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ST BARBARA LIMITED Major Shareholding Notification 2011
65749_rns_2011-12-29_4f445613-8749-4c61-95e4-99934923b9a1.pdf
Major Shareholding Notification
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Please find attached a notice of ceasing to be a substantial holder in relation to shares in St Barbara Limited from Van Eck Associates Corporation.
Regards MINTER ELLISON
If you do not receive all pages please telephone +61 2 9921 8536
IMPORTANT - The contents of this facsimile may be privileged and confidential. Any unauthorised use of the contents is expressly prohibited. If you have received the document in error, please advise us by telephone (reverse charges) immediately and then shred the document. Thank you.
| 605 | page 1/2 | 16 July 2001 | ||
|---|---|---|---|---|
| Form 605Corporations Act 2001Section 671B | ||||
| Notice of ceasing to be a substantial holder | ||||
| To Company Name/Schame | St Barbara Limited | |||
| ACN/ARSN | 009 105 008 | |||
| Details of eubstantial holder (1)1. | ||||
| NameACN/ARSN (if applicable) | Van Eck Associates Corporation (and its associates referred to in paragraph 4).N/A | |||
| The holder ceased to be asubstantial holder onThe previous notice was given to the company onThe previous notice was dated | 22/12/201114/0/201113/8/2011 |
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, sinco the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| _______________________________________Date ofchange | Person whoserelevant interestchangod | Nature ofchange (4) | Considerationgiven in relationto change (5) | Class (8) andnumber ofsecuritiestriected | Person's votesaffected |
|---|---|---|---|---|---|
| EckVanComoration (VEAC) | Associates See Annexure A | ||||
| ------ |
3. Changes in association
The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| --------------------------------------Name and ACN/ARSN (If applicable)______________________________________ | ---Nature of association1.18.1__________ |
|---|---|
| _______________________________________ | ---------------_______________________________________ |
| . | .______A STARBOARD DE CARD EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 EN 1979 E |
4. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| VEAC | 335 Madison Avenue, New York, NY 10017 |
| van Eck Securities Corporation | [335 Madiaon Avenus, Now York, NY 10017 |
| Van Eck Absolute Return Advisers, Inc. | (335 Medison Avenue, New York, NY 10017 |
Signature
| print name Russell Brennen | capacity | Assistant Vice President | |
|---|---|---|---|
| sign here | THE RESIDENCE IN THE COLUMN TWOGerall Faei | date | 29/12/2011 |
15 July 2001 805 page 2/2
DIRECTIONS
If there are a number of substantiel holders with eimilar or related relevant interests (eg. a corporation and its related corporations, or the manager andtrustee of an equity trust), the names could be included in an app $(1)$
See the definition of "relevant interest" in accilent 608 and 6718(7) of the Corporations Act 2001. $\left( 2\right)$
$(3)$ See the definition of "associate" in section 8 of the Corporations Act 2001.
- $(4)$ include details of:
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 871B(4) applies, a copy $(a)$ any relevant agreement or other circumstances pecause or which the change in relevant interest occurred. It subsection recepts a copy of any contract, a copy of any contract, of any contract, of any contract, of any contra
- any qualification of the power of a person to exercise, control the exarcise of, or influence the exercise of, the voting powers or disposal of thesecurities to which the relevent interest ralates (indicating clearly the $(b)$
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001,
- Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest was acquired has, ormay, become entitied to receive in relation to that scoulsfiton. Details $(5)$
- The voting shares of a company constitute one class unless divided into separate classes. $(B)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(7)$
605 GUIDE
This guide does not form part of the prescribed formand is included by ASIC to assist you in completing and GUIDE lodging form 605.
| This form must be signed by either a director or a secretary of the substantial holder. |
|---|
| Nil |
| Nil |
| NII |
| If additional space is required to complete a quostion, the Information may be included on a separate piece of(a)paper annexed to the form. |
| This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme.(b)A copy of this notice must sise be given to each relevant securities exchange. |
| The person must give a copy of this notice:(C) |
| within 2 business days after thay become aware of the information; orO) |
| by 9.30 am on the next trading day of the relevant escurities exchange after they become aware of the(II)information if: |
| a takeover bid is made for voting shares in the company or voting interests in the scheme; and(A) |
| the person becomes aware of the information during the bid period.(目) |
| To make any annexure conform to the regulations, you mustuse A4 size paper of white or light pastel colour with a margin of at least 10mm on all sides1show the corporation name and ACN or ARBNznumber the pages consecutivelyзprint or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied4identify the annexure with a mark such ea A, B, C, etc.5endorse the annexure with the words:8This is annexure (mark) of (number) pages referred to in form (form number and title)sign and date the annexuro.7The annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intonded as a guide only. Please consult your accountant or solicitor for further advice.
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| Holder of relevant | Consideration | Consideration Non- | ||||
|---|---|---|---|---|---|---|
| interest | Date of Acquisition | B/5 | Cash | cash | Number of Securities | |
| GDXJ | 8/22/2011 B | $ | In-Kind | 102,303 | ||
| GDXJ | 8/23/2011 S | $\overline{\mathsf{s}}$ | In-Kind | 56,835 | ||
| GDXJ | 8/24/2011 S | $ | In-Kind | 45,468 | ||
| GDXI | $8/25/2011$ is | $ | In-Kind | 227,320 | ||
| GDXJ | 8/26/2011 5 | $\overline{\boldsymbol{\mathsf{s}}}$ | 66,153 | $ | 33,858 | |
| GDXJ | 8/26/2011 5 | $\overline{\boldsymbol{\mathfrak{s}}}$ | In-Kind | 102,303 | ||
| GDXJ | 8/29/2011 5 | $ | In-Kind | 68,196 | ||
| GDXJ | 8/30/2011 B | 5 | In-Kind | 45,464 | ||
| GDXJ | 8/31/2011 B | $ | In-Kind | 22,728 | ||
| GDXJ | 9/1/2011 B | $ | In-Kind | 79,548 | ||
| GDXJ | 9/2/2011 B | $ | In-Kind | 204,552 | ||
| GDX1 | $9/6/2011$ B | $ | In-Kind | 193,222 | ||
| GDXJ | 9/7/2011 S | $ | in-Kind | 11,363 | ||
| GDXJ | 9/8/20116 | $ | In-Kind | 124,982 | ||
| GDXI | 9/9/2011 B | $ | In-Kind | 147,732 | ||
| GDXJ | 9/12/2011 8 | 3 | 4,412 | $ | 1,874 | |
| GDXJ | 9/12/2011 B | $ | In-Kind | 90,912 | ||
| GDXJ | $9/13/2011$ B | 5 | In-Kind | 34,095 | ||
| GDXJ | 9/14/2011 5 | $ | 64,138 | $ | 27,664 | |
| GDXJ | 9/15/2011 S | $ | 53,497 | $\overline{\boldsymbol{s}}$ | 23,844 | |
| GDXJ | $9/15/2011$ S | 5 | In-Kind | 34,101 | ||
| GDXI | $9/16/2011$ S | $ | 394,815 | $ | 179,587 | |
| GDXI | 9/20/2011 B | Ś | In-Kind | 246,422 | ||
| GDXJ | 9/21/2011 B | 5 | In-Kind | 89,608 | ||
| GDXJ | $9/23/2011$ 5 | $\overline{\mathbf{s}}$ | In-Kind | 112,000 | ||
| GDXJ | 9/27/2011 B | $ | In-Kind | 22,398 | ||
| GDXJ | 9/29/20115 | $ | in-Kind | 11,202 | ||
| GDXJ | 9/30/2011 S | $ | In-Kind | 44,808 | ||
| GDXJ | 10/3/2011 B | $\overline{\boldsymbol{\mathsf{s}}}$ | In-Kind | 44,796 | ||
| GDXJ | 10/4/2011 B | $ | Ч | In-Kind | 22,402 | |
| GDXJ | 10/6/2011 B | $ | in-Kind | 44,800 | ||
| GDXJ | 10/7/2011 B | $\overline{\boldsymbol{s}}$ | In-Kind | 56,005 | ||
| GDXJ | 10/11/2011 B | $ | In-Kind | 100,809 | ||
| GDXJ | 10/11/2011 5 | $ | 22,031 | $ | 9,755 | |
| GDXJ | 10/13/2011 5 | $ | In-Kind | 22,406 | ||
| GDXJ | 10/14/2011 8 | $ | In-Kind | 11,201 | ||
| GDXJ | 10/18/2011 5 | 3 | In-Kind | 179,216 | ||
| GDXJ | 10/19/2011 5 | $ | tn-Kind | 56,000 | ||
| GDXJ | 10/20/2011 S | $ | In-Kind | 56,005 | ||
| GDXJ | 10/21/2011 S | 3 | $\blacksquare$ | In-Kind | 89,600 | |
| GDXJ | 10/24/2011 S | Ŝ | In-Kind | 44,800 | ||
| GDXJ | 10/25/2011 B | 3 | In-Kind | 167,985 | ||
| GDXJ | 10/26/2011 B | $ | In-Kind | 302,346 | ||
| GDXJ | 10/27/2011 B | $ | In-Kind | 112,000 | ||
| GDXJ | 10/28/2011 5 | $\overline{\mathbf{s}}$ | In-Kind | 89,600 | ||
| GDXJ | 10/31/2011 B | $ | in-Kind | 201,600 | ||
| GDXJ | 11/1/2011 B | $ | In-Kind | 78,400 |
This Is Annexure A of 2 pages referred to in Form 605 - Notice of ceasing to be a substantial holder
$\overline{\mathcal{A}\mathcal{B}}$ sqpp
| Holder of relevantinterest | Date of Acquisition | B/S | ConsiderationCash | Consideration Non-cash | Number of Securities |
|---|---|---|---|---|---|
| GDXI | 11/2/2011 S | $ | In-Kind | 11,200 | |
| GDXJ | 11/3/2011 B | $ | In-Kind | 123,200 | |
| GDXJ | 11/4/2011 8 | Ş | In-Kind | 11,199 | |
| GDXJ | 11/4/2011 5 | $17,186 | Śa, | 7,381 | |
| GDXJ | 11/7/2011 B | $ | In-Kind | 313,572 | |
| GDXJ | $11/8/2011$ S | $\overline{\boldsymbol{\mathsf{s}}}$ | In-Kind | 11,199 | |
| GDXJ | 11/9/20115 | S | In-Kind | 33,564 | |
| GDXI | 11/10/2011 8 | $ | In-Kind | 11,188 | |
| GDXJ | 11/11/2011 B | $\overline{\mathbf{s}}$ | In-Kind | 100,692 | |
| GDXI | 11/14/2011 8 | $. | In-Kind | 44,748 | |
| GDXJ | 11/16/2011 S | $ | In-Kind | 11,187 | |
| GDXJ | 11/17/2011 B | $۰ | In-Kind | 44,748 | |
| GDXJ | 11/18/2011 S | Ŝ | In-Kind | 78,309 | |
| GDXJ | 11/21/2011 S | $ | In-Kind | 33,561 | |
| GDXI | 11/22/2011 S | $ | In-Kind | 33,558 | |
| GDXJ | 11/23/2011 S | $. | In-Kind | 55,930 | |
| GDXJ | 11/29/2011 5 | $30,914 | Ŝ | 13,935 | |
| GDXJ | 11/29/2011 S | $ | In-Kind | 11,185 | |
| GDXJ | 12/1/2011 B | $ | In-Kind | 44,740 | |
| GOXJ | 12/2/2011 5 | Ş | In-Kind | 22,370 | |
| GDXJ | 12/5/2011 5 | $ | in-Kind | 11,184 | |
| GDXJ | 12/6/2011 B | $ | In-Kind | 335,520 | |
| GDXJ | 12/7/2011 8 | $ | In-Kind | 78,288 | |
| GDXJ | 12/8/2011 S | $ | In-Kind | 44,736 | |
| GDXJ | 12/9/2011 S | $ | In-Kind | 11,184 | |
| GDXI | 12/12/2011 S | 3 | In-Kind | 55,920 | |
| GDXJ | 12/13/2011 S | $ | In-Kind | 33,549 | |
| GDXJ | 12/14/2011 5 | $105,480 | $ | 49,691 | |
| GDXI | 12/14/2011 S | $ | In-Kind | 201,294 | |
| GDXJ | 12/15/2011 5 | $123,900 | $ | 62,528 | |
| GDXI | 12/15/2011 S | $ | In-Kind | 257,209 | |
| GDXI | 12/16/2011 5 | $1,408,613 | $ | 692.474 | |
| GDXI | 12/16/2011 5 | $ | In-Kind | 33,555 | |
| GDXJ | 12/19/2011 B | in-Kind | 31,923 | ||
| GDXJ | 12/19/2011 5 | $5138,280 | $ | 68,525 | |
| GDXJ | 12/19/2011 5 | 138,461 | $ | 68,525 | |
| GDXJ | $ | 10,631 | |||
| 12/20/2011 B | $ | In-Kind$ | 68,525 | ||
| GDXJ | 12/20/2011 5 | $138,461 | 116,941 | ||
| GDXJ | 12/21/2011 B | $ | In-Kind | 97,920 | |
| GDX) | 12/21/2011 5 | $206,046 | $ | ||
| GDXJ | 12/22/2011 S | $1,790,419 | $ | 930,063 | |
This is Annexure A of 2 pages referred to in Form 605 - Notice of ceasing to be a substantial holder
$RB$ $a/h/h$