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ST BARBARA LIMITED — Major Shareholding Notification 2012
Sep 24, 2012
65749_rns_2012-09-24_e06403e8-759c-40d7-902c-c9563bdde305.pdf
Major Shareholding Notification
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MinterEllison
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AURORA PLACE, 88 PHILLIP STREET, SYDNEY NSW 2000, DX 117 SYDNEY
| Ťо | Company announcements office ASX. |
Facsimile | 1300 135 638 |
|---|---|---|---|
| Company Secretary St Barbara Limited |
Facsimile | $+61386601999$ | |
| From | Henry Wong Email: [email protected] |
Facsimile Direct line Our Ref |
$+61299218058$ +61 2 9921 8536 SSE:HLW:20-6818439 |
| Date | 25 September 2012 | Number of pages (including this one): 7 | |
Notice of change of interests of substantial holder Subject
Please find attached a notice of change of interests of substantial holder in relation to shares in St Barbara Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
ME 101067114_1 (W2003x)
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
604 page 2/2 15 July 2001
| Form 604 Corporations Act 2001 Saction 671B |
|
|---|---|
| Notice of change of interests of substantial holder | |
| To Company Name/Scheme | St Barbara Limiled |
| ACN/ARSN | 009 165 066 |
| 1. Details of substantial holder (1) Name |
Van Eck Associates Corporation (and its associates reforred to in paragraph 6). |
| ACN/ARSN (if applicable) | N/A |
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated |
21/09/2012 17/09/2012 14/09/2012 |
2 Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the schome that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| _________ | Previous notice | --------------------------------------- | Present notice | ||
|---|---|---|---|---|---|
| Class of securities (4) | ---- ____ Person's votes |
Voling power (5) . |
Person's votes ---------------- |
Voting power (5) | |
---- Ordinary shares |
. ---- -------- 26,062,579 -------- |
-------------------------------------- 5.34% |
38,651,254 -------------- |
1.92% ----- |
|
| --------------------------------------- ______ |
-------------------------------------- . |
____ ------------------ |
--------------------------------------- | ---- |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
------ Nalure of change (6) |
---- Consideration diven in relation to change (7) |
Class and number of securities affooted |
Person's votes affected |
|---|---|---|---|---|---|
| Var Eck. Corporation (VEAC) |
Associates See Annexure A . |
---- | |||
| --------- | |||||
| --- |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting escurities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person antilled to be registered as holder (8) |
Nature of relevant interést (6) |
Class and number of securitios |
Person's voltes |
|---|---|---|---|---|---|
| VEAC | Bank of New York Mellon as custodian Kor Market Vectors Trust - Junior Gold Miners ETF |
Market Vectore Trust - Junior Gold Miners IETF (GDXJ) |
IVEAC holds its relevant intereal by having the loower to exercise, control ithe exercise of, or influence the exercise of, liha voling powors or disposal of the securities ito which the relevant ilmleresi relates in the ardinary course of linvastment management lousiness. |
Ordinary shares 138.643.623 |
17.918% |
| VEAC | Market Veclors lAustralia |
AI S&P/ASX 200 Resources KASX:RSR) |
lSame as above. | Ordinary shares 4.824 |
10.001% |
ME_101067098_1 (W2003x)
IVEAC |
Market Vectors lAustralia |
All S&P/ASX 300 Matais and Mining (ASX:MAM) |
Same as above. | ,,,,,,,,,,,,,,,, _____ Ordinary shares 2.807 |
10.001% |
|---|---|---|---|---|---|
| ________ | --------- | . _____ |
$\cdots$ |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| . ------------ $-$ ACN/ARSN ŧΗ Namo and applicable) ---- |
$\cdot$ - - - . --------- _ Nature of essociation . . . |
|---|---|
. . |
------------ ---- ---------- ---- THEFT. --- $ - - - -$ . _____ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address . |
|---|---|
| NEAC | 335 Madison Avenue, New York, NY 10017 |
| Nan Eck Securities Corporation | 335 Madison Avenue, New York, NY 10017 . |
| Van Eck Absolute Return Advisers, Inc. | 335 Madison Avenue, New York, NY 10017 |
Signature
Assistant Vice President capacity print name Russell Brennan date 24/09/2012 sign hen emw
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trusted of an equity trust), the names could be included in an ann $(1)$ they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form. - See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy $(a)$ esty relevant agreement or oursi circumstances because of which the change of coolern marcal countries. A subservant of the cyclophological of any contract,
of any document selling out the terms of any relevant agreement, - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voling powers or disposal of the (b) securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
become entitled to ractive in relation to that acquisition. Details m $(7)$ - if the substantial holder is unable to dotormine the identity of the porcon (eg. if the relevent interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
ME_101067098_1 (W2003x)
ME_101067096_1 (W2003x)
$\mathcal{I}$ $\bar{1}$
$\bar{a}$
$\overline{\phantom{a}}$
$\mathcal{X}$
$\frac{1}{2}$
7
604 GUIDE
GUIDE
This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. | |||
|---|---|---|---|---|
| Lodging period | ΝiΙ | |||
| Lodging Fee | ΝIΙ | |||
| Other forms to be completed |
Nil | |||
| Additional information | (B) | If additional space is regulred to complete a question, the information may be included on a separate place of paper annexed to the form. |
||
| (b) | This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relavant securities exchange. |
|||
| (c) | The parson must give a copy of this notice: | |||
| Ø) | within 2 business days after they become aware of the information; or | |||
| (li) | by 9.30 am on the next trading day of the relevant socurities exchange after they become aware of the information if: |
|||
| (A) | a lakeover bid is made for voting shares in the company or voting interests in the scheme; and | |||
| (B) | the person becomes aware of the information during the bid period. | |||
| To make any annexure conform to the regulations, you must | ||||
| Annexures | 1 | use A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides | ||
| 2 | show the corporation name and A.C.N or ARBN | |||
| 3 | number the pages consecutively | |||
| 4 | print or type in BLOCK letters in dark blue or black Ink so that the document is clearly legible when photocopied | |||
| 5 | Identify the annexure with a mark such as A, B, C, etc. | |||
| в | endorse the annexura with the words: This is ennoxure (mark) of (number) pages referred to in form (form number end titlo) |
|||
| 7 | sign and date the annexure. | |||
| The annexure must be signed by the same person(s) who signed the form. | ||||
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ME_101067098_1 (W2003x)
| Date of | Consideration | Consideration Non- | |||
|---|---|---|---|---|---|
| Holder of relevant | Acquisition/Disposal | 8/5 | Cash | cash | Number of Securities |
| Interest GDXI |
$5/21/2012$ B | ţ. | In-Kind | 68,621 | |
| GDXI | $5/22/2012$ B | Ŝ | In-Kind | 68,621 | |
| GDXJ | 5/23/2012B | ţ | In-Kind | 333,166 | |
| GDXJ | 5/24/2012 1 B | ζ | In-Kind | 107,800 | |
| GDXJ | 5/25/2012 B | \$ | In-Kind | 343,035 | |
| GDXJ | $6/1/2012$ B | \$ | In-Kind | 470,400 | |
| GDXJ | 6/4/2012B | Š | In-Kind | 196,000 | |
| GDXJ | $6/5/2012$ B | \$ | In-Kind | 19,596 | |
| GDXJ | 6/8/2012 B | \$ | In-Kind | 29,394 | |
| RSR.AU | 6/8/2012 B | Ś 18,069 |
\$ | 7,576 | |
| MAM.AU | $6/8/2012$ B | \$ 6,816 |
\$ | 3,365 | |
| GDXJ | 6/11/2012 B | \$ | In-Kind | 19,594 | |
| GDXJ | 6/13/2012 B | \$ | In-Kind | 558,429 | |
| GDXJ | 6/14/2012 8 | \$ | In-Kind | 68,579 | |
| GDXJ | 6/15/2012 B | \$ 1,657,260 |
\$ | 778,975 | |
| GDXJ | $6/15/2012$ B | $\overline{\boldsymbol{s}}$ 53,457 |
s | 25,198 | |
| GDXJ | $6/18/2012$ B | \$ | In-Kind | 30,660 | |
| RSR.AU | 6/18/2012 8 | \$ | In-Kind | 1,025 | |
| GDXJ | $6/18/2012$ S | \$ 97,012 |
\$ | 45,246 | |
| GDXJ | $6/21/2012$ B | \$ | In-Kind | 142,422 | |
| GDXJ | 6/28/2012 S | \$ | In-Kind | 61,080 | |
| GDXJ | 7/3/2012 B | \$ | In-Kind | 30,537 | |
| GDXJ | 7/5/2012 5 | Ş | In-Kind | 40,708 | |
| GDXJ | 7/11/2012 S | $\overline{\boldsymbol{s}}$ 160,279 |
-\$ | 111,958 | |
| GDXI | 7/11/2012 5 | 3 | In-Kind | 81,440 | |
| GDXJ | 7/12/2012 5 | \$ 153,630 |
$\mathsf{S}$ | 111,980 | |
| GDXI | 7/24/2012 B | \$ | In-Kind | 20,352 | |
| RSR.AU | 7/24/2012 5 | \$ | In-Kind | 2,014 | |
| GDXJ | 7/26/2012 B | \$ | In-Kind | 203,520 | |
| GDXJ | 7/27/2012 8 | Š 290,789 |
\$ $\rightarrow$ |
203,520 | |
| GDXJ | 7/27/2012 B | \$ | In-Kind | 10,174 | |
| RSR.AU | 7/27/2012 5 | 5 | In-Kind | 504 | |
| GDXJ | 7/30/2012 B | 5 | In-Kind | 152,595 | |
| GDXJ | $8/2/2012$ $B$ | \$ | In-Kind | 71,225 | |
| GDXJ | 8/6/2012 B | Š 285,356 |
- 5 | 203,480 | |
| MAM.AU | 8/6/2012 5 | \$ | In-Kind | 558 | |
| RSR.AU | 8/6/2012 5 | Ś | In-Kind | 756 | |
| GDXJ | 8/7/2012 B | \$ $\overline{a}$ |
In-Kind | 233,956 | |
| GDXJ | 8/13/2012 B | ξ | In-Kind | 213,570 | |
| RSR.AU | 8/14/2012 5 | 3 | In-Kind | 503 | |
| GDXJ | 8/15/2012 B | \$ 138,772 |
-S | 101,720 | |
| GDXJ | 8/16/2012 B | \$ | In-Kind | 71,204 | |
| GDXJ | $8/17/2012$ B | Ŝ | In-Kind | 20,346 | |
| GDXJ | $8/21/2012$ B | \$ 399,800 |
- 5 | 284,660 | |
| GDXJ | 8/22/2012 B | \$ | In-Kind | 20,564 | |
| GDXJ | 8/23/2012 B | \$ 506,327 |
- 5 | 339,306 | |
| GDXJ | 8/23/2012 B | τ | In-Kind | 339,372 | |
| GDXJ | 8/24/2012 B | 3 157,301 |
- 5 ٠ |
102,840 |
This is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
Page 1 of 2
$\overline{\phantom{a}}$
900 021.0M
$\frac{1}{4}$
$\frac{1}{2}$
$\ddot{\phantom{0}}$
$\frac{1}{4}$
$\mathcal{R}$
| Holder of relevant interest |
Date of Acquisition/Disposal |
B/S | Consideration Cash |
Consideration Non- cash |
Number of Securities |
|---|---|---|---|---|---|
| GDXJ | 8/29/2012 B | 141,168 \$ |
\$ | 92.547 | |
| GDXJ | $9/4/2012$ 8 | \$ | In-Kind | 71,988 | |
| GDXJ | 9/5/2012 B | \$ | In-Kind | 421,685 | |
| GDXJ | $9/6/2012$ B | 386,872 \$ |
s | 236,555 | |
| GDXJ | 9/6/2012 8 | S | In-Kind | 51,420 | |
| GDXJ | 9/7/2012 B | 152,831 \$ |
Ŝ | 92,556 | |
| GDXJ | 9/7/2012 B | Ş | In-Kind | 246,816 | |
| GDXJ | $9/10/2012$ B | \$ | tn-Kind | 61,704 | |
| GDXJ | 9/11/2012 B | Ŝ | In-Kind | 205,780 | |
| GDXJ | $9/19/2012$ B | In-Kind | 164,592 | ||
| GDXI | 9/20/2012 B | In-Kind | 61,722 | ||
| GDXJ | $9/21/2012$ B | 26,086,759 \$ |
\$ | 12,362,361 | |
| lsecurities in GDXJ. | In-Kind transactions result from GDXJ receiving a basket of securities (including St Barbara Ltd) in exchange for |
This is Annexure A of 2 pages referred to in Form 604 -Notice of change of interests of substantial holder
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Page 2 of 2
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