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ST BARBARA LIMITED — Major Shareholding Notification 2018
Sep 25, 2018
65749_rns_2018-09-25_361b7d3d-d372-485f-89c9-172fc35161a2.pdf
Major Shareholding Notification
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604
Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | St Barbara Limited | ||||||
|---|---|---|---|---|---|---|---|
| ACN/ARSN | 009 165 066 | ||||||
| Details of substantial holder (1) 1. Name |
Van Eck Associates Corporation (and its associates referred to in paragraph 6). | ||||||
| ACN/ARSN (if applicable) | N/A | ||||||
| There was a change in the interests of the substantial holder on |
21/09/2018 | ||||||
| The previous notice was given to the company on | 17/08/2018 | ||||||
| The previous notice was dated | 16/08/2018 | ||||||
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) Ordinary shares |
Previous notice | Present notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| 63,765,495 | 12.25% | 69.209.730 | $13.30\%$ | ||
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| [Van Eck Associates] See Annexure A Corporation (VEAC) |
|||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| VEAC | lBank of New York Mellon as custodian for VanEck Vectors lGold Miners ETF |
Miners ETF (GDX) | VanEck Vectors Gold VEAC holds its relevant interest by having the power to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant linterest relates in the ordinary course of linvestment management lbusiness. |
Ordinary shares 28,700,469 |
5.51% |
| VEAC | IBank of New York Mellon as custodian lfor VanEck Vectors Uunior Gold Miners IETF |
VanEck Vectors Junior Gold Miners ETF ( GDXJ ) |
lSame as above. | Ordinary shares 38,963,436 |
7.49% |
| Bank of New York Mellon as custodian for VanEck Vectors Natural Resources ETF |
Bank of New York Mellon as custodian for VanEck Vectors Natural Resources ETF (HAP) |
Ordinary shares 29,302 |
0.01% | |
|---|---|---|---|---|
| Bank of New York Mellon as custodian for VanEck Vectors Australian Resources ETF |
VanEck Vectors Australian Resources ETF (MVR.AU) |
Ordinary shares 215,851 |
0.04% | |
| Bank of New York Mellon as custodian for VanEck Vectors Small Cap Dividend Payers ETF |
VanEck Vectors Small Cap Dividend Payers ETF (MVS.AU) |
Same as above. | Ordinary shares 324,461 |
0.06% |
| Bank of New York Mellon as custodian for VanEck UCITS ETF |
VacEck Vectors ETF (UCTGDIG) |
Same as above. | Ordinary shares 1,790 |
lo.oo% |
| Bank of New York Mellon as custodian for VanEck Vectors Gold Miners UCITS ETF |
Miners UCITS ETF (UCTGDX) |
Ordinary shares 373,948 |
0.07% | |
| Bank of New York Mellon as custodian for VanEck Vectors Junior Gold Miners UCITS ETF |
VanEck Vectors Junior Gold Miners UCITS ETF (UCTGDXJ) |
Same as above. | Ordinary shares 599,809 |
0.12% |
| Bank of New York Mellon as custodian for VanEck Vectors Natural Resources UCITS ETF |
VanEck Vectors Natural Resources UCITS ETF (UCTHAP) |
Same as above. | Ordinary shares 664 |
0.00% |
| Global Mining UCITS Vectors Global Mining |
Same as above. lSame as above. VanEck Vectors Gold Same as above. |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association | |||
|---|---|---|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| VEAC | 666 Third Avenue, New York, NY 10017 |
| Van Eck Securities Corporation | 666 Third Avenue, New York, NY 10017 |
| Van Eck Absolute Return Advisers, Inc. | 666 Third Avenue, New York, NY 10017 |
| VanEck Australia Pty Ltd | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
| VanEck Investments Limited | Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000 |
Signature
| print name ANDREW TILZER | capacity | AVP | |
|---|---|---|---|
| sign here | date | 25/09/2018 | |
DIRECTIONS
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| GDX | 08/15/2018 S | In-Kind | 17,765 | ||
| GDX | 08/16/2018 S | In-Kind | 142,120 | ||
| GDX | 08/17/2018B | In-Kind | 248,710 | ||
| GDX | 08/20/2018B | In-Kind | 198,968 | ||
| GDX | 08/22/2018B | In-Kind | 85,272 | ||
| GDX | 08/23/2018B | In-Kind | 88,825 | ||
| GDX | 08/24/2018 B | In-Kind | 266,400 | ||
| GDX | 08/27/2018B | In-Kind | 71,060 | ||
| GDX | 08/28/2018 S | In-Kind | 468,864 | ||
| GDX | 08/30/2018 S | In-Kind | 17,780 | ||
| GDX | 09/04/2018 S | In-Kind | 10,674 | ||
| GDX | 09/05/2018S | In-Kind | 234,894 | ||
| GDX | 09/07/2018S | In-Kind | 67,640 | ||
| GDX | 09/12/2018B | In-Kind | 177,950 | ||
| GDX | 09/13/2018B | In-Kind | 213,780 | ||
| GDX | 09/17/2018S | In-Kind | 185,276 | ||
| GDX | 09/18/2018B | In-Kind | 3,562 | ||
| GDX | 09/19/2018B | In-Kind | 113,984 | ||
| GDX | 09/21/2018S | 10,442,808.14 | 2,686,407 | ||
| GDXJ | 08/15/2018 B | In-Kind | 174,258 | ||
| GDXJ | 08/20/2018 S | In-Kind | 290,190 | ||
| GDXJ | 08/24/2018S | In-Kind | 96,730 | ||
| GDXJ | 08/27/2018S | In-Kind | 77,376 | ||
| GDXJ | 08/28/2018B | In-Kind | 212,784 | ||
| GDXJ | 08/29/2018 S | In-Kind | 67,753 | ||
| GDXJ | 09/05/2018S | In-Kind | 203,469 | ||
| GDXJ | 09/07/2018S | In-Kind | 310,208 | ||
| GDXJ | 09/11/2018S | In-Kind | 96,940 | ||
| GDXJ | 09/13/2018B | In-Kind | 232,752 | ||
| GDXJ | 09/17/2018S | In-Kind | 572,418 | ||
| GDXJ | 09/18/2018B | In-Kind | 9,700 | ||
| GDXJ | 09/21/2018B | 33,687,264.53 | 8,645,462 | ||
| HAP | 09/05/2018S | In-Kind | 484 | ||
| HAP | 09/21/2018B | 17,949.35 | 4,611 | ||
| MVRAU | 08/22/2018B | 959.66 | 234 | ||
| MVRAU | 08/27/2018B | 3,288.06 | 794 | ||
| MVRAU | 08/30/2018B | 1,531.82 | 380 | ||
| MVRAU | 09/03/2018 B | 1,211.28 | 299 | ||
| MVRAU | 09/05/2018B | 1,414.14 | 375 | ||
| MVRAU | 09/12/2018B | 1,736.88 | 481 | ||
| MVRAU | 09/20/2018B | In-Kind | 12,561 | ||
| MVRAU | 09/20/2018B | In-Kind | 8,374 | ||
| MVRAU | 09/21/2018B | 123,129.01 | 31,644 |
This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.
Page 1 of 2
| Holder of relevant | Consideration | Consideration | |||
|---|---|---|---|---|---|
| interest | Date of Acquisition | B/S | Cash | Non-Cash | Number of Securities |
| UCTGDX | 08/15/2018B | 15,527.43 | 3,721 | ||
| UCTGDX | 08/22/2018B | 15,256.86 | 3,721 | ||
| UCTGDX | 08/27/2018B | 45,687.88 | 11,028 | ||
| UCTGDX | 08/27/2018B | 15,219.40 | 3,676 | ||
| UCTGDX | 09/05/2018B | 56,227.41 | 14,904 | ||
| UCTGDX | 09/20/2018S | 14,177.09 | 3,731 | ||
| UCTGDX | 09/21/2018 S | 136,940.99 | 35,228 | ||
| UCTGDXJ | 09/21/2018B | 515,505.52 | 132,428 | ||
| MVSAU | 08/16/2018 S | 2,527.89 | 629 | ||
| MVSAU | 08/22/2018 S | 4,385.79 | 1,070 | ||
| MVSAU | 08/23/2018 S | 1,000.12 | 244 | ||
| MVSAU | 08/27/2018 S | In-Kind | 9,815 | ||
| MVSAU | 09/03/2018B | 2,114.68 | 522 | ||
| MVSAU | 09/04/2018 S | In-Kind | 9,831 | ||
| MVSAU | 09/07/2018B | 1,562.83 | 420 | ||
| MVSAU | 09/11/2018B | 1,744.04 | 479 | ||
| MVSAU | 09/13/2018B | 18,552.30 | 5,152 | ||
| MVSAU | 09/21/2018B | 28,439.83 | 7,309 | ||
| MVSAU | 09/21/2018B | 253,124.27 | 65,064 | ||
| UCTHAP | 09/21/2018B | 400.95 | 103 | ||
| UCTGDIG | 08/17/2018B | 130.77 | 33 | ||
| UCTGDIG | 09/18/2018 S | 2,664.29 | 726 | ||
| UCTGDIG | 09/20/2018B | 2,759.08 | 726 | ||
| UCTGDIG | 09/21/2018S | 34.99 | 9 |
$\bar{\chi}$
This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.
í,
LTD) in exchange for securities in UCTGDIG.
$\bar{\nu}$
$AP$