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ST BARBARA LIMITED Major Shareholding Notification 2012
65749_rns_2012-08-09_7714b049-029f-4c72-b4c7-0cc4ed111526.pdf
Major Shareholding Notification
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| MinterEllison | ||||
|---|---|---|---|---|
| A W Y E R S |
AURORA PLACE, 88 PHILLIP STREET, SYDNEY NSW 2000, DX 117 SYDNEY
| T 0 | Company announcements officeASX | Facsimile | 1300 135 638 |
|---|---|---|---|
| Company SecretarySt Barbara Limited | Facsimile | $+61386601999$ | |
| From | Henry WongEmail: henry, [email protected] | FacsimileDirect lineOur Ref | +61 2 9921 8058$+61299218536$SSE:HLW:20-6818439 |
| Date | 10 August 2012 | Number of pages (including this one): 5 |
Notice of change of interests of substantial holder Subject
Please find attached a notice of change of interests of substantial holder in relation to shares in St Barbara Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
ME_100044995_1 (W2003x)
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
604 page 2/2 15 July 2001
Form 604 Corporations Act 2001Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | St Barbara Limited |
|---|---|
| ACN/ARSN | 009 165 066 |
| 1. Details of substantial holder (1)Name | Van Eck Associates Corporation (and its associates referred to in paragraph 6). |
| ACN/ARSN (# applicable) | N/A. |
| There was a change in the interests of thesubstantial holder onThe previous notice was given to the company onThe previous notice was dated | 07/08/201228/05/201225/05/2012 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the schemo that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Provious notice | Present notice--------------------------------------- | |||
|---|---|---|---|---|
| Class of securities (4) | Parson's votes | Voling power (5). | Person's votes1118 | Voting power (5)Communication |
| .Ordinary shares | -------19.816.806___ | ----16.09% | 23.080.315 | .11% |
| $-0.15$1.13333333 | . | . | ---------- |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevent interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| .Date ofchange | Person whoserelevant interestchanged | Nature ofchange (6) | Considerationgiven in relationto change $(7)$ | Class andnumber ofsacuritiesaffected | .Person's votesaffected. |
|---|---|---|---|---|---|
| iVan Eck Associates . Corporation (VEAC) | |||||
| THE REAL PROPERTY$\overline{\phantom{a}}$The President. | $\overline{\cdots}$ | 11.11$\overline{\phantom{000000000000000000000000000000000000$P. 1999$\sim$ | A . A . |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of | Registered | Person entitled | Nature of | Class and | Person's votes |
|---|---|---|---|---|---|
| relevant | holder of | to be repistored | ralevant | number of | |
| interest. | securities | .as holder (6). | intorest (6) | securities: | |
| NEAC | Bank of New YorkIMelion as custodianfor Market Vectorsffrust - Junior GoldMiners ETF | I- Junior Gold MinersIETF (GDXJ) | Market Vectors Trust IVEAC holds its retevantInterest by having theipowar la exercise, controllthe exercise of, orinfluence the exercise of.ithe voting powers ordisposal of the securitiesito which the relevantinterest relates in thelordinary course oflinvestment managementlbusinese. | Ordinary shares23.080.315 | 17.11% |
5. Changes in association
The persons who have become associates (2) of, cassed to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting Interests in the company or scheme are as follows:
ME_100044985_1 (W2003x)
| .(If\CN/ARSNNameandapplicabia)--------------_______________ | .Nature of association------------------------------- | ------$\cdots$___________ | ---------------------------- |
|---|---|---|---|
| and an international contract of the contract of the monotonic..1.188the second state....----,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, | ------------Continued in the continued of the continued of the continued of the continued of the continued of the continued of the continued of the continued of the continued of the continued of the continued of the continued of the .The contract of the compensation of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contract of the contra.. | The contract of the contract of the contract of the contract of the contract of the contract of the contract ofATTENTION IT IT IT 11.011have gone and approved the----- | $$_______----------- |
6. Addresses
The addresses of persons named in this form are as follows:
| -------------Name | Address |
|---|---|
| NEACa concernamento la comune | (335 Madison Avenue, New York, NY 10017A. A. Administration-------------------------------------- |
| Nan Eck Securities Corporation | 335 Madison Avenue, New York, NY 10017 |
| Man Eck Absolute Return Advisers, Inc. | [335 Madison Avenue, New York, NY 10017________________________________________________. |
Signature
| Russell Brennanprint name | capacity | Assistant VP |
|---|---|---|
| .- - - - - - - - - - - - - - - - - - -.,,,,,,,,,,,,,,,,,,,,$\cdots$2.7.7.4.4.7sign hereCONTRACTOR. | date | 09/08/2012------- |
| $-$.TERRITOR | PARADORE DE MARIA PRODUCTO DE PRODUCTO |
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an ann $(1)$ is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting charas of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- $(6)$ include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 6716(4) applies, a copy $(a)$ ony recommended the films of any relevant agreement, and a statement by the person giving full and accurate details of any contract,of any document setting out the terms of any relevant agreement, and a statement certifyi
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voling powers or disposel of the $(b)$ securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in soction 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,become entitied to receive in relation to that acquisition. Details m $(7)$ comingency. Details must be included on any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. If the rolevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
ME_100044985_1 (W2003x)
| Holder of relevant | Date of | Consideration | Consideration Non- | ||
|---|---|---|---|---|---|
| Interest | Acquisition/Disposal | 8/S | Cash | cash | Number of Securities |
| GDXJ | 4/10/2012 5 | $÷ | In-Kind | 29,397 | |
| GDXI | 4/11/2012 B | $ | In-Kind | 97,990 | |
| GDXJ | 4/12/2012 8 | 3 | In-Kind | 176,382 | |
| GDXJ | 4/13/2012 B | $ | In-Kind | 68,593 | |
| GDXJ | 4/16/2012 B | Ŝ÷ | In-Kind | 9,801 | |
| GDXI | $4/18/2012$ B | $÷ | In-Kind | 97,990 | |
| GDXI | 4/23/2012 8 | $ | In-Kind | 39,196 | |
| GDXJ | 4/24/2012 B | $¥ | In-Kind | 9,798 | |
| GDXJ | 4/25/2012B | $- | In-Kind | 48,995 | |
| GDXJ | 4/26/2012 B | $٠ | in-Kind | 323,334 | |
| GDXJ | 4/30/2012 B | Š | In-Kind | 117,552 | |
| GDXJ | 5/1/2012 8 | ŜÁ | In-Kind | 127,335 | |
| GDXJ | 5/2/20128 | $÷ | In-Kind | 48,985 | |
| GDXJ | 5/3/2012 B | $'n, | In-Kind | 19,592 | |
| GDXJ | $5/4/2012$ B | Ŝ۰ | in-Kind | 431,068 | |
| GDXJ | $5/8/2012$ B | $ | In-Kind | 88,173 | |
| GDXJ | 5/9/2012 B | $ | In-Kind | 303,707 | |
| GDXI | $5/10/2012$ B | $÷ | In-Kind | 88,191 | |
| GDXJ | $5/16/2012$ S | $۳ | In-Kind | 29,388 | |
| GDXJ | $5/17/2012$ B | ξ۸ | In-Kind | 372,172 | |
| GDXJ | $5/18/2012$ B | $٠A | In-Kind | 58,758 | |
| GDXJ | 5/21/2012 8 | Şc | In-Kind | 68,621 | |
| GDXJ | 5/22/2012B | $ | In-Kind | 68,621 | |
| GDXJ | 5/23/2012 B | $٠ | In-Kind | 333,166 | |
| GDXJ | 5/24/2012 B | ζL | In-Kind | 107,800 | |
| GDXJ | $5/25/2012$ B | $ | In-Kind | 343,035 | |
| GDXJ | $6/1/2012$ B | $ | In-Kind | 470,400 | |
| GDXJ | $6/4/2012$ B | $à, | In-Kind | 196,000 | |
| GDXJ | $6/5/2012$ B | $× | in-Kind | 19,596 | |
| ŦGDXJ | 6/8/2012 8 | ţ,à. | in-Kind | 29,394 | |
| GDXJ | $5/11/2012$ B | Ţ۳ | In-Kind | 19,594 | |
| GDXJ | 6/13/2012 B | 5ė | In-Kind | 558,429 | |
| GDXJ | 6/14/2012 B | $ | In-Kind | 68,579 | |
| GDXJ | 6/15/2012B | $1,657,260 | -$ | 778,975 | |
| GDXI | 6/15/2012 8 | 53,457$ | $ | 25,198 | |
| GDXJ | $6/18/2012$ B | $ | In-Kind | 30,660 | |
| GDXJ | 6/18/2012 5 | $97,012 | $ | 45,246 | |
| GÖXJ | 6/21/2012 B | 5 | In-Kind | 142,422 | |
| GDXJ | $6/28/2012$ S | 5v, | In-Kind | 61,080 | |
| GDXJ | 7/3/2012 B | $$\Delta$ | In-Kind | 30,537 | |
| GDXJ | 7/5/2012 5 | $ | In-Kind | 40,708 | |
| GDXJ | 7/11/2012 5 | $160,279 | ာ | 111,958 | |
| GDXJ | 7/11/2012 5 | $ | In-Kind | 81,440 | |
| GDXJ | 7/12/201215 | इ153,630 | ॱऽ | 111,980 | |
| GDXI | 7/24/2012B | Ŝ | In-Kind | 20,352 | |
| GDXJ | 7/26/2012 8 | $ | In-Kind | 203,520 | |
| GDXJ | $7/27/2012$ B | 3290,789 | ۰,×, | 203,520 | |
| GDXJ | $7/27/2012$ B | 3 | in-Kind | 10,174 |
This is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
$\pm$
| Holder of relevantinterest | Date ofAcquisition/Disposal | B/S | ConsiderationCash | Consideration Non-cash | Number of Securities |
|---|---|---|---|---|---|
| GOXI | 7/30/2012 B | $۰ | In-Kind | 152,595 | |
| GDXI | $8/2/2012$ $B$ | $ | In-Kind | 71,225 | |
| GDXJ | $8/6/2012$ B | 285,356$ | Ś | 203,480 | |
| GDXJ | 8/7/2012 B | $. | In-Kind | 233,956 | |
| securities in GDXJ. | In-Kind transactions result from GDXJ receiving a basket of securities (including St Barbara Ltd) in exchange for |
This is Annexure A of 2 pages referred to In Form 604 -Notice of change of Interests of substantial holder
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