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ST BARBARA LIMITED Major Shareholding Notification 2017

Dec 19, 2017

65749_rns_2017-12-19_dee65c2d-b9fd-4df0-94c2-7c63f4d152a7.pdf

Major Shareholding Notification

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604

Form 604 Corporations Act 2001 Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme St Barbara Limited
ACN/ARSN 009 165 066
Details of substantial holder (1)1.Name Van Eck Associates Corporation (and its associates referred to in paragraph 6).
ACN/ARSN (if applicable) N/A
There was a change in the interests of thesubstantial holder on 15/12/2017
The previous notice was given to the company on 21/06/2017
The previous notice was dated 20/06/2017

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant Interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Class of securities (4) Previous notice Present notice
Person's votes Voting power (5) Person's votes Voting power (5)
Ordinarv shares 48.006.771 9.65% 157.759.337 11.21%

3. Changes In relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date ofchange Person whoserelevant interestchanged Nature ofchange (6) Considerationgiven in relationto change (7) Class andnumber ofsecuritiesaffected Person's votesaffected
Eck Associates See Annexure AIVanCorporation (VEAC)

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of Registered Person entitled Nature of Class and Person's votes
relevant holder of to be registered relevant number of
interest securities as holder (8) interest (6) securities
NEAC Bank of New YorkMellon as custodianlfor VanEck VectorsIGold Miners ETF Miners ETF (GDX) VanEck Vectors Gold VEAC holds its relevantlinterest by having thepower to exercise, controlthe exercise of orInfluence the exercise of,the voting powers ordisposal of the securities Ordinary shares24.034.924 4.66%
VEAC Bank of New YorkMeilon as custodianfor VanEck VectorsJunior Gold MinersETF VanEck VectorsJunior Gold MinersETF (GDXJ) Same as above. Ordinary shares32,406,535 6.29%
VEAC Bank of New YorkMellon as custodianfor VanEck VectorsAustralian ResourcesETF VanEck VectorsAustralian ResourcesETF (MVR.AU) Same as above. Ordinary shares167,206 0.03%
VEAC Bank of New YorkMellon as custodianfor VanEck VectorsSmall Cap DividendPayers ETF VanEck VectorsSmall Cap DividendPayers ETF(MVS.AU) Same as above. Ordinary shares310,092 0.06%
VEAC Bank of New YorkMellon as custodianfor VanEck VectorsGold Miners UCITSETF VanEck Vectors Gold Same as above.Miners UCITS ETF(UCTGDX) Ordinary shares325,919 0.06%
VEAC Bank of New YorkMellon as custodianfor VanEck VectorsJunior Gold MinersUCITS ETF VanEck VectorsJunior Gold MinersUCITS ETF(UCTGDXJ) Same as above. Ordinary shares514,661 0.10%

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

(ifACN/ARSNNameandapplicable) Nature of association
and the company of the company of__

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
VEAC 666 Third Avenue, New York, NY 10017
Van Eck Securities Corporation 1666 Third Avenue, New York, NY 10017
Van Eck Absolute Return Advisers, Inc. 666 Third Avenue, New York, NY 10017
VanEck Australia Pty Ltd Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
VanEck Investments Limited Level 4 Aurora Place, 88 Phillip Street, Sydney NSW 2000
Signature
print name Russell Brennan capacity AVP
slan here renna date 19/12/2017
DIRECTIONS
(1) is clearly set out in paragraph 6 of the form. If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar,they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
(4) The voting shares of a company constitute one class unless divided into separate classes,
(5) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copyof any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract,scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of thesecurities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
(7) are not paid directly to the person from whom the relevant interest was acquired. Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of acontingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they
(8) If the substantial holder Is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown".

Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$

$\tilde{\mathbf{h}}$ .

$\label{eq:K} \mathbb{R}^2$ $\mathcal{M}$ $\label{eq:3.1} \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac{\partial \mathcal{L}}{\partial \mathcal{L}} = \frac$

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 06/21/2017 B In-Kind 175,065
GDX 06/26/2017 S In-Kind 127,320
GDX 06/27/2017 S In-Kind 614,319
GDX 06/29/2017 S In-Kind 63,660
GDX 07/03/2017 S In-Kind 190,980
GDX 07/11/2017 S In-Kind 191,040
GDX 07/13/2017 S In-Kind 159,200
GDX 07/14/2017 S In-Kind 95,490
GDX 07/17/2017 S In-Kind 318,300
GDX 07/18/2017 S In-Kind 401,058
GDX 07/19/2017 S In-Kind 127,320
GDX 07/20/2017 S In-Kind 184,614
GDX 07/21/2017 S In-Kind 286,470
GDX 07/24/2017 S In-Kind 261,006
GDX 07/25/2017 S In-Kind 105,039
GDX 07/27/2017 S In-Kind 222,810
GDX 08/01/2017 S In-Kind 12,732
GDX 08/02/2017 S In-Kind 238,725
GDX 08/03/2017 S In-Kind 3,183
GDX 08/07/2017 S In-Kind 127,320
GDX 08/08/2017 S In-Kind 420,024
GDX 08/10/2017 B In-Kind 127,280
GDX 08/14/2017 B In-Kind 63,640
GDX 08/15/2017 B In-Kind 210,012
GDX 08/16/2017 B In-Kind 25,456
GDX 08/23/2017 S In-Kind 12,728
GDX 08/24/2017 B In-Kind 222,740
GDX 08/25/2017 B In-Kind 413,660
GDX 08/29/2017 S In-Kind 63,660
GDX 08/30/2017 B In-Kind 70,048
GDX 09/07/2017 S In-Kind 79,625
GDX 09/11/2017 S In-Kind 254,800
GDX 09/14/2017 S In-Kind 509,920
GDX 09/15/2017 S 1,681,517.46 559,035
GDX 09/21/2017 B In-Kind 558,000
GDX 10/03/2017 S In-Kind 186,000
GDX 10/06/2017 S In-Kind 62,000
GDX 10/11/2017B In-Kind 799,800
GDX 10/12/2017 B In-Kind 613,800
GDX 10/13/2017 S In-Kind 186,000
GDX 10/25/2017 B In-Kind 213,831
GDX 10/26/2017 B In-Kind 74,376
GDX 10/27/2017 B In-Kind 241,722

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

$\bar{\bar{z}}$

$\alpha$

i,

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDX 11/14/2017 B In-Kind 30,980
GDX 11/16/2017 B In-Kind 61,980
GDX 11/21/2017 B In-Kind 77,450
GDX 11/22/2017 S In-Kind 247,840
GDX 11/28/2017 S In-Kind 123,960
GDX 11/29/2017 S In-Kind 77,475
GDX 12/06/2017 B In-Kind 92,970
GDX 12/11/2017 S In-Kind 40,300
GDX 12/12/2017 S In-Kind 124,000
GDX 12/14/2017 S In-Kind 74,400
GDX 12/15/2017 B 8,466,132.15 2,481,000
GDX 12/18/2017 S In-Kind 111,552
GDXJ 06/19/2017 B 877,417.15 308,714
GDXJ 06/21/2017 B In-Kind 999,580
GDXJ 06/22/2017 B In-Kind 543,200
GDXJ 06/26/2017 B In-Kind 217,240
GDXJ 06/30/2017 B In-Kind 325,920
GDXJ 08/01/2017 B In-Kind 217,260
GDXJ 08/08/2017 S In-Kind 195,534
GDXJ 08/25/2017 S 146,949.52 51,962
GDXJ 09/06/2017 B In-Kind 86,008
GDXJ 09/13/2017 B In-Kind 172,176
GDXJ 09/15/2017 B In-Kind 161,460
GDXJ 09/15/2017 B 5,142,329.31 1,707,220
GDXJ 09/19/2017 B In-Kind 115,640
GDXJ 09/22/2017 B In-Kind 115,610
GDXJ 09/25/2017 B In-Kind 81,025
GDXJ 09/26/2017 B In-Kind 670,422
GDXJ 09/27/2017 B In-Kind 300,560
GDXJ 10/03/2017 B In-Kind 92,496
GDXJ 10/05/2017 B In-Kind 300,586
GDXJ 10/06/2017 B In-Kind 231,220
GDXJ 10/10/2017 B In-Kind 115,590
GDXJ 10/11/2017 B In-Kind 208,062
GDXJ 10/18/2017 B In-Kind 92,488
GDXJ 10/25/2017B In-Kind 277,464
GDXJ 10/27/2017 B In-Kind 231,220
GDXJ 10/30/2017 B In-Kind 184,976
GDXJ 10/31/2017 B In-Kind 115,600
GDXJ 11/06/2017 B In-Kind 115,600
GDXJ 11/09/2017B In-Kind 231,200
GDXJ 11/13/2017 S In-Kind 693,600
GDXJ 11/14/2017 B In-Kind 115,600

This is Annexure A of 2 pages referred to in Form 604 - Notice of change of interests of substantial holder.

Holder of relevant Consideration Consideration
interest Date of Acquisition B/S Cash Non-Cash Number of Securities
GDXJ 11/15/2017 B In-Kind 115,600
GDXJ 11/17/2017 B In-Kind 161,826
GDXJ 11/21/2017 B In-Kind 115,590
GDXJ 12/06/2017 B In-Kind 231,160
GDXJ 12/13/2017 S In-Kind 161,812
GDXJ 12/15/2017 B 5,038,635.10 1,476,572
MVRAU 09/15/2017 B 432,478.31 143,641
MVRAU 09/29/2017 S 1,033.30 393
MVRAU 10/10/2017 S 975.34 360
MVRAU 11/08/2017 B In-Kind 5,497
MVRAU 11/09/2017 B 628.08 210
MVRAU 12/04/2017 B In-Kind 16,530
MVRAU 12/15/2017 B 7,098.16 2,081
UCTGDX 09/15/2017 S 26,045.35 8,659
UCTGDX 12/11/2017 S 73,497.38 22,561
UCTGDX 12/15/2017 B 123,835.52 36,290
UCTGDXJ 06/19/2017 S 18,116.55 6,440
UCTGDXJ 06/27/2017 B 26,947.84 9,067
UCTGDXJ 07/14/2017 B 24,223.16 9,066
UCTGDXJ 07/21/2017 B 22,769.08 9,065
UCTGDXJ 07/26/2017 B 23,766.93 9,065
UCTGDXJ 07/28/2017 B 24,489.93 9,064
UCTGDXJ 08/10/2017 S 2,911.80 1,026
UCTGDXJ 08/25/2017 S 11,023.62 3,898
UCTGDXJ 09/07/2017 B 25,823.37 8,966
UCTGDXJ 09/15/2017B 95,797.05 31,804
UCTGDXJ 10/12/2017B 52,296.22 19,284
UCTGDXJ 11/07/2017B 57,494.62 19,280
UCTGDXJ 12/15/2017 B 80,078.49 23,467
MVSAU 09/15/2017 B 828,769.48 275,263
MVSAU 09/27/2017 B 1,613.80 602
MVSAU 09/29/2017 S 1,887.82 718
MVSAU 10/11/2017 B 5,169.68 1,907
MVSAU 10/23/2017 S 639.18 222
MVSAU 10/26/2017 S 2,780.23 927
MVSAU 11/17/2017B 5,810.88 1,856
MVSAU 11/30/2017B In-Kind 9,921
MVSAU 12/12/2017 S 3,292.22 1,004
MVSAU 12/15/2017 B 79,863.70 23,414

This is Annexure A of 1 page referred to in Form 604 - Notice of change of interests of substantial holder.

×

$\alpha = 0.01$ . The $\alpha$ $\sim 10^{11}$ $M_{\odot}$ $\sim 10^{11}$ $\mathbb{R}$

$\label{eq:1.1} \frac{\partial \phi}{\partial x} = \frac{\partial \phi}{\partial x} + \frac{\partial \phi}{\partial y} = \frac{\partial \phi}{\partial y} + \frac{\partial \phi}{\partial z} = \frac{\partial \phi}{\partial x} + \frac{\partial \phi}{\partial y} = \frac{\partial \phi}{\partial y} + \frac{\partial \phi}{\partial z} = \frac{\partial \phi}{\partial y} + \frac{\partial \phi}{\partial z} = \frac{\partial \phi}{\partial x} + \frac{\partial \phi}{\partial y} = \frac{\partial \phi}{\partial y} + \frac{\partial \phi}{\partial z} = \frac{\partial \phi}{\partial x} + \frac{\partial \phi}{\partial z} = \frac{\partial \phi}{$

$\label{eq:2.1} \frac{1}{\sqrt{2}}\int_{\mathbb{R}^{3}}\frac{1}{\sqrt{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e^{-\frac{1}{2}\left(\frac{1}{2}\right)^{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e^{-\frac{1}{2}\left(\frac{1}{2}\right)^{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e^{-\frac{1}{2}\left(\frac{1}{2}\right)^{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e^{-\frac{1}{2}\left(\frac{1}{2}\right)^{2}}\left(\frac{1}{\sqrt{2}}\right)^{2}e$

$\label{eq:2.1} \begin{split} \mathcal{L}{\text{max}}(\mathbf{r}) & = \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r}) \mathcal{L}{\text{max}}(\mathbf{r})$

$\alpha$ . The set of $\alpha$