ST BARBARA LIMITED — Major Shareholding Notification 2018

Sep 11, 2018

Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme	St Barbara Ltd
ACN/ARSN	ACN 009 165 066

1. Details of substantial holder (1)

Name	Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable)008 496 713
There was a change in the interests of the substantial holder onThe previous notice was given to the company on		06-Sep-2018
		11-Sep-2018
The previous notice was dated		11-Sep-2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)	l Previous Notice		Present Notice
	Person's votes	Voting power (5)	Person's votes	Voting power (5)
l Common Stock	67,504,801	12.97%	40.246.653	7.73%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange	Person whoserelevant interestchanged	Nature of change (6)	l Consideration givenI in relation to change	Class and number ofl securities affected	I Person'sI votes affected
See Annexure IBAB

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant	Registered holder of I Person entitled to	I be registered as	' Nature of relevant	l Class and number	l Person's
interest	securities	holder (8)	$'$ interest $(6)$	l of securities	votes
' See Annexure "B" .

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as fo

Name and ACN/ARSN_applicable)- 11	Nature of association
' N/A

6. Addresses

The addresses of persons named in this form are as follows:

' Name	Address
See Annexure "C"and the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contra

Signature

print name	Winston Loke	capacity	Authorised Signatory
sign here		date	12-Sep-2018
	M-

Annexure "A"

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of thecompany or scheme, since the substantial holder was last required to give

Date ofchange	Person whoserelevant interestchanged	Nature of change (6)	Consideration givenin relation to change(7)	Class and number ofsecurities affected	Person'svotes affected
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Disposed on market	13,983.00 AUD	$-3,540$ CommonStock	$-3,540$
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Disposed on market	20,005.26 AUD	-5,074 CommonStock	$-5,074$
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Disposed on market	62,046.50 AUD	-15,704 CommonStock	$-15,704$
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Disposed on market	144,502.24 AUD	-36,619 CommonStock	$-36,619$
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Acquired on market	428,291.35 AUD	116,707 CommonStock	116,707
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Acquired on market	86,540.93 AUD	23,571 CommonStock	23,571
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Acquired on market	96,720.96 AUD	26,343 CommonStock	26,343
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Acquired on market	455,554.84 AUD	124,028 CommonStock	124,028
06-Sep-2018	Credit Suisse EquitiesAcquired on market(Australia) Limited		121,260.85 AUD	33,164 CommonStock	33,164
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Acquired on market	692,927.85 AUD	191,570 CommonStock	191,570
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Stock returned underASLA agreement	Refer to Annexure Dof Notice	-2,700,000 CommonStock	$-2,700,000$
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Stock returned underASLA agreement	Refer to Annexure Dof Notice	-16,000,000 CommonStock	$-16,000,000$
06-Sep-2018	Credit Suisse Equities(Australia) Limited	Stock returned underASLA agreement	Refer to Annexure Dof Notice	-2,898,815 CommonStock	$-2,898,815$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-280,000 CommonStock	$-280,000$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-52,405 CommonStock	$-52,405$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-121,840 CommonStock	$-121,840$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-829,904 CommonStock	$-829,904$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-372,700 CommonStock	$-372,700$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-559,561 CommonStock	$-559,561$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-156,453 CommonStock	$-156,453$
06-Sep-2018	Credit SuisseSecurities (Europe)Limited	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-1,432,745 CommonStock	-1,432,745
06-Sep-2018	Credit SuisseSecurities (Europe)	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-40,000 CommonStock	$-40,000$

	Limited
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-392,875 CommonStock	$-392,875$
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement		-374,149 CommonStock	$-374,149$
Credit Suisse06-Sep-2018Securities (USA) LLC		Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-232,330 CommonStock	$-232,330$
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-137,006 CommonStock	$-137,006$
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-116,733 CommonStock	-116,733
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-95,430 CommonStock	$-95,430$
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-600,000 CommonStock	$-600,000$
06-Sep-2018	Credit SuisseSecurities (USA) LLC	Stock returned underOSLA agreement	Refer to Annexure Dof Notice	-319,648 CommonStock	$-319,648$

This is Annexure "A" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory $\overline{date}$ 12-Sep-2018 sign here $W$

Annexure "B"

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevantinterest	Registered holder ofsecurities	Person entitled tobe registered asholder (8)	Nature of relevantinterest (6)	Class and numberof securities	Person'svotes
Credit SuisseEquities (Australia)Limited (ACN 068232 708)	CS FourthNominees PtyLimited (ACN 069126 432)	Credit SuisseVoting rights andright to disposeEquities (Australia)Limited		3,093,720 CommonStock	3,093,720
Credit SuisseSecurities (Europe)Limited (ARBN099554131)	HSBC CustodyNominees(Australia) Limited(ACN 003 094 568)	Credit SuisseSecurities (Europe)Limited	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	2,929,039 CommonStock	2,929,039
Credit SuisseSecurities (USA)LLC	HSBC CustodyNominees(Australia) Limited(ACN 003 094 568)	Credit SuisseSecurities (USA)LLC	Holder of securitiessubject to anobligation to returnunder a securitieslending agreement	33,500,000Common Stock	33,500,000
Credit Suisse FundsAG	HSBC CustodyNominees(Australia) Limited(ACN 003 094 568)	Credit Suisse FundsAG	Voting rights andright to dispose	723,894 CommonStock	723,894

This is Annexure "B" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here		date	12-Sep-2018

$M$

æ

Annexure "C"

6. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432)	Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (USA) LLC	11 Madison Avenue, New York, NY 10010
Credit Suisse Securities (Europe) Limited(ARBN 099554131)	One Cabot Square, London, E14 4QJ
Credit Suisse Funds AG	Uetibergstrasse 231. Zurich, 8045 Switzerland

This is Annexure "C" referred to in the Form 604 "Notice of change of interests of substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name	Winston Loke		capacity Authorised Signatory
sign here		date	12-Sep-2018

Annexure "D"

This is Annexure "D" referred to in the Form 604 "Notice of change of interests of substantial holder"

그 사람이 무슨 일이 있었지만 하나 나서 너무 많이 보니 아이가 있었던 사람이 있어서 아직 아이들이 아니라 아이들이 있어요.Signature		Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
	print name	Winston Loke	capacity	Authorised Signatory
	sign here	UL	date	12-Sep-2018

Prescribed information
Schedule
Type of agreement	Australian Securities Lending Agreement
Parties to agreement	Credit Suisse Equities (Australia) Limited andJP Morgan Nominees (Australia) Limited
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	With 2 business days prior to a notice byMidday.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Australian Securities Lending Agreement
Parties to agreement	Credit Suisse Equities (Australia) Limited andState Street Bank and Trust Company
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Australian Securities Lending Agreement
Parties to agreement	Credit Suisse Equities (Australia) Limited andNational Australia Bank Limited
Transfer date	LA-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	Early return is subject to the lender'sacceptance
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andJPM Chase Bank, London
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 7 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect ofeither the lender or the borrower, theobligation of the borrower to deliver thesecurities to the lender will be netted offagainst the obligation of the lender to returnsecurities or cash held by the lender ascollateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andHSBC Bank
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	Yes
If yes, detail	Voting rights to be exercised in accordancewith lender's instructions provided suchinstructions are received 5 days prior.
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 days prior written notice or earlier uponagreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (Europe) Limited andDresdner Bank AG
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand JP Morgan Chase Bank, NY
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No.
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC andDeutsche Bank AG
Transfer date	06-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

Prescribed information
Schedule
Type of agreement	Overseas Securities Lending Agreement
Parties to agreement	Credit Suisse Securities (USA) LLC Limitedand ESEC Lending
Transfer date	6-Sep-2018
Holder of voting rights	Borrower
Are there any restrictions on voting rights?	No
If yes, detail	N/A
Scheduled return date (if any)	N/A
Does the borrower have the right to return early?	Yes
If yes, detail	At Will, unless Borrower and Lender agree tothe contrary.
Does the lender have the right to recall early?	Yes
If yes, detail	With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement?	Yes
If yes, detail any exceptions	If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.