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ST BARBARA LIMITED Major Shareholding Notification 2018

Sep 25, 2018

65749_rns_2018-09-25_361b7d3d-d372-485f-89c9-172fc35161a2.pdf

Major Shareholding Notification

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604

Form 604 Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme St Barbara Limited
ACN/ARSN 009 165 066
Details of substantial holder (1)
1.
Name
Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable) N/A
There was a change in the interests of the
substantial holder on
21/09/2018
The previous notice was given to the company on 17/08/2018
The previous notice was dated 16/08/2018

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4)
Ordinary shares
Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
63,765,495 12.25% 69.209.730 $13.30\%$

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change (6)
Consideration
given in relation
to change (7)
Class and
number of
securities
affected
Person's votes
affected
[Van Eck Associates]
See Annexure A
Corporation (VEAC)

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of
relevant
interest
Registered
holder of
securities
Person entitled
to be registered
as holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's votes
VEAC lBank of New York
Mellon as custodian
for VanEck Vectors
lGold Miners ETF
Miners ETF (GDX) VanEck Vectors Gold VEAC holds its relevant
interest by having the
power to exercise, control
the exercise of, or
influence the exercise of,
the voting powers or
disposal of the securities
to which the relevant
linterest relates in the
ordinary course of
linvestment management
lbusiness.
Ordinary shares
28,700,469
5.51%
VEAC IBank of New York
Mellon as custodian
lfor VanEck Vectors
Uunior Gold Miners
IETF
VanEck Vectors
Junior Gold Miners
ETF ( GDXJ )
lSame as above. Ordinary shares
38,963,436
7.49%
Bank of New York
Mellon as custodian
for VanEck Vectors
Natural Resources
ETF
Bank of New York
Mellon as custodian
for VanEck Vectors
Natural Resources
ETF (HAP)
Ordinary shares
29,302
0.01%
Bank of New York
Mellon as custodian
for VanEck Vectors
Australian Resources
ETF
VanEck Vectors
Australian Resources
ETF (MVR.AU)
Ordinary shares
215,851
0.04%
Bank of New York
Mellon as custodian
for VanEck Vectors
Small Cap Dividend
Payers ETF
VanEck Vectors
Small Cap Dividend
Payers ETF
(MVS.AU)
Same as above. Ordinary shares
324,461
0.06%
Bank of New York
Mellon as
custodian for VanEck
UCITS ETF
VacEck Vectors
ETF (UCTGDIG)
Same as above. Ordinary shares
1,790
lo.oo%
Bank of New York
Mellon as custodian
for VanEck Vectors
Gold Miners UCITS
ETF
Miners UCITS ETF
(UCTGDX)
Ordinary shares
373,948
0.07%
Bank of New York
Mellon as custodian
for VanEck Vectors
Junior Gold Miners
UCITS ETF
VanEck Vectors
Junior Gold Miners
UCITS ETF
(UCTGDXJ)
Same as above. Ordinary shares
599,809
0.12%
Bank of New York
Mellon as custodian
for VanEck Vectors
Natural Resources
UCITS ETF
VanEck Vectors
Natural Resources
UCITS ETF
(UCTHAP)
Same as above. Ordinary shares
664
0.00%
Global Mining UCITS
Vectors Global Mining
Same as above.
lSame as above.
VanEck Vectors Gold Same as above.

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000

Signature

print name ANDREW TILZER capacity AVP
sign here date 25/09/2018

DIRECTIONS

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 08/15/2018 S In-Kind 17,765
GDX 08/16/2018 S In-Kind 142,120
GDX 08/17/2018B In-Kind 248,710
GDX 08/20/2018B In-Kind 198,968
GDX 08/22/2018B In-Kind 85,272
GDX 08/23/2018B In-Kind 88,825
GDX 08/24/2018 B In-Kind 266,400
GDX 08/27/2018B In-Kind 71,060
GDX 08/28/2018 S In-Kind 468,864
GDX 08/30/2018 S In-Kind 17,780
GDX 09/04/2018 S In-Kind 10,674
GDX 09/05/2018S In-Kind 234,894
GDX 09/07/2018S In-Kind 67,640
GDX 09/12/2018B In-Kind 177,950
GDX 09/13/2018B In-Kind 213,780
GDX 09/17/2018S In-Kind 185,276
GDX 09/18/2018B In-Kind 3,562
GDX 09/19/2018B In-Kind 113,984
GDX 09/21/2018S 10,442,808.14 2,686,407
GDXJ 08/15/2018 B In-Kind 174,258
GDXJ 08/20/2018 S In-Kind 290,190
GDXJ 08/24/2018S In-Kind 96,730
GDXJ 08/27/2018S In-Kind 77,376
GDXJ 08/28/2018B In-Kind 212,784
GDXJ 08/29/2018 S In-Kind 67,753
GDXJ 09/05/2018S In-Kind 203,469
GDXJ 09/07/2018S In-Kind 310,208
GDXJ 09/11/2018S In-Kind 96,940
GDXJ 09/13/2018B In-Kind 232,752
GDXJ 09/17/2018S In-Kind 572,418
GDXJ 09/18/2018B In-Kind 9,700
GDXJ 09/21/2018B 33,687,264.53 8,645,462
HAP 09/05/2018S In-Kind 484
HAP 09/21/2018B 17,949.35 4,611
MVRAU 08/22/2018B 959.66 234
MVRAU 08/27/2018B 3,288.06 794
MVRAU 08/30/2018B 1,531.82 380
MVRAU 09/03/2018 B 1,211.28 299
MVRAU 09/05/2018B 1,414.14 375
MVRAU 09/12/2018B 1,736.88 481
MVRAU 09/20/2018B In-Kind 12,561
MVRAU 09/20/2018B In-Kind 8,374
MVRAU 09/21/2018B 123,129.01 31,644

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

Page 1 of 2

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
UCTGDX 08/15/2018B 15,527.43 3,721
UCTGDX 08/22/2018B 15,256.86 3,721
UCTGDX 08/27/2018B 45,687.88 11,028
UCTGDX 08/27/2018B 15,219.40 3,676
UCTGDX 09/05/2018B 56,227.41 14,904
UCTGDX 09/20/2018S 14,177.09 3,731
UCTGDX 09/21/2018 S 136,940.99 35,228
UCTGDXJ 09/21/2018B 515,505.52 132,428
MVSAU 08/16/2018 S 2,527.89 629
MVSAU 08/22/2018 S 4,385.79 1,070
MVSAU 08/23/2018 S 1,000.12 244
MVSAU 08/27/2018 S In-Kind 9,815
MVSAU 09/03/2018B 2,114.68 522
MVSAU 09/04/2018 S In-Kind 9,831
MVSAU 09/07/2018B 1,562.83 420
MVSAU 09/11/2018B 1,744.04 479
MVSAU 09/13/2018B 18,552.30 5,152
MVSAU 09/21/2018B 28,439.83 7,309
MVSAU 09/21/2018B 253,124.27 65,064
UCTHAP 09/21/2018B 400.95 103
UCTGDIG 08/17/2018B 130.77 33
UCTGDIG 09/18/2018 S 2,664.29 726
UCTGDIG 09/20/2018B 2,759.08 726
UCTGDIG 09/21/2018S 34.99 9

$\bar{\chi}$

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

í,

LTD) in exchange for securities in UCTGDIG.

$\bar{\nu}$

$AP$