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ST BARBARA LIMITED — Major Shareholding Notification 2012
Jul 18, 2012
65749_rns_2012-07-18_81d68c23-606c-4a35-a78c-20a7dcfa03c5.pdf
Major Shareholding Notification
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Form 605
Corporations Law Section 671B
Notice of ceasing to be a substantial holder
| To: Company Name/Scheme | ||||
|---|---|---|---|---|
| ACN/ARSN | 009 165 066 | |||
| 1. Details of substantial holder (1) | ||||
| Name | UBS AG and its related bodies corporate | |||
| ACN/ARSN (if applicable): | ||||
| The holder ceased to be a substantial shareholder on | 17 July 2012 | |||
| The previous notice was given to the company on | 17 July 2012 | |||
| The previous notice was dated | 13 July 2012 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of Change $\left( 4\right)$ |
Consideration aiven in relation to change (5) |
Class (6) and Number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| Please see Appendix A. |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|||
|---|---|---|---|---|
| N/A | N/A |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Details of all UBS offices can be found through the following link: http://apps.ubs.com/locationfinder |
SIGNATURE
| Print Name: So Young Kim | Capacity: | Authorised signatory | |
|---|---|---|---|
| Sign Here: | Date: | 19 July 2012 | |
| Print Name: | Tiffany Leung | Capacity: | Authorised signatory |
| Sign Here: | Date: | 19 July 2012 |
Contact details for this notice:
--
Trish Lee Legal & Compliance
(T) +852 3712 4387
(F) +852 2971 7895
| SBM - Appendix A | |||||
|---|---|---|---|---|---|
| Date of change -5.36 |
Person whose relevant interest changed |
Nature of Change a Ar 老人寺 |
Consideration given in relation to change |
Number of securities. |
Class |
| $6$ -Jul-12 | UBS AG, London Branch | Stock returned | N/A | (46, 854) | Ordinary |
| $16 -$ Jul-12 | UBS AG | Collateral received | N/A | 641,194 | Ordinary |
| $16$ -Jul-12 | UBS AG | Collateral returned | N/A | (3,075,220) | Ordinary |
| $16$ -Jul-12 | UBS Securities Australia Ltd | Sell | 32,044 | (24,500) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 39,989 | 30,500 | Ordinary |
| $16 -$ Jul-12 | UBS Securities Australia Ltd | Buy | 10,074 | 7,702 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 10,333 | (7,918) | Ordinary |
| $16 -$ Jul-12 | UBS Securities Australia Ltd | Sell | 26,514 | (20, 243) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 81,576 | (62, 281) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 26,498 | (20, 240) | Ordinary |
| $16 -$ Jul-12 | UBS Securities Australia Ltd | Sell | 81,537 | (62, 280) | Ordinary |
| $16 -$ Jul-12 | UBS Securities Australia Ltd | Buy | 252,301 | 192,994 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 227,324 | 173,888 | Ordinary |
| $16 -$ Jul-12 | UBS Securities Australia Ltd | Buy | 79,196 | 60,580 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 123,929 | 94,798 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 805,170 | 615,903 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 382,311 | 292,443 | Ordinary |
| $16 - Ju - 12$ | UBS Securities Australia Ltd | Buy | 1,369,849 | 1,047,846 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 144,283 | 110,367 | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Buy | 201,546 | 154,170 | Ordinary |
| $16 -$ Jul-12 | UBS Securities Australia Ltd | Buy | 386,885 | 295,942 | Ordinary |
| $16 - Jul - 12$ | UBS Securities Australia Ltd | Sell | 48,632 | (37, 129) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 123,611 | (94, 374) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 172,252 | (131, 510) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 16,942 | (12, 935) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 123,554 | (94, 374) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 172,173 | (131,510) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 48,611 | (37, 130) | Ordinary |
| 16-Jul-12 | UBS Securities Australia Ltd | Sell | 16,936 | (12, 936) | Ordinary |
| $16$ -Jul-12 | UBS AG, London Branch | Buy | 8,059 | 6,160 | Ordinary |
| 17-Jul-12 | UBS AG, London Branch | Stock received | N/A | 223,645 | Ordinary |
| 17-Jul-12 | UBS AG, London Branch | Stock returned | N/A | (79, 563) | Ordinary |
| 17-Jul-12 | UBS AG | Collateral returned | N/A | (641, 194) | Ordinary |
| 17-Jul-12 | UBS Securities Australia Ltd | Buy | 43,141 | 32,123 | Ordinary |
| 17-Jul-12 | UBS Securities Australia Ltd | Sell | 22,890 | (17, 123) | Ordinary |
| 17-Jul-12 | UBS Securities Australia Ltd | Sell | 77,796 | (58, 135) | Ordinary |
| 17-Jul-12 | UBS Securities Australia Ltd | Sell | 504,203 | (378, 758) | Ordinary |
| 17-Jul-12 | UBS AG, London Branch | Buy | 5,239 | 3,916 | Ordinary |
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