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ST BARBARA LIMITED Major Shareholding Notification 2018

Sep 12, 2018

65749_rns_2018-09-12_7105e536-5ce5-4eea-a4f2-ba3546799ebb.pdf

Major Shareholding Notification

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Form 605

Corporations Act 2001

Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme St Barbara Ltd
ACN/ARSN ACN 009 165 066

1. Details of substantial holder (1)

Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates)
ACN/ARSN (if applicable) 008 496 713
The holder ceased to be a substantial holder on 07-Sep-2018
The previous notice was given to the company on 12-Sep-2018
The previous notice was dated 12-Sep-2018

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3)in voting securities ofthe company or scheme, since the substantial holder was last required follows:

Date ofchange l Person whoserelevant interestchanged l Nature ofchange (4) Consideration givenI in relation to change Class (6) and number Person's votesof securities affected l affected
See Annexure I"∆"

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) : Nature :association⊢∩ t
N/A

4. Addresses

The addresses of persons named in this form are as follows:

Name Address------------------
See Annexure "B"_______________________________________

Signature

print name Winston Loke capacity Authorised Signatory
sign here date 13-Sep-2018
W. _______________________________________----

2. Changes in relevant interests

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Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (4) Consideration givenin relation to change(5) Class (6) and numberof securities affected Person's votesaffected
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 100,597.00 AUD -26,601 CommonStock $-26,601$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 723.72 AUD -192 Common Stock $-192$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 64,612.25 AUD -17,067 CommonStock $-17,067$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 25.494.98 AUD -6,661 CommonStock $-6,661$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 150.40 AUD -40 Common Stock $-40$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 11,978.21 AUD -3,151 CommonStock $-3,151$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Acquired onmarket 943.18 AUD 254 Common Stock 254
07-Sep-2018 Credit Suisse Equities(Australia) Limited Acquired onmarket 7,440.00 AUD 2,000 Common Stock 2,000
07-Sep-2018 Credit Suisse Equities(Australia) Limited Acquired onmarket 60,361.77 AUD 16,242 CommonStock 16,242
07-Sep-2018 Credit Suisse Equities(Australia) Limited Acquired onmarket 458,976.09 AUD 123,457 CommonStock 123,457
07-Sep-2018 Credit Suisse Equities(Australia) Limited Disposed onmarket 170,478.00 AUD -45,000 CommonStock $-45,000$
07-Sep-2018 Credit Suisse Equities(Australia) Limited Acquired onmarket 1,191.13 AUD 325 Common Stock 325
07-Sep-2018 Credit SuisseSecurities (Europe)Limited Stockreturnedunder OSLAagreement Refer to Annexure Cof Notice -2,500,000 CommonStock $-2,500,000$
07-Sep-2018 Credit SuisseSecurities (USA) LLC Stockreturnedunder OSLAagreement Refer to Annexure Cof Notice -27,000,000 CommonStock $-27,000,000$
07-Sep-2018 Credit SuisseSecurities (USA) LLC Stockreturnedunder OSLAagreement Refer to Annexure Cof Notice -3,000,000 CommonStock $-3,000,000$
07-Sep-2018 Credit SuisseSecurities (USA) LLC Stockreturnedunder OSLAagreement Refer to Annexure Cof Notice -2,100,000 CommonStock $-2,100,000$

This is Annexure "A" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Winston Loke capacity Authorised Signatory
sign here date 13-Sep-2018

sign here

e.Sk

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4. Addresses

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The addresses of persons named in this form are as follows:

Name Address
Credit Suisse Holdings (Australia) Limited(ACN 008 496 713) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Equities (Australia) Limited(ACN 068 232 708) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
CS Third Nominees Pty Limited (ACN 007053 849) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Fourth Nominees Pty Limited(ACN 069 126 432) Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia
Credit Suisse Securities (USA) LLC 11 Madison Avenue, New York, NY 10010
Credit Suisse Securities (Europe) Limited(ARBN 099554131) One Cabot Square, London, E14 4QJ
Credit Suisse Funds AG Uetibergstrasse 231, Zurich 8045 Switzerland

This is Annexure "B" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature

Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)

print name Winston Loke capacity Authorised Signatory
sign here $W_{-}$ date 13-Sep-2018

Annexure "C"

This is Annexure "C" referred to in the Form 605 "Notice of ceasing to be a substantial holder"

Signature Credit Suisse Holdings (Australia) Limited (ACN 008 496 713)
print name Winston Loke capacity Authorised Signatory
sign here date 13-Sep-2018
(M —

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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (Europe) Limited andThe Northern Trust Company
Transfer date 07-Sep-2018
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

$\sim$ $\sim$

$\ddot{\phantom{a}}$

Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (USA) LLC Limitedand The Bank of New York Mellon
Transfer date 07-Sep-2018
Holder of voting rights Borrower
Are there any restrictions on voting rights? No
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail At Will, unless Borrower and Lender agree tothe contrary.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

$\bar{\mathbf{A}}$

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Prescribed information
Schedule
Type of agreement Overseas Securities Lending Agreement
Parties to agreement Credit Suisse Securities (USA) LLC Limitedand BlackRock
Transfer date 07-Sep-2018
Holder of voting rights Borrower
Are there any restrictions on voting rights? No.
If yes, detail N/A
Scheduled return date (if any) N/A
Does the borrower have the right to return early? Yes
If yes, detail With 4 business days prior notice, unlessBorrower and Lender agree to the contrary.
Does the lender have the right to recall early? Yes
If yes, detail With 4 business days prior notice or earlierupon agreement.
Will the securities be returned on settlement? Yes
If yes, detail any exceptions If an event of default occurs in respect of eitherthe lender or the borrower, the obligation of theborrower to deliver the securities to the lenderwill be netted off against the obligation of thelender to return securities or cash held by thelender as collateral.

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