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ST BARBARA LIMITED — Major Shareholding Notification 2016
Aug 11, 2016
65749_rns_2016-08-11_46e3b35e-fc3f-4a4c-974a-58647989e5eb.pdf
Major Shareholding Notification
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Form 604
Corporations Law Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | St Barbara Limited |
|---|---|
| ACN/ARSN | |
| 1.Details of substantial holder (1)Name | Prudential plcM&G Group LimitedM&G LimitedM&G Investment Management LimitedM&G Securities LimitedM&G Investment Funds (3)M&G Investment Funds (12) |
| ACN/ARSN (if applicable) | |
| There was a change in the interestsof the substantial holder onThe previous notice was given to thecompany onThe previous notice was dated | 10 August 201628 June 201628 June 2016 |
| 2.Previous and present voting power |
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of Security (4) | Previous Notice | Present Notice | |||
|---|---|---|---|---|---|
| Person's votes | Voting Power (5) | Person's votes | Voting Power (5) | ||
| NPV Shares | 46,577,276 | 9.40% | 41,350,000 | 8.35% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed | Nature ofchange (6) | Consideration given inrelation to change (7) | Class and number ofsecurities affected | Person's votesaffected |
|---|---|---|---|---|---|
| Prudential plcM&G Group Limited | |||||
| M&G LimitedM&G Investment ManagementLimitedM&G Securities LimitedM&G Investment Funds (3)M&G Investment Funds (12) | PLEASE SEE ANNEX 1 (Below) | ||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registeredholder ofsecurities | Person entitled to beregistered as holder | Nature of relevant interest | Class and number ofsecurities |
|---|---|---|---|---|
| Prudential plcM&G Group LimitedM&G LimitedM&G Investment ManagementLimitedM&G Securities LimitedM&G Investment Funds (3) | StateStreetNoms LTDA/C GMIQ– M&GRecoveryFund | State StreetNoms LTD A/CGMIQ | Power to exerciseor control theexercise of, aright to voteattached to thesecuritiesPower to disposeof, or control theexercise of apower to disposeof, the securities | 38,350,000 |
| Prudential plcM&G Group LimitedM&G LimitedM&G Investment ManagementLimitedM&G Securities LimitedM&G Investment Funds (12) | StateStreetNoms LTDA/C GML2– M&GGlobalRecoveryFund | State StreetNoms LTD A/CGML2 | Power to exerciseor control theexercise of, aright to voteattached to thesecuritiesPower to disposeof, or control theexercise of apower to disposeof, the securities | 3,000,000 |
5. Changes in association
The persons who have been associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and CAN/ARSN (if applicable) | Nature of association |
|---|---|
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address | ||
|---|---|---|---|
| Prudential plc | Laurence Pountney Hill, London EC4R 0HH, England | ||
| M&G Group Limited | Laurence Pountney Hill, London EC4R 0HH, England | ||
| M&G Limited | Laurence Pountney Hill, London EC4R 0HH, England | ||
| M&G Investment Management Limited | Laurence Pountney Hill, London EC4R 0HH, England | ||
| M&G Securities Limited | Laurence Pountney Hill, London EC4R 0HH, England | ||
| M&G Investment Funds (3), (12) | Laurence Pountney Hill, London EC4R 0HH, England | ||
| State Street Nominees Limited20 Churchill Place, Canary Wharf, London E14 5HJ,England |
Signature John Baker capacity Shareholder Disclosures Analyst
print name
sign here John Baker Date: 11 August 2016
Annex 1: Transactions 28 June 2016 – 10 August 2016
| Holder of relevant interest | Date ofacquisition | Consideration (9) | Class and numberof securities | |
|---|---|---|---|---|
| Cash | Non-cash | Ord NPV | ||
| Prudential plc | 01-Jul-16 | -66,895 | -20,882 | |
| M&G Group Limited, | 04-Jul-16 | -69,844 | -20,881 | |
| M&G Limited, | 05-Jul-16 | -61,161 | -18,285 | |
| M&G Investment Mangement Limited | 06-Jul-16 | -1,547,939 | -439,952 | |
| M&G Securities Limited, | 07-Jul-16 | -894,242 | -250,000 | |
| M&G Investment Funds (12) | ||||
| (State Street Noms LTD A/C GML2)- M&G Global Recovery Fund | ||||
| Prudential plc | 28-Jun-16 | -107,775 | -32,797 | |
| M&G Group Limited, | 01-Jul-16 | -1,534,853 | -479,118 | |
| M&G Limited, | 04-Jul-16 | -1,602,579 | -479,119 | |
| M&G Investment Management Limited, | 05-Jul-16 | -1,403,363 | -419,557 | |
| M&G Securities Limited, | 06-Jul-16 | -4,984,502 | -1,416,685 | |
| M&G Investment Funds (3) | 02-Aug-16 | -446,824 | -137,022 | |
| (State Street Noms LTD A/C GMIQ) | 03-Aug-16 | -1,643,338 | -512,978 | |
| - M&G Recovery Fund | 10-Aug-16 | -3,204,512 | -1,000,000 |