,945 | ||
| GDX | 08/13/2018B | In-Kind | 71,060 | ||
| GDX | 08/14/2018B | In-Kind | 195,415 | ||
| GDXJ | 12/21/2017B | In-Kind | 121,000 | ||
| GDXJ | 12/22/2017B | In-Kind | 96,800 | ||
| GDXJ | 12/26/2017 B | In-Kind | 96,792 | ||
| GDXJ | 01/03/2018 S | In-Kind | 169,386 | ||
| GDXJ | 01/04/2018S | In-Kind | 120,990 | ||
| GDXJ | 01/05/2018S | In-Kind | 120,990 | ||
| GDXJ | 01/08/2018S | In-Kind | 217,782 | ||
| GDXJ | 01/09/2018 S | In-Kind | 435,528 | ||
| GDXJ | 01/12/2018B | In-Kind | 96,784 | ||
| GDXJ | 01/16/2018B | In-Kind | 145,152 | ||
| GDXJ | 01/22/2018B | In-Kind | 145,164 | ||
| GDXJ | 01/26/2018S | In-Kind | 205,632 | ||
| GDXJ | 01/29/2018S | In-Kind | 362,850 | ||
| GDXJ | 02/05/2018B | In-Kind | 96,768 | ||
| GDXJ | 02/06/2018B | In-Kind | 834,555 | ||
| GDXJ | 02/08/2018B | In-Kind | 290,280 | ||
| GDXJ | 02/09/2018B | In-Kind | 278,185 |
This is Annexure A of 3 pages referred to in Form 604 - Notice of change of interests of substantial holder.
$\mathcal{Q}$
y
$\tilde{\mathcal{N}}_i$
Page 3 of 7
$\sigma \rightarrow \infty$
$\epsilon_{\rm i}$
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDXJ | 02/12/2018B | In-Kind | 145,140 | ||
| GDXJ | 02/13/2018B | In-Kind | 169,316 | ||
| GDXJ | 02/14/2018B | In-Kind | 120,940 | ||
| GDXJ | 02/28/2018B | In-Kind | 181,470 | ||
| GDXJ | 03/01/2018B | In-Kind | 120,990 | ||
| GDXJ | 03/02/2018 S | In-Kind | 145,140 | ||
| GDXJ | 03/07/2018 S | In-Kind | 483,920 | ||
| GDXJ | 03/14/2018B | In-Kind | 108,990 | ||
| GDXJ | 03/16/2018 S | 9,610,245.60 | 2,416,326 | ||
| GDXJ | 03/20/2018 B | In-Kind | 112,020 | ||
| GDXJ | 03/21/2018B | In-Kind | 134,424 | ||
| GDXJ | 03/22/2018B | In-Kind | 224,040 | ||
| GDXJ | 03/28/2018S | In-Kind | 89,784 | ||
| GDXJ | 04/02/2018 S | In-Kind | 56,120 | ||
| GDXJ | 04/03/2018 S | In-Kind | 179,568 | ||
| GDXJ | 04/11/2018S | In-Kind | 471,366 | ||
| GDXJ | 04/12/2018S | In-Kind | 112,220 | ||
| GDXJ | 04/13/2018S | In-Kind | 258,106 | ||
| GDXJ | 04/16/2018 S | In-Kind | 89,776 | ||
| GDXJ | 04/18/2018S | In-Kind In-Kind |
157,094 729,560 |
||
| GDXJ | 04/30/2018B | ||||
| GDXJ | 05/03/2018 B | In-Kind | 336,660 | ||
| GDXJ | 05/04/2018B | In-Kind In-Kind |
112,210 224,340 |
||
| GDXJ | 05/09/2018B 05/11/2018B |
In-Kind | 112,170 | ||
| GDXJ GDXJ |
05/15/2018B | In-Kind | 78,519 | ||
| GDXJ | 05/17/2018B | In-Kind | 89,736 | ||
| GDXJ | 05/21/2018B | In-Kind | 78,519 | ||
| GDXJ | 05/23/2018B | In-Kind | 246,774 | ||
| GDXJ | 05/24/2018B | in-Kind | 89,736 | ||
| GDXJ | 05/31/2018B | In-Kind | 89,728 | ||
| GDXJ | 06/01/2018B | In-Kind | 78,512 | ||
| GDXJ | 06/04/2018 B | In-Kind | 89,728 | ||
| GDXJ | 06/05/2018 B | In-Kind | 67,290 | ||
| GDXJ | 06/12/2018 B | In-Kind | 56,075 | ||
| GDXJ | 06/13/2018 B | In-Kind | 448,640 | ||
| GDXJ | 06/14/2018B | In-Kind | 89,728 | ||
| GDXJ | 06/15/2018 S | 22,624,318.99 | 4,629,607 | ||
| GDXJ | 06/19/2018B | In-Kind | 77,360 | ||
| GDXJ | 06/21/2018B | In-Kind | 145,050 | ||
| GDXJ | 06/22/2018 B | In-Kind | 77,360 | ||
| GDXJ | 06/26/2018B | In-Kind | 125,697 | ||
| GDXJ | 06/28/2018B | In-Kind | 125,710 |
This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDXJ | 06/29/2018B | In-Kind | 77,368 | ||
| GDXJ | 07/03/2018 B | In-Kind | 58,020 | ||
| GDXJ | 07/05/2018B | In-Kind | 444,774 | ||
| GDXJ | 07/12/2018 B | In-Kind | 135,366 | ||
| GDXJ | 07/16/2018B | In-Kind | 116,028 | ||
| GDXJ | 07/16/2018B | 340,729.89 | 66,120 | ||
| GDXJ | 07/18/2018 B | In-Kind | 96,690 | ||
| GDXJ | 07/18/2018 B | 144,864.74 | 29,903 | ||
| GDXJ | 07/19/2018B | In-Kind | 77,352 | ||
| GDXJ | 07/20/2018B | In-Kind | 145,470 | ||
| GDXJ | 07/23/2018 B | In-Kind | 77,440 | ||
| GDXJ | 07/26/2018B | In-Kind | 145,200 | ||
| GDXJ | 07/30/2018B | In-Kind | 96,800 | ||
| GDXJ | 07/31/2018B | In-Kind | 251,654 | ||
| GDXJ | 08/01/2018B | In-Kind | 135,506 | ||
| GDXJ | 08/02/2018 B | In-Kind | 474,271 | ||
| GDXJ | 08/03/2018 B | In-Kind | 193,580 | ||
| GDXJ | 08/06/2018 B | In-Kind | 96,790 | ||
| GDXJ | 08/07/2018S | In-Kind | 580,740 | ||
| GDXJ | 08/08/2018 S | In-Kind | 77,432 | ||
| GDXJ | 08/09/2018B | In-Kind | 125,840 | ||
| GDXJ | 08/10/2018 S | In-Kind | 48,400 | ||
| GDXJ | 08/13/2018B | In-Kind | 280,720 | ||
| GDXJ | 08/14/2018B | In-Kind | 212,982 | ||
| HAP | 03/16/2018B | 107,825.97 | 27,073 | ||
| HAP | 04/17/2018B | In-Kind | 474 | ||
| HAP | 05/08/2018B | In-Kind | 474 | ||
| HAP | 06/04/2018 B | In-Kind | 2,375 | ||
| HAP | 06/06/2018 S | 1,162.86 | 237 | ||
| HAP | 06/13/2018 S | In-Kind | 2,052 | ||
| HAP | 06/15/2018S | In-Kind | 513 | ||
| HAP | 06/15/2018S | 7,202.81 | 1,474 | ||
| HAP | 06/20/2018B | 102.55 | 21 | ||
| HAP | 07/13/2018 S | In-Kind | 966 | ||
| MVRAU | 12/29/2017 S | 12,010.60 | 3,145 | ||
| MVRAU | 01/04/2018 B | In-Kind | 5,468 | ||
| MVRAU | 01/11/2018S | 14,818.00 | 4,072 | ||
| MVRAU | 01/15/2018B | In-Kind | 10,674 | ||
| MVRAU | 01/24/2018B | In-Kind | 10,674 | ||
| MVRAU | 02/07/2018S | In-Kind | 10,672 | ||
| MVRAU | 02/16/2018S | 4,085.60 | 1,056 | ||
| MVRAU | 02/21/2018B | 1,150.14 | 301 | ||
| MVRAU | 02/23/2018B | 1,352.56 | 329 |
This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.
Page 5 of 7
$\mathcal{D}^{\tau}$
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| MVRAU | 02/26/2018B | 1,651.31 | 394 | ||
| MVRAU | 02/27/2018B | In-Kind | 5,336 | ||
| MVRAU | 02/28/2018B | 2,452.47 | 598 | ||
| MVRAU | 03/07/2018B | 2,936.40 | 716 | ||
| MVRAU | 03/09/2018 B | In-Kind | 5,381 | ||
| MVRAU | 03/12/2018B | 1,519.98 | 378 | ||
| MVRAU | 03/16/2018 S | 90,854.33 | 22,834 | ||
| MVRAU | 03/19/2018B | In-Kind | 160,990 | ||
| MVRAU | 03/26/2018B | 1,594.34 | 385 | ||
| MVRAU | 05/11/2018B | In-Kind | 4,739 | ||
| MVRAU | 06/01/2018B | In-Kind | 4,740 | ||
| MVRAU | 06/15/2018S | 210,221.95 | 43,002 | ||
| MVRAU | 06/28/2018B | In-Kind | 4,133 | ||
| MVRAU | 06/29/2018 S | 6,595.97 | 1,366 | ||
| MVRAU | 07/03/2018B | In-Kind | 4,115 | ||
| MVRAU | 07/19/2018S | In-Kind | 139,876 | ||
| MVRAU | 07/25/2018S | 353.95 | 73 | ||
| MVRAU | 08/08/2018B | 1,034.45 | 248 | ||
| UCTGDX | 01/05/2018S | 27,298.30 | 7,246 | ||
| UCTGDX | 01/17/2018B | 27,039.03 | 7,244 | ||
| UCTGDX | 01/17/2018B | 54,042.94 | 14,488 | ||
| UCTGDX | 01/29/2018B | 41,102.23 | 10,866 | ||
| UCTGDX | 01/30/2018B | 27,256.51 | 7,244 | ||
| UCTGDX | 02/06/2018B | 13,407.08 | 3,621 | ||
| UCTGDX | 03/08/2018B | 29,244.72 | 7,059 | ||
| UCTGDX | 03/16/2018 S | 111,799.49 | 28,110 | ||
| UCTGDX | 04/11/2018B | 2,871.45 | 672 | ||
| UCTGDX | 06/15/2018B | 184,389.07 | 37,681 | ||
| UCTGDX | 06/20/2018S | 54,501.99 | 11,169 | ||
| UCTGDX | 07/03/2018 B | 34,327.78 | 7,446 | ||
| UCTGDX | 07/03/2018B | 17,175.04 | 3,723 | ||
| UCTGDX | 07/25/2018S | 18,039.06 | 3,722 K |
||
| UCTGDX | 08/03/2018B | 574.27 | 141 | ||
| UCTGDXJ | 01/29/2018B | 74,828.30 | 19,782 | ||
| UCTGDXJ | 01/29/2018B | 37,414.15 | 9,891 | ||
| UCTGDXJ | 01/30/2018B | 37,964.96 | 10,090 | ||
| UCTGDXJ | 03/16/2018S | 162,998.16 | 40,983 | ||
| UCTGDXJ | 04/18/2018 B | 40,254.66 | 9,355 | ||
| UCTGDXJ | 05/09/2018B | 44,438.47 | 9,355 | ||
| UCTGDXJ | 05/11/2018B | 4,168.67 | 877 | ||
| UCTGDXJ | 06/15/2018S | 366,341.79 | 74,969 | ||
| UCTGDXJ | 06/18/2018B | 5,999.89 | 1,220 | ||
| UCTGDXJ | 06/19/2018B | 39,425.15 | 8,062 |
This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.
×,
Page 6 of 7
$AT$
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| UCTGDXJ | 07/20/2018B | 4,337.98 | 905 | ||
| UCTGDXJ | 08/02/2018 S | 3,604.53 | 865 | ||
| MVSAU | 12/27/2017B | 3,092.98 | 799 | ||
| MVSAU | 12/29/2017 S | 20,122.05 | 5,269 | ||
| MVSAU | 01/25/2018B | In-Kind | 10,531 | ||
| MVSAU | 02/23/2018B | 1,184.01 | 288 | ||
| MVSAU | 02/27/2018B | 2,410.14 | 582 | ||
| MVSAU | 03/01/2018 S | 1,186.32 | 293 | ||
| MVSAU | 03/06/2018B | 2,668.13 | 649 | ||
| MVSAU | 03/07/2018B | 2,272.03 | 554 | ||
| MVSAU | 03/14/2018B | 2,370.71 | 567 | ||
| MVSAU | 03/16/2018 S | 2,805.13 | 705 | ||
| MVSAU | 03/16/2018 S | 25,270.47 | 6,350 | ||
| MVSAU | 03/23/2018 S | In-Kind | 10,382 | ||
| MVSAU | 03/27/2018B | 1,503.39 | 357 | ||
| MVSAU | 05/03/2018 S | In-Kind | 20,790 | ||
| MVSAU | 05/08/2018B | 954.04 | 206 | ||
| MVSAU | 05/11/2018B | 6,642.33 | 1,398 | ||
| MVSAU | 05/25/2018 S | 7,885.46 | 1,689 | ||
| MVSAU | 05/28/2018 B | In-Kind | 10,375 | ||
| MVSAU | 06/15/2018S | 5,690.40 | 1,164 | ||
| MVSAU | 06/15/2018S | 44,152.28 | 9,030 | ||
| MVSAU | 06/26/2018 S | 3,096.53 | 627 | ||
| MVSAU | 06/27/2018B | 5,032.10 | 1,033 | ||
| MVSAU | 06/29/2018 S | 20,024.50 | 4,147 | ||
| MVSAU | 07/17/2018 S | In-Kind | 9,881 | ||
| UCTHAP | 03/16/2018B | 2,186.55 | 549 | ||
| UCTHAP | 06/06/2018B | 211.28 | 43 | ||
| UCTHAP | 06/15/2018 S | 151.48 | 31 | ||
| UCTGDIG | 04/18/2018 B | 3,007.80 | 699 | ||
| UCTGDIG | 04/23/2018 S | 92.34 | 22 | ||
| UCTGDIG | 05/15/2018 B | 1,599.12 | 340 | ||
| UCTGDIG | 06/15/2018 S | 322.51 | 66 | ||
| UCTGDIG | 06/27/2018B | 533.41 | 108 | ||
| UCTGDIG | 08/07/2018 B | 2,999.78 | 707 | ||
| In-Kind transactions result from UCTGDIG receiving a basket of securities (including ST BARBARA LTD) in exchange for securities in UCTGDIG. |
This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.
Page 7 of 7
$\bar{\epsilon}$
$\sim$
$AT$
G.
$\label{eq:2.1} \begin{array}{cccccccccc} \alpha\alpha\qquad \qquad & \alpha\qquad \qquad & \alpha\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta\qquad \qquad & \beta$ $\sim 10^{-10}$ $\mathcal{A}^{\mathcal{A}}$ , and $\mathcal{A}^{\mathcal{A}}$ , and $\mathcal{A}^{\mathcal{A}}$ $\alpha = 0.0000$ . $\alpha$ , and $\alpha$ , and $\alpha$ , and $\alpha$