AI assistant
ST BARBARA LIMITED Major Shareholding Notification 2013
65749_rns_2013-09-23_79555eef-74fc-4106-8318-a4d69fc9a599.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
MinterEllison
L A W Y E R S
AURORA PLACE, 88 PHILLIP STREET, SYDNEY NSW 2000, DX 117 SYDNEY
| To | Company announcements officeASX | Facsimile | 1300 135 638 |
|---|---|---|---|
| Company SecretarySt Barbara Limited | Facsimile | $+61386601999$ | |
| From | Henry WongEmail: [email protected] | FacsimileDirect lineOur Ref | +61 2 9921 8058+61 2 9921 8536SSE:HLW:20-6818439 |
| Date | 24 September 2013 | Number of pages (including this one): 6 |
Subject Notice of change of interests of substantial holder
Please find attached a notice of change of interests of substantial holder in relation to shares in St Barbara Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
ME_108642054_1 (W2003x)
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
Form 604 Corporations Act 2001
Notice of change of interests of substantial holder
| To Company Name/Scheme | St Barbara Limited |
|---|---|
| ACN/ARSN | 009 165 066 |
| 1. Details of substantial holder (1)NamoACN/ARSN (If applicable) | Van Eck Associates Corporation (end its associates referred to in paragraph 6).NW |
| There was a change in the interests of thesubstantial holder onThe previous notice was given to the company onThe previous notice was dated | 20/09/201324/09/201225/09/2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Pravious notice | . | Prosont notice | ||
|---|---|---|---|---|
| Class of socurities (4) | Person's votes | Voling power (5) | Parson's votes-------------- | Voting power (5) |
| lOrdinary shares | 38.651.254 | .92% | 27,099,922 | 5.55%$-11$ |
| _______________________________________ | ----- |
3. Changes in relevant interasts
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was lest required to give a substantial holding notice to the company on scheme are as follows:
| Dats ofchange | Person whoserelevant interestchanged | Nature ofchenge (6) | Considerationgiven in relationto change (7) | Class andnumber ofsocuritiesaffocted | .Parson's votesaffected |
|---|---|---|---|---|---|
| EckVenCorporation (VEAC) | Associates See Annexure A | ||||
| . | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of | Registerad | Person entitled | Natura of | Closs and | Person's votes |
|---|---|---|---|---|---|
| relevani | holder of | to be registered | relevant | number of | |
| interest | securities | as holder (8) | Interact (6) | securities | |
| NEAC | Bank of New YorkMellon as custodianllor Markot Vectors Trust - Junior GoldiMiners ETF | - Junior Gold MinersIETF (GDXJ) | iMarket Vectors Trust IVEAC holds its relevantInterest by having thelpower to exercise, controlilhe exercise of, orinfluence the exercise ofithe voting powers ordisposal of the securitiesito which the relevantInterest relates in thelordinary course ofjinvesiment managamentibusiness. | Ordinary shares27.099.922 | 5.55% |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows: ME_108841470_1 (W2003x)
| __________(if. .ACN/ARSN-andNameapplicable) | .______________________________________Nature of association. |
|---|---|
| -------------------------------------- | ________________________________ |
| __---- ----------. | -------------------------------------------------_______________________________________ |
8. Addresses
The addresses of persons named in this form are as follows:
| Name----- | Address |
|---|---|
| MEAC | [335 Madison Avenue, New York, NY 10017] |
| Man Eck Securities Corporation | 1335 Madison Avenua, New York, NY 10017 |
| Man Eck Absoluta Ratum Advisars, Inc. | 1335 Madison Avenue, New York, NY 10017 |
Signature
| print name | Russell Brennan | capacity | Assistant Vice President |
|---|---|---|---|
| sign here | openi | date | ---------------------------------------23/09/2013 |
DIRECTIONS
- if there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an ann $(1)$
- $(2)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
- See the definition of "relevant interest" in sections 608 and 6716(7) of the Corporations Act 2001. $\left(3\right)$
- The voting chares of a company constitute one class unless divided into separate classes. $(4)$
- $(5)$ The person's votes divided by the total votes in the body corporate or schome multiplied by 100.
- $(6)$ include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsaction 671B(4) applies, a copy $(a)$ of any document setting out the terms of any relevent agreement, and a statement by the person giving full and accurate details of any contract. scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, $(7)$ become entitled to receive in relation to that acquisition. Datella must be included oven if the banefit is conditional on the happening or not of a contingency. Details must be included on any bonefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant intere
- $\left( 8\right)$ If the substantial holder is unable to determine the identity of the person (eg. if the relevant internst arises because of an option) write "unknown".
- $(9)$ Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
ME_100641470_1 (W2003x)
| Holder of relevant | Date of | Consideration | Consideration Non- | |||
|---|---|---|---|---|---|---|
| Acquisition/Disposal | B/S | Cash | cash | Number of Securities | ||
| interestGDXJ | 5/21/2013 B | $ | m | In-Kind | 14,835 | |
| GDXJ | $5/30/2013$ B | $ | In-Kind | 266,940 | ||
| GDXJ | 5/31/2013 B | $ | 498,858 | $ | 742,824 | |
| GDXJ | 5/31/2013 B | $ | In-Kind | 356,040 | ||
| GDXJ | 6/3/2013 B | 3 | 209,172 | $\mathsf S$ | 292,344 | |
| GDXJ | 6/6/2013 B | $ | 46,328 | `S | 69,367 | |
| GDXJ | $6/10/2013$ S | Ş | In-Kind | 45,867 | ||
| GDXJ | $6/13/2013$ S | Ş | In-Kind | 122,320 | ||
| GDXJ | 6/20/2013 5 | $ | In-Kind | 336,512 | ||
| GDXJ | 6/21/2013 5 | $ | 2,140,606 | $ | 4,459,595 | |
| GDXI | $6/21/2013$ S | $ | 2,140,606 | $\overline{\mathcal{S}}$۰ | 4,459,595 | |
| GDXJ | $6/21/2013$ S | $ | 2,140,606 | $ | 4,459,595 | |
| GDXJ | $6/22/2013$ S | $ | 2,140,606 | $ | 4,459,595 | |
| GDXJ | 6/24/2013 5 | $ | 127,070 | $ | 281,823 | |
| GDXJ | $6/25/2013$ B | $ | In-Kind | 13,468 | ||
| GDXJ | $6/27/2013$ B | $ | In-Kind | 134,880 | ||
| GDXJ | $6/28/2013$ B | $ | In-Kind | 188,832 | ||
| GDXJ | $7/2/2013$ S | $ | In-Kind | 215,712 | ||
| GDXJ | 7/3/2013 B | $ | In-Kind | 107,848 | ||
| GDXJ | 7/5/2013 5 | $\overline{\mathsf{s}}$ | u | In-Kind | 431,392 | |
| GDXJ | 7/8/2013 5 | $ | a, | In-Kind | 107,866 | |
| GDXI | 7/10/2013 B | $ | In-Kind | 107,856 | ||
| GDXJ | 7/11/2013 5 | $ | L | In-Kind | 161,763 | |
| GDXJ | 7/18/2013 5 | $ | In-Kind | 215,628 | ||
| GDXJ | 7/22/2013 5 | $ | ÷ | In-Kind | 107,800 | |
| GDXJ | 7/26/2013 B | Ş | In-Kind | 592,713 | ||
| GDXJ | 7/29/2013 B | $ | In-Kind | 53,886 | ||
| GDXJ | 7/30/2013 B | $ | In-Kind | 323,292 | ||
| GDXJ | $8/2/2013$ S | $ | In-Kind | 53,886 | ||
| GDXJ | 8/9/2013B | $ | In-Kind | 215,476 | ||
| GDXJ | $8/12/2013$ 3 | $ | In-Kind | 161,589 | ||
| GDXJ | 8/13/2013 B | $ | 396,170 | $ | 688,510 | |
| GDXJ | 8/13/2013 B | $ | 395,893 | $ | 688,510 | |
| GDXJ | $8/13/2013$ B | $ | in-Kind | 485,064 | ||
| GDXJ | 8/14/2013 B | $ | In-Kind | 439,088 | ||
| GDXJ | 8/15/2013 B | $ | æ | In-Kind | 770,322 | |
| GDXI | 8/16/2013 B | $ | In-Kind | 164,571 | ||
| GDXJ | 8/20/2013 8 | $ | In-Kind | 274,350 | ||
| GDXJ | $8/21/2013$ B | $ | In-Kind | 54,863 | ||
| GDXJ | 8/23/2013 B | $ | In-Kind | 219,420 | ||
| GDXJ | 8/26/2013 B | $ | In-Kind | 54,855 | ||
| GDXJ | 8/27/2013 B | $ | In-Kind | 274,350 | ||
| GDXJ | 8/29/2013 B | ŝ | In-Kind | 54,745 | ||
| GDXJ | $9/6/2013$ S | يو.د | In-Kind | 54,736 | ||
| GDXJ | 9/11/2013 B | In-Kind | 219,504 | |||
| GDXJ | $9/20/2013$ S | $\overline{\boldsymbol{\varsigma}}$ | 7,665,479 | $ | 12,670,214 | |
| GDXJ | $9/20/2013$ s | $ | In-Kind | 109,762 | ||
This is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
$\bar{z}$
This is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
| Holder of relevant | Date of | Consideration | Consideration Non- | |||
|---|---|---|---|---|---|---|
| interest | Acquisition/Disposal | B/S | Cash | cash | Number of Securities | |
| in-Kind transactions result from GDXI receiving a basket of securities (including St Barbara Ltd) in exchange for | ||||||
| lsecurities in GDXJ. | ||||||
KB
$\bar{\phantom{a}}$
Page 2 of 2
$\bar{z}$