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ST BARBARA LIMITED — Major Shareholding Notification 2017
Aug 2, 2017
65749_rns_2017-08-02_2f5d5951-7e97-483c-94e8-48b1c6dd2bdb.pdf
Major Shareholding Notification
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| To | ASX Company Announcement Office |
|---|---|
| Firm | ASX |
| Fax no. | +612 9778 0999 or +612 9347 0005 |
| From | Norges Bank (The Central Bank of Norway) |
| Telephone | +47 2407 3297/3134/3047 |
| Department Compliance | |
| Fax no. | +47 2407 3004 |
| Date | 02/08/2017 |
| Fax id: | |
| Pages(incl. This) |
Dear Sir/Madam,
St Barbara Ltd - Notice of becoming a substantial holder
Please find attached Notice of becoming a substantial holder (ASIC Form 603) in relation to St Barbara Ltd.
Please confirm receipt of this notification to [email protected].
Yours sincerely,
Sai Aanandha Shankhar/ Philippe Chiaroni/Joanna Niedzialek Compliance Norges Bank Investment Management
PRIVACY AND CONFIDENTIALITY NOTICE
The information contained in this facsimile is intended for the named recipients only. It may contain privileged and confidentialinformation and if you are not an intended recipient, you must not copy, distribute or take to the sender by mail. We will reimburse you for the postage www.nbim.no
Queensberry House 3 Old Burlington Street London W1S 3AE Tel.: +44 20 7534 9000
17 State Street, 11th Floor New York NY 10004 Tel.: +1 212 607 4005
$\hat{z}$ , and $\hat{z}$ , $\hat{z}$ , and an except
603 GUIDE page 1/2 19 March 2010
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme | St Barbara Ltd |
|---|---|
| ACN/ARSN | ACN 009 165 066 |
| 1. Details of substantial holder (1) | |
| Name | Norges Bank |
| ACN/ARSN (if applicable) | NIA |
| The holder became a substantial holder on | 01/08/2017 |
01/08/2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinarv | 25,363,817 | 25.363.817 | 5.10 % |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Norges Bank | Central Bank managing monies onbehalf of Government of Norway withdiscretionary powers | Ordinary Shares 25,516,408 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled to beregistered as holder (8) | Class and numberof securities |
|---|---|---|---|
| Norges Bank | Citicorp Nominees PtvLimited | Norges Bank | 16.582.577 |
| Norges Bank | J.P Morgan NomineesAustralia Ltd | Norges Bank | 8.781.240 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant | Date of acquisition | Consideration (9) | Class and number | |
|---|---|---|---|---|
| interest | Cash/Non Cash | of securities | ||
| Norges Bank | $02/04/2017 -$ | Piease see | Please see | 7892328 |
| 01/08/2017 | appendix A | appendix A | Ordinarv | |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Norges Bank | Central Bank |
| . |
7. Addresses
The addresses of persons named in this form are as follows:
Tanzania mponinta
۰
| Name | Address |
|---|---|
| Norges Bank | Bankplassen 2, PO Box 1179 Sentrum, 0107 Oslo, Norway |
Signature
| print name | Joanna Niedzjalek- | Capacity: Advisor - Regulatory Compliance |
|---|---|---|
| sign here | ∼ | 02/08/2017date |
Form 603 - Appendix A
Corporations Act 2001Section 671B
Notice of initial substantial holder
| Date OfChange | Holder Of RelevantInterest | Nature Of Change | Consideration Given InRelation To Change (AUD) | Currency | Class | Number OfSecurities |
|---|---|---|---|---|---|---|
| 2017-04-03 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 24.00 |
| 2017-04-04 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 5.00 |
| 2017-04-05 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 2050308.00 |
| 2017-04-06 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1290808.00$ |
| 2017-04-07 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1236022.00 |
| 2017-04-10 | Norges Bank | Buy | 2.782964000 | AUD | Common Stock | 186264.00 |
| 2017-04-10 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 388110.00 |
| 2017-04-11 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-36952.00$ |
| 2017-04-12 | Norges Bank | Buy | 2.906568000 | AUD | Common Stock | 240517.00 |
| 2017-04-12 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | -69110.00 |
| 2017-04-13 | Norges Bank | Buy | 2.861172000 | AUD | Common Stock | 290177.00 |
| 2017-04-13 | Norges Bank | Buy | 2.885000000 | AUD | Common Stock | 290178.00 |
| 2017-04-18 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1518074.00$ |
| 2017-04-20 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-7000.00$ |
| 2017-04-27 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 5.00 |
| 2017-04-28 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 3372585.00 |
| 2017-05-01 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-3372580.00$ |
| 2017-05-02 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-126000.00$ |
| 2017-05-03 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-204995.00$ |
| 2017-05-04 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-40700000$ |
| 2017-05-05 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-279996.00$ |
| 2017-05-08 | Norges Bank | Buy | 2.636470000 | AUD | Common Stock | 198620.00 |
| 2017-05-09 | Norges Bank | Buy | 2.723539000 | AUD | Common Stock | 208214.00 |
| 2017-05-09 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1.00 |
| 2017-05-10 | Norges Bank | Buv | 2.813710000 | AUD | Common Stock | 27592.00 |
| 2017-05-10 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1.00$ |
| 2017-05-11 | Norges Bank | Buy | 2.822953000 | AUD | Common Stock | 62529.00 |
| 2017-05-12 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 865605.00 |
| 2017-05-15 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-905602.00$ |
| 2017-05-16 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1499004.00 |
| 2017-05-17 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1499004.00$ |
| 2017-05-18 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 1633880.00 |
| 2017-05-19 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-1633880.00$ |
| 2017-05-29 | Norges Bank | Buy | 2.818825000 | AUD | Common Stock | 171477.00 |
| 2017-05-30 | Norges Bank | Buy | 2.874200000 | AUD | Common Stock | 166816.00 |
| 2017-05-31 | Norges Bank | Buy | 2.871753000 | AUD | Common Stock | 197957.00 |
| 2017-05-31 | Norges Bank | Collateral Received | N/A | AUD | Common Stock | 3.00 ° |
| 2017-06-01 | Norges Bank | Collateral Returned | N/A | AUD | Common Stock | $-2.00$ |
| 2017-06-02 | Norges Bank | Buy | 2.857941000 | AUD | Common Stock | 116056.00 |
| 2017-06-06Norges BankCollateral ReceivedN/AAUDCommon Stock365994.002017-06-07Norges BankBuy2.956634000AUDCommon Stock247125.002017-06-07Norges BankCollateral ReceivedN/AAUDCommon Stock1961825.002017-06-08Norges BankBuy2.889875000AUDCommon Stock80432.002017-06-08Norges BankCollateral ReturnedN/AAUDCommon Stock$-1163590.00$2017-06-09Norges BankCollateral ReceivedN/AAUDCommon Stock715309.002017-06-13Norges BankCollateral ReceivedN/AAUDCommon Stock170220.002017-06-14Norges BankBuy2.979366600AUDCommon Stock461897.002017-06-14Norges BankCollateral ReturnedN/AAUDCommon Stock-1708762.002017-06-15Norges BankBuy2.967000000AUDCommon Stock461897.002017-06-16Norges BankCollateral ReturnedN/AAUDCommon Stock$-150000.00$2017-06-21Norges BankCollateral ReceivedN/AAUDCommon Stock3400816.002017 06-22Norges BankCollateral ReturnedN/AAUDCommon Stock$-861429.00$2017-06-23Norges BankCollateral ReturnedN/AAUDCommon Stock$-235868.00$2017-06-26Norges BankCollateral ReceivedN/AAUDCommon Stock735490.002017-06-27Norges BankCollateral ReturnedN/AAUDCommon Stock$-66146.00$2017-06-28Norges BankCollateral ReceivedN/AAUDCommon Stock2286836.002017-06-29Norges BankCollateral ReturnedN/AAUDCommon Stock416172.002017-06-30Norges BankCollateral ReturnedN/AAUDCommon Stock$-2177072.00$2017-07-03Norges BankCollateral ReceivedN/AAUDCommon Stock145136.002017-07-04Norges BankCollateral ReceivedN/AAUDCommon Stock514248.002017-07-05Norges BankCollateral ReceivedN/AAUDCommon Stock1460992.002017-07-06Norges BankCollateral ReturnedN/AAUDCommon Stock$-1505391.00$2017-07-07Norges BankCollateral ReceivedN/AAUDCommon Stock1633040.002017-07-10Norges BankCollateral ReturnedN/AAUDCommon Stock$-152600.00$2017-07-11Norges BankCollateral ReturnedN/AAUDCommon Stock$-1583260.00$2017-07-12Norges BankCollateral ReceivedN/AAUDCommon Stock326276.002017-07-13Norges BankCollateral ReturnedN/AAUDCommon Stock-380396.002017-07-14Norges BankCollateral ReceivedN/AAUDCommon Stock187090.002017-07-17Norges BankCollateral ReceivedN/AAUDCommon Stock1317770.002017-07-18Norges BankCollateral ReturnedN/AAUDCommon Stock$-2185350.00$2017-07-19Norges BankCollateral ReceivedN/AAUDCommon Stock484553.00Norges BankCollateral ReceivedN/AAUDCommon Stock1569411Norges BankCollateral ReturnedN/AAUDCommon Stock$-3552.00$Norges BankCollateral ReturnedN/AAUDCommon Stock$-1927192.00$Norges BankCollateral ReceivedN/AAUDCommon Stock1860648.00Norges BankCollateral ReturnedN/AAUDCommon Stock$-2,014,688$27/07/2017Norges BankCollateral ReceivedN/AAUDCommon Stock7,86528/07/2017Norges BankCollateral ReceivedN/AAUDCommon Stock32,43731/07/2017Norges BankCollateral ReturnedN/AAUDCommon Stock$-447,511$01/08/2017Norges BankCollateral ReceivedN/AAUDCommon Stock2,269,306Total7,892,328 | 2017-06-05 | Norges Bank | Buy | 2.862609000 | AUD | Common Stock | 323749.00 |
|---|---|---|---|---|---|---|---|
| 2017-07-20 | |||||||
| 2017-07-21 | |||||||
| 2017-07-24 | |||||||
| 2017-07-25 | |||||||
| 26/07/2017 | |||||||