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ST BARBARA LIMITED — Major Shareholding Notification 2017
Jun 29, 2017
65749_rns_2017-06-29_fa2c71c9-dc64-46a6-aebb-cc2e1ea2ecc3.pdf
Major Shareholding Notification
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| To | ASX Company Announcement Office |
|---|---|
| Firm | ASX |
| Fax no. | +612 9778 0999 or +612 9347 0005 |
| From | Norges Bank (The Central Bank of Norway) |
| Telephone | +47 2407 3297/3134 |
| Department Compliance | |
| Fax no. | +47 2407 3004 |
| Date | 29/06/2017 |
| Fax id: | |
| Pages(incl. This) |
Dear Sir/Madam,
St Barbara Ltd - Notice of becoming a substantial holder
Please find attached Notice of becoming a substantial holder (ASIC Form 603) in relation to St Barbara Ltd.
Please confirm receipt of this notification to [email protected].
Yours sincerely,
Sai Aanandha Shankhar/ Philippe Chiaroni Compliance Norges Bank Investment Management
PRIVACY AND CONFIDENTIALITY NOTICE
The information contained in this facsimile is intended for the named recipients only. It may contain privileged and confidential information and if you are not an intended recipient, you must not copy, distribute or take any action on reliance on it. If you have received this facsimile in error, please notify us immediately by reversed charge telephone call to +47 22 31 62 71 and return the original to the sender by mail. We will reimburse you for the postage
603 GUIDE page 1/2 19 March 2010
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | St Barbara Ltd |
|---|---|
| ACN/ARSN | ACN 009 165 066 |
| 1. Details of substantial holder (1) | |
| Name | Norges Bank |
| ACN/ARSN (if applicable) | NIA |
| The holder became a substantial holder on | 28/06/2017 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| 14 | Number of | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Class of securities | securities | . | |
| Jidinary | 26,348,229 | 220348.26 | 5.30% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Norges Bank | Central Bank managing monies onbehalf of Government of Norway withdiscretionary powers | Ordinary Shares 26,348,229 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and numberof securities |
|---|---|---|---|
| Norges Bank | Citicorp Nominees PtvL imited | Norges Bank | 16.582.577 |
| Norges Bank | J.P.Morgan NomineesAustralia Ltd | Norges Bank | 9.765.652 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant | Date of acquisition | Consideration (9) | Class and number | |
|---|---|---|---|---|
| interest | Cash/ Non Cash | of securities | ||
| Norges Bank | 28/02/2017 - | Please see | Please see | 7.628.058 |
| 28/06/2017 | appendix A | appendix A | Ordinarv | |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| ---------------------------------------Name and ACN/ARSN (if applicable).. | ________________________________Nature of association--------------------------------------- |
|---|---|
| : BankNorges | Central Bank |
| ._______________________________________ | -------------------------------------- |
7. Addresses
The addresses of persons named in this form are as follows:
| ---------------------------------------Name | Address |
|---|---|
| Norges Bank | Bankpiassen 2, PO Box 1179 Sentrum, 0107 Oslo, Norway |
Signature
| print name | Sai Aanandha Shankhar | Capacity: Advisor - Regulatory Compliance |
|---|---|---|
| sign here | distances and the company of | 29/06/2017sate |
Form 603 - Appendix A
Corporations Act 2001Section 671B
Notice of initial substantial holder
# of Pages: $3$
| Date OfChange | Holder Of RelevantInterest | Nature Of Change | Consideration Given InRelation To Change (AUD) | Currency | Class | Number Of Securities |
|---|---|---|---|---|---|---|
| 28/02/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 217,008 |
| 01/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1,566,818$ |
| 02/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 476.034 |
| 03/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-47,522$ |
| 06/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 717,134 |
| 07/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-305.640$ |
| 08/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-180.215$ |
| 09/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 693,831 |
| 10/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 492,079 |
| 13/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-352,167$ |
| 14/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-173,000$ |
| 15/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 140,200 |
| 16/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 984,266 |
| 17/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-675,686$ |
| 20/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1,481,938 |
| 21/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-3,308,521$ |
| 22/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-288,991$ |
| 23/03/2017 | Norges Bank | Collateral Received | $N/\Lambda$ | AUD | Common Stock | 2,863,015 |
| 24/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-2,863,006$ |
| 27/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 150,028 |
| 28/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1,673,439 |
| 29/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1,230,649$ |
| 30/03/2017 | Norges Bank | Buy | 2.41267 | AUD | Common Stock | 120,857 |
| 30/03/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | -497,993 |
| 31/03/2017 | Norges Bank | Buy | 2.391176 | AUD | Common Stock | 231,686 |
| 31/03/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 11 |
| 03/04/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 24 |
| 04/04/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 5 |
| 05/04/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 2,050,308 |
| 06/04/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1,290,808$ |
| 07/04/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1,236,022 |
| 10/04/2017 | Norges Bank | Buy | 2.782964 | AUD | Common Stock | 186,264 |
| 10/04/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 388,110 |
| 11/04/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-36,952$ |
| 12/04/2017 | Norges Bank | Buy | 2.906568 | AUD | Common Stock | 240,517 |
| 12/04/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-69,110$ |
| 13/04/2017 | Norges Bank | Buy | 2.861172 | AUD | Common Stock | 290,177 |
| 13/04/2017 | Norges Bank | Buy | 2.885 | AUD | Common Stock | 290,178 |
$\frac{1}{2}$
| 20/04/2017Collateral ReturnedN/ANorges BankAUDCommon Stock$-7,000$27/04/2017Norges BankCollateral ReceivedN/AAUD5Common Stock28/04/2017Collateral ReceivedN/AAUDNorges BankCommon Stock3,372,58501/05/2017Collateral ReturnedN/ANorges BankAUDCommon Stock$-3,372,580$02/05/2017Collateral ReturnedN/ANorges BankCommon StockAUD$-126,000$03/05/2017Norges BankCollateral ReturnedN/AAUDCommon Stock$-204,995$04/05/2017Norges BankCollateral ReturnedN/AAUDCommon Stock$-407,000$Collateral Returned05/05/2017Norges BankN/AAUDCommon Stock$-279,996$08/05/20172.63647Norges BankAUDCommon Stock198,620Buy09/05/20172.723539AUDCommon Stock208,214Norges BankBuy09/05/2017Collateral ReceivedN/ANorges BankCommon StockAUD$\mathbf{1}$10/05/2017Norges BankBuy2.81371AUDCommon Stock27,59210/05/2017Norges BankCollateral ReturnedN/AAUDCommon Stock$-1$11/05/2017Norges Bank2.822953AUDCommon Stock62,529Buv12/05/2017Collateral ReceivedNorges BankN/AAUDCommon Stock865,60515/05/2017Collateral ReturnedN/ANorges BankAUDCommon Stock$-905.602$16/05/2017Collateral ReceivedN/ANorges BankAUDCommon Stock1,499,00417/05/2017Collateral ReturnedN/AAUDNorges BankCommon Stock$-1,499,004$Collateral Received18/05/2017Norges BankN/AAUDCommon Stock1,633,88019/05/2017N/ANorges BankCollateral ReturnedAUDCommon Stock$-1,633,880$29/05/20172.818825Norges BankBuyAUDCommon Stock171,47730/05/2017Norges Bank2.8742Common StockBuyAUD166,81631/05/2017Norges BankBuy2.871753AUDCommon Stock197,95731/05/2017Norges BankCollateral ReceivedN/AAUDCommon Stockз.01/06/2017Collateral ReturnedNorges BankN/A$-2$AUDCommon Stock02/06/20172.857941AUD116,056Norges BankBuyCommon Stock05/06/2017Norges BankAUDBuy2.862609Common Stock323,74906/06/2017Norges BankCollateral ReceivedN/AAUDCommon Stock365,99407/06/20172.956634AUDCommon Stock247,125Norges BankBuv07/06/2017Collateral ReceivedCommon StockNorges BankN/AAUD1,961,82508/06/20172.889875Common StockNorges BankAUD80,432Buy08/06/2017Collateral ReturnedN/ANorges BankAUDCommon Stock$-1,163,590$09/06/2017Collateral ReceivedNorges BankN/AAUDCommon Stock715,30913/06/2017Collateral ReceivedN/AAUDNorges BankCommon Stock170,22014/06/2017Norges Bank2.9793666AUDCommon Stock461,897BuyCollateral Returned14/06/2017Norges BankN/AAUDCommon Stock$-1,708,762$15/06/2017Norges Bank2.967AUDBuyCommon Stock461,897Collateral Returned16/06/2017Norges BankN/ACommon StockAUD$-150,000$Collateral ReceivedN/A21/06/2017Norges BankAUDCommon Stock3,400,816Collateral Returned22/06/2017Norges BankN/AAUDCommon Stock$-861,429$Collateral Returned23/06/2017Norges BankN/ACommon StockAUD$-235,868$26/06/2017Collateral ReceivedNorges BankN/ACommon StockAUD735,49027/06/2017Collateral ReturnedN/ANorges BankAUDCommon Stock66,146Collateral Received28/06/2017Norges BankN/AAUDCommon Stock2,286,836Total7,628,058 | |||||||
|---|---|---|---|---|---|---|---|
| 18/04/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | 1,518,074 | |
| 23/06/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-235.868$ |
|---|---|---|---|---|---|---|
| 26/06/2017 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 735.490 |
| 27/06/2017 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | -66.146 |
| 28/06/2017------- | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 2.286.836 |
| Total | 7.628.058 |