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ST BARBARA LIMITED Major Shareholding Notification 2012
65749_rns_2012-01-12_dd5e3fb8-afda-4406-99fc-0670fc0f9c15.pdf
Major Shareholding Notification
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AURORA PLACE, 88 PHILLIP STREET, SYDNEY NSW 2000, DX 117 SYDNEY
| To | Company announcements officeASX | Facsimile | 1300 135 638 |
|---|---|---|---|
| Company SecretarySt Barbara Limited | Facsimile | $+61386601999$ | |
| From | Henry WongEmail: [email protected] | FacsimileDirect lineOur Ref | $+61$ 2 9921 8058$+61$ 2 9921 8536SSE:HLW:20-6818439 |
| Date | 13 January 2012 | Number of pages (including this one): 6 |
Notice of initial substantial holder Subject
Please find attached a notice of initial substantial holder in relation to shares in St Barbara Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
ME 96105638_1 (W2003)
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
Form 603 Corporations Act 2001Section 6718
Notice of initial substantial holder
| To Company Name/Scheme | St Barbara Limited |
|---|---|
| ACN/ARSN | 009 165 068 |
| 1. Details of substantial holder (1)NameACN/ARSN (if applicable) | Van Eck Associates Corporation (and its associates as referred to in paragraph 6).NIA |
| The holder became a substantial holder on | 10/1/2012 |
2. Details of voling power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| ---------------------------------------Class of securities (4)$ -$ | A COLOR DESCRIPTION OF A COLOR OF A SECOND OF A COLOR OF A COLOR OF A COLOR OF A COLOR COLOR OF A COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR COLOR C$ -$Number of securities____ | ..-Person's votes (5)---------__ | Voling power (6)___ |
|---|---|---|---|
| ---Ordinary sharas--- | __16 306 261.------- | 16.306.261-------. . | 15.01%The contract of the contract of the contract of the |
| --- | .ويستعمد والسميد |
3. Datalls of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the aubstantial holder became a substantial holder are as follows: . . . . . . . . . . . . . . . . . . .
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| CorporationAssociatesEckNanIVEAC) | [VEAC holds its relevant interest by havinglihe power to exercise, control the exerciseof, or influence the exercise of, the volingpowers or disposal of the securities to which 18,306,261the relevant interest relates in the ordinarycourse of investment menagementibusiness. | |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant | Registered holder of | Person entitled to be | Class and number |
|---|---|---|---|
| interest | securities | registered as holder (8) | of securities |
| NEAC | Bank of New York Mellon eslcustodian forMarket Vectors Trust - Junior GoldMiners ETF | Market Vectors Trust - JuniorGold Miners ETF (GDXJ) | Ordinary shares16.309.261 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| ---------------------------------------..Holder of relevantinterest | .---$\cdots$-----Date of acquisition | _____Consideration (9)---- | of securities$\cdots$___ | Class and number | ||
|---|---|---|---|---|---|---|
| _______NEAC | ----__lSee Annexure A | .Cash | Non-cash | -- | ||
| 100404-006 | ----- | . | ||||
| .$- - - -$ | --. | ALC: 1980 BB | . | . |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are es follows;
| --Name and ACN/ARSN (if applicable) | Nature of association---------- |
|---|---|
| MEAC | Associate under sociion 12(2) of the Corporations Act.------.______ |
ME_96078305_1 (W2003)
| --------------------------------------- | |
|---|---|
| /an Eck Securities Corporation | Associate under section 12(2) of the Corporations Act.. |
| $\cdots$/an Eck Absolute Return Advisers, Inc. | Associate under section 12(2) of the Corporations Act..------. |
7 Addresses
The addresses of persons named in this form are as follows:
| -----------------------------------------------Name | Address---- |
|---|---|
| VEAC | [335 Madison Avenue, New York, NY 10017 |
| Van Eck Scourities Corporation | [335 Madison Avenue, New York, NY 10017والمتعادلات |
| .Van Eck Absolute Return Advisers, Inc. | 335 Madison Avenue, New York, NY 10017.._______________________________________ |
Signature
| Russell Brennanorini namo | capacity11.11111 | Assistant Vice President-- |
|---|---|---|
| ---------------stgn horeBunالمستبين------._ | date. | 12/1/2012 |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an ann $(1)$ is clearly set out in paragraph 7 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a $(5)$ relevant interest in.
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(\mathbb{C})$
- include details of: $(7)$
- any relavant agreement or other circumstances by which the relavant interest was acquired. If subsection 671B(4) applies, a copy of any $(3)$ document selling out the terms of any relevant agreement, and a statement by the person giving full and accurate datails of any contract, document selling out the terms of any relevant agreement, and a statement by the per
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the $\left( \mathbf{b}\right)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applics).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write "unknown," $\left( 6 \right)$
- Delails of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant Interest was acquired has, ormay, become entitled to receive in relation to that acquisition. Dotalls $(9)$
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 603.
ME_98078306_1 (W2003)
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | NI |
| Lodging Fee | ΝIΙ |
| Other forms to becompleted | ΝH |
| Additional information | If additional space is required to complete a question, the information may be included on a separate piece of(a)paper annexed to the form, |
| This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.(b) -A copy of this notice must also be given to each relevant securities exchange. | |
| The person must give a copy of this notice:(C) | |
| within 2 business days after they become aware of the information; or(1) | |
| by 9.30 am on the next trading day of the relevant securities exchange after they become aware of theTW)Information if: | |
| a takeover bid is made for voting shares in the company or voting interests in the scheme; and(A) | |
| the person becomes aware of the Information during the bid period.(B) | |
| Annexures | To make any annoxure conform to the regulations, you must |
| use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides1. | |
| show the corporation name and ACN or ARBN2. | |
| number the pages consecutivelyа. | |
| print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied4. | |
| identify the annexure with a mark such as A. B. C. etc.5. | |
| endorse the annexure with the words:6.This is annexure (mark) of (number) pages referred to in form (form number end litte) | |
| sign and date the annexure.Τ. | |
| The annoxure must be signed by the same person(s) who signed the form. | |
information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ME_96078306_1 (W2003)
$\cdot$
| This is Annexure A of 2 pages referred to in Form 603 - Notice of initial substantial holde. | |||
|---|---|---|---|
| -- | ---------------------------------------------------------------------------------------------- | -- | -- |
| Holder of relevant | Date of | Consideration | Consideration Non- | ||
|---|---|---|---|---|---|
| interest | Acquisition/Disposal | B/S | Cash | təsh | Number of Securities |
| GDXJ | 9/9/2011 [8 | $ | In-Kind | 147,732 | |
| GDXJ | 9/12/2011 B | $4,412 | $ | 1,874 | |
| GDXJ | 9/12/2011 B | $ | In-Kind | 90,912 | |
| GDXJ | $9/13/2011$ B | $ | in-Kind | 34,095 | |
| GDXJ | $9/14/2011$ S | $64,138 | $ | 27,664 | |
| GDXJ | $9/15/2011$ S | 353,497 | $\overline{\boldsymbol{s}}$ | 23,844 | |
| GDXJ | $9/15/2011$ s | 3 | In-Kind | 34,101 | |
| GDXJ | $9/16/2011$ 5 | 3394,815 | $\overline{\mathsf{S}}$ | 179,587 | |
| GDXJ | 9/20/2011B | Ŝ | In-Kind | 246,422 | |
| GDXJ | 9/21/20118 | Ŝ | In-Kind | 89,608 | |
| GDXJ | $9/23/2011$ S | Ş | In-Kind | 112,000 | |
| GDXJ | 9/27/2011 B | 3 | In-Kind | 22,398 | |
| GDXJ | 9/29/2011 5 | 3 | In-Kind | 11,202 | |
| GDXI | 9/30/2011 5 | $۰ | In-Kind | 44,808 | |
| GDXJ | 10/3/2011 B | $ | In-Kind | 44,796 | |
| GDXX | 10/4/2011 B | $ | In-Kind | 22,402 | |
| GDXJ | 10/6/2011 B | 3 | In-Kind | 44,800 | |
| GDXJ | 10/7/2011 B | 3 | In-Kind | 56,005 | |
| GDXJ | 10/11/2011 B | $ | In-Kind | 100,809 | |
| GDXJ | $10/11/2011$ 5 | Ś22,031 | $ | 9,755 | |
| GDXJ | 10/13/2011 5 | Š | In-Kind | 22,406 | |
| GDXJ | 10/14/2011 B | $\overline{\mathsf{s}}$ | In-Kind | 11,201 | |
| GDXJ | 10/18/2011]S | Š | In-Kind | 179,216 | |
| GDXJ | 10/19/2011 5 | $ | In Kind | 56,000 | |
| GDXJ | 10/20/2011 5 | $٠ | in-Kind | 56,005 | |
| GDXJ | 10/21/2011 5 | $\overline{\boldsymbol{\varsigma}}$ | In-Kind | 89,600 | |
| GDXJ | 10/24/2011 5 | ζ | In-Kind | 44,800 | |
| GDXJ | 10/25/2011 B | $ | In-Kind | 167,985 | |
| GDXJ | 10/26/2011 [B | $ | In-Kind | 302,346 | |
| GDXJ | 10/27/2011 8 | $ | In-Kind | 112,000 | |
| GDXJ | 10/28/2011 5 | $ | In Kind | 89,600 | |
| GDXJ | 10/31/2011 8 | S | In-Kind | 201,600 | |
| GDXJ | 11/1/2011 8 | $ | In-Kind | 78,400 | |
| GDXJ | 11/2/2011 $ | Ş۰ | In-Kind | 11,200 | |
| GDXJ | $11/3/2011$ B | $ | In-Kind | 123,200 | |
| GDXJ | 11/4/2011 8 | $ | In-Kind | 11,199 | |
| GDXJ | $11/4/2011$ S | $\overline{\boldsymbol{s}}$17,186 | $٠ | 7,381 | |
| GDXJ | $11/7/2011$ B | $ | In-Kind | 313,572 | |
| GDXJ | 11/8/2011 5 | $ | In-Kind | 11,199 | |
| GDXJ | 11/9/2011 5 | 3 | In-Kind | 33,564 | |
| GDXJ | 11/10/2011 8 | $ | In-Kind | 11,188 | |
| GDXJ | 11/11/2011 B | $ | In-Kind | 100,692 | |
| GDXJ | 11/14/2011 8 | $ | In-Kind | 44,748 | |
| GDXJ | 11/16/2011 S | $ | In-Kind | 11,187 | |
| GDXJ | 11/17/2011 B | $ | In-Kind | 44,748 | |
| GDXJ | 11/18/2011 5 | $4 | In-kind | 78,309 | |
| GDXJ | 11/21/2011 5 | $ | In-Kind | 33,561 | |
| GDXJ | 11/22/2011 5 | $\overline{\mathbf{s}}$£, | In-Kind | 33,558 | |
| $\sqrt{2}$ |
$\sqrt{8}$ 12/1/2012
| Holder of relevant | Date of | Consideration | Consideration Non- | ||
|---|---|---|---|---|---|
| interest | Acquisition/Disposal | B/S | Cash | cash | Number of Securities |
| GDXJ | 11/23/2011 S | $ | In-Kind | 55,930 | |
| CDXJ | 11/29/2011 S | $30,914 | $\overline{\mathbf{S}}$ | 13,935 | |
| GDXJ | 11/29/2011 5 | $ | In-Kind | 11,185 | |
| GDXJ | 12/1/2011 B | $ | In-Kind | 44,740 | |
| GDXJ | 12/2/2011 S | Ţ$\frac{1}{2}$ | In-Kind | 22,370 | |
| GDXJ | 12/5/2011 S | $ | In-Kind | 11,184 | |
| GDXJ | 12/6/2011 B | $$\qquad \qquad \blacksquare$ | In-Kind | 335,520 | |
| GDXJ | 12/7/2011 B | $ | In-Kind | 78,288 | |
| GDXJ | 12/8/2011 5 | ζ$\blacksquare$ | In-Kind | 44,736 | |
| GDXJ | $12/9/2011$ 5 | $۰ | In-Kind | 11,184 | |
| GDXJ | 12/12/2011 5 | $ | In-Kind | 55,920 | |
| GDXI | 12/13/2011 S | ξ | In Kind | 33,549 | |
| GDXJ | 12/14/2011 S | $105,480 | S۰ | 49,691 | |
| GDXJ | 12/14/2011 S | $ | In-Kind | 201,294 | |
| GDXJ | $12/15/2011$ S | $123,900 | $ | 62,528 | |
| GDXJ | 12/15/2011 S | $ | In-Kind | 257,209 | |
| GDXJ | $12/16/2011$ S | Ŝ1,408,613 | $\overline{\mathsf{s}}$ | 692,474 | |
| GDXJ | $12/16/2011$ S | Ś | In-Kind | 33,555 | |
| GDXJ | 12/19/2011 B | $ | In-Kind | 31,923 | |
| GDXJ | 12/19/2011 S | $138,280 | $ | 68,525 | |
| GDXJ | 12/19/2011 5 | $138,461 | $\overline{\mathsf{S}}$ | 68,525 | |
| GOXI | 12/20/2011 B | $ | In-Kind | 10,631 | |
| GDXJ | 12/20/2011 S | Ś138,461 | $Ħ | 68.525 | |
| GDXI | 12/21/2011 B | $ | In-Kind | 116,941 | |
| GDXJ | 12/21/2011 S | $206,046 | $ | 97,920 | |
| GDXJ | 12/22/2011 5 | $1,790,419 | Š | 930,063 | |
| GDXJ | 12/23/2011 8 | Ş | in-Kind | 42,540 | |
| GDXJ | 12/23/2011 S | ζ1,790,419 | $\overline{\mathsf{s}}$ | 930,063 | |
| GDXJ | 12/28/2011 S | 5 | In-Kind | 9,970 | |
| GDXJ | 12/30/2011 B | $ | In-Kind | 99,740 | |
| GDXJ | 1/3/2012 B | $\overline{\boldsymbol{\mathsf{s}}}$ | In-Kind | 69,811 | |
| GDXJ | 1/4/2012 B | $ | In-Kind | 39,864 | |
| GDXJ | 1/5/2012 B | $ | In-Kind | 89,703 | |
| GDXJ | 1/9/2012 B | $$\overline{\phantom{0}}$ | In-Kind | 169,439 | |
| GDXI | $1/9/2012$ S | Ţ28,255 | -Ś. | 13,860 | |
| GDXJ | 1/10/2012 B | $\overline{\boldsymbol{\xi}}$ | In-Kind | 299,010 | |
This is Annexure A of 2 pages referred to in Form 603 - Notice of initial substantial holder
RB
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