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ST BARBARA LIMITED — Major Shareholding Notification 2009
Sep 1, 2009
65749_rns_2009-09-01_f9e8fac0-89ac-4229-8ea2-983e297d90c4.pdf
Major Shareholding Notification
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Form 603
Corporations Law Section 671B Notice of initial substantial holder
To Company Name/Scheme ST BARBARA LIMITED ACN/ARBN 36 009 165 066
1. Details of substantial holder (1)
Name Franklin Resources, Inc. and its affiliates ACN (if applicable) N/A
The holder became a substantial holder on 31 August 2009
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Persons’ votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinaryshares | 75,638,181 | 75,638,181 | 5.06%* |
*Based on shares outstanding of 1,493,932,950
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Name of relevant interest (7) | Class and number of securities |
|---|---|---|
| SeeAnnexureB,item 1 | SeeAnnexureB,item 2 | SeeAnnexureB,item3 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
| See Annexure B, item 1 |
See Annexure B, item 6 | See Annexure B, item 8 | See Annexure B, items 3,7 & 9 |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition |
Consideration (9) | Consideration (9) | Class and number of securities |
|---|---|---|---|---|
| Cash | Non-Cash | |||
| See Annexure B, item 1 |
See Annexure B, item 4 |
See Annexure B,item5 |
See Annexure B,item5 |
See Annexure B,item3 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN (if applicable) | Nature of association |
|---|---|
| The persons referred to in paragraph 1 of Annexure A are associates of Franklin Resources, Inc. by virtue of being a related body. |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| SeeAnnexureA | See annexureA |
Signature
print Lori A. Weber Capacity: Assistant Secretary, name Franklin Resources, Inc. sign here date 1 September 2009
1 Names and addresses of all associates for whom composite notice is given:
Annexure A
| Name | Address |
|---|---|
| Franklin Resources, Inc. | One Franklin Parkway San Mateo, CA94403 |
| FS Capital Group | 1800 Gateway Drive San Mateo, CA94404 |
| Franklin Agency Inc. | One Franklin Parkway San Mateo, CA94403 |
| Franklin Capital Corporation | 47 West 200 South, Suite 500 SaltLake City, UT84104-1621 |
| Franklin Advisers Inc. | One Franklin Parkway San Mateo, CA94403 |
| Franklin Templeton Bank & Trust, F.S.B. | 2302 President’s Drive, Suite F SaltLake City, Utah, UT84120 |
| Franklin Investment Advisory Services Inc. | One Franklin Parkway San Mateo, CA94403 |
| Franklin Private Client Group, Inc. | One Franklin Parkway San Mateo, CA94403 |
| Templeton Worldwide Inc. | 500 East Broward Boulevard, Suite 2100 FortLauderdale,FL33394-3091 |
| Franklin Templeton Companies, LLC | One Franklin Parkway San Mateo, CA94403 |
| Franklin Templeton Services, LLC | One Franklin Parkway San Mateo, CA94403 |
| Franklin Templeton Investor Services, LLC | 10600 White Rock Road Rancho Cordova, CA95670-6032 |
| Franklin Templeton Travel, Inc. | One Franklin Parkway San Mateo, CA94403 |
| Franklin Templeton Distributors, Inc. | One Franklin Parkway San Mateo, CA94403 |
| FS Properties, Inc | 1800 Gateway Drive San Mateo, CA94404 |
| Templeton Funds Annuity Company | 700 Central Avenue St.Petersburg,FL33733 |
| FCC Receivables Corporation | One Franklin Parkway San Mateo, CA94403 |
| Franklin Receivables, LLC | One Franklin Parkway San Mateo, CA94403 |
| Franklin Mutual Advisers, LLC | 101 John F. Kennedy Parkway ShortHills, NJ 07078 |
| Franklin Advisory Services, LLC | One Parker Plaza, 9thFloor FortLee, NJ 07024-2938 |
| Templeton Investment Counsel, LLC | 500 East Broward Boulevard, Suite 2100 FortLauderdale,FL33394-3091 |
| Templeton Asset Management Ltd. | 7 Temasek Boulevard #38-03 SuntecTowerOne, Singapore, 038987 |
| Franklin Templeton Italia S.G.R.p.A | Corso Italia, 1 20122 Milano,Italy |
|---|---|
| Franklin Templeton Management Luxembourg SA |
26 Boulevard Royal L-2449Luxembourg, GrandDuchy of Luxembourg |
| Templeton International, Inc. | 500 East Broward Boulevard, Suite 2100 Fort Lauderdale,FL 33394-3091 |
| Franklin Templeton Investment Services GmbH | Mainzer Landstr. 16 D-60325Frankfurt-am-Main, Germany |
| Franklin Templeton Switzerland Limited | Bahnhofstrasse 22 CH-8022 Zurich, Switzerland |
| Franklin Templeton France SA/ Franklin Templeton AssetManagement SA |
16-18 Avenue George V 75008Paris,France |
| Franklin Templeton Investments Corp | 5000 Younge Street Toronto,ON,Canada,M2N 0A7 |
| Templeton Heritage Limited | One Financial Place 1 Adelaide Street East, Suite 2101 Toronto, Ontario, CanadaM5C 3B8 |
| Templeton Franklin Global Distributors Limited | Appleby, Spurling & Kempe 41 Cedar House Avenue P.O.Box HM 1179,Hamilton HM EX,Bermuda |
| Happy Dragon Holdings Limited | P.O. Box 71, Road Town Tortola,BritishVirgin Islands |
| Templeton/Franklin Investment Services, Inc. | 26515 Carmel Rancho Blvd. Carmel, CA93923 |
| Franklin Templeton Investments (Asia) Limited | 17thFloor, Chater House 8 Connaught Road Central,HongKong |
| Templeton do Brasil Ltda. | Rua Lauro Muller 116, Sala 2404 Rio de Janeiro,RJ,Brazil |
| Templeton Research Poland SP.z.o.o | Rondo 1, 29thfloor, Rondo ONZ 1, 00-124Warsaw,Poland |
| Templeton China Research Limited | 18 Floor, North Tower, Shanghai Stock Exchange Building 528 Pudong S. Road, Pudong District, Shanghai 200120, P.R. China |
| Templeton Asian Direct Investments Limited | 17thFloor, Chater House 8 ConnaughtRoad Central,HongKong |
| Franklin Templeton International Services S.A. | 26 Boulevard Royal L-2449Luxembourg, GrandDuchy of Luxembourg |
| Franklin Templeton Investments Japan Limited | Kanematsu Building, 6thFloor 14-1, Kyobashi 2-chome, Chuo-ku, Tokyo 104-0031, Japan |
| Franklin Templeton Global Investors Limited/ Franklin Templeton Investment Management Limited |
5 Morrison Street Edinburgh, Scotland EH3 8BH |
| Franklin Templeton Investment Management Limited |
The Adelphi Building 1-11 John Adam Street LondonWC2N 6HT |
| Franklin Templeton Investments Australia Ltd. | Level 25, 360 Collins Street Melbourne, Victoria 3000,Australia |
| Templeton Global Holdings Ltd. | P.O. Box N-7759 Lyford Cay, Nassau,Bahamas |
| Franklin Templeton Holding Limited | C/o Pricewaterhouse Coopers LLP CathedralSquare,PortLouis,Mauritius |
| Franklin Templeton Services Limited | The Sweepstakes Centre BlockC,Ballsbridge,Dublin 4,Ireland |
|---|---|
| Closed Joint-Stock Company Templeton | 16/2 Ulitsa Tverskaya Pushkin Plaza, 5thFloor,103009Moscow,Russia |
| Templeton Global Advisors Limited | P.O. Box N-7759 Lyford Cay, Nassau,Bahamas |
| Templeton Asset Management (India) Private Limited Templeton Trustee Services (India) Private Limited |
Sakhar Bhavan, 1stFloor 230 Backbay Reclamation, Nariman Point, Mumbai, 400- 021 |
| Franklin Templeton International Services (India) PrivateLimited |
Sakhar Bhavan, 1stFloor, 230 Backbay Reclamation, Nariman Point,Mumbai,400-021 |
| Franklin Templeton Investment Management Limited |
Transpolis Schiphol Airport Polarisavenue 83G,2132JH Hoofddorf,Holland |
| Templeton Asset Management (Labuan) Limited | Lot H, Level 7 Wisma Oceanic, Jalan OKK Awang Besar 87007Federal Territory of Labuan,Malaysia |
| Franklin Templeton Investment Trust Management CoLtd (Korea) |
18thFloor, SKC Building 23-10 Youido-Dong,Youngdungpo-Gu, Seoul, S.Korea150-734 |
| Templeton Capital Advisors Ltd. | P.O. Box N-7759 Lyford Cay, Nassau,Bahamas |
| Fiduciary Trust Company International | 600 5thAvenue, 4thFloor NewYork, NewYork 10020 |
| Fiduciary Tax Services, Inc. | 600 5thAvenue NewYork, NewYork 10020 |
| Fiduciary Investment Corporation | 600 5thAvenue NewYork, NewYork 10020 |
| Fiduciary International, Inc. | 600 5thAvenue NewYork, NewYork 10020 |
| Fiduciary Financial Services Corp. | 600 5thAvenue NewYork, NewYork 10020 |
| Fiduciary International Holding Inc. | 1717 Pennsylvania Avenue N.W., Suite 630 Washington DC20006 |
| Fiduciary Investment Management International, Inc. |
1133 Connecticut Avenue, NW Suite 330, Washington D.C.20036 |
| Fiduciary Trust International of Delaware | 1220 North Market Street Wilmington,Delaware19801 |
| Fiduciary Trust International of California | One Franklin Parkway, Building 910, First Floor San Mateo, California 94403 |
| Fiduciary Trust International of the South | San Mateo Office: International Place, 100 S.E. 2ndStreet, Suite 2300 Miami,Florida 33131-1101 |
| Fiduciary Trust International of the South | Los Angeles Office: 444 South Flower Street, 32ndFloor, Los Angeles, CA 90071 |
| FTI- Banque Fiduciary Trust | Zurich Representative Office Bahnhofstrasse22,POBox, 8022 Zurich, Switzerland |
| FTI- Banque Fiduciary Trust | World Trade Center II, Route de Pre-Bois 29, CasePostale156,1215 Geneva15, Switzerland |
| Fiduciary International Ireland Limited | Deloitte & Touche House 29EarlsfortTerrace,Dublin 2,Ireland |
| FTCI(Cayman)Ltd. | 11 Dr.Roy’sDrive, Grand Cayman, Cayman Islands |
| FiduciaryTrustInternational Investment | KanematsuBldg., 5thFloor, |
| Management,Inc. | 2-14-1,Kyobashi, Chuo-ku,Tokyo104-0031 |
|---|---|
| Franklin Templeton Institutional AsiaLimited | TwoPacificPlace, Suite1903, 88 Queensway,HongKong |
| Fiduciary Trust International Limited | The Adelphi Building 1-11 John Adam Street LondonWC2N 6HT |
| Franklin Templeton Alternative Strategies, Inc. | 500 East Broward Boulevard, Suite 2100 Fort Lauderdale, FL 33394-3091 |
| Darby Holdings, Inc. | 1133 Connecticut Ave., NW, Suite 400 Washington, DC 20036 |
| Darby Overseas Partners, L.P. | 1133 Connecticut Ave., NW, Suite 400 Washington, DC 20036 |
| Darby Overseas Investments Ltd. | 1133 Connecticut Ave., NW, Suite 400 Washington, DC 20036 |
| Darby CEE Founder Partner II, LLC | 1133 Connecticut Ave., NW, Suite 400 Washington, DC 20036 |
| Darby Global SICAV Managers, LLC | 1133 Connecticut Ave., NW, Suite 400 Washington, DC 20036 |
| Darby Europe Mezzanine Management | Georgetown, Cayman Islands |
| MassMutual/Darby CBO IM, Inc. | 1133 Connecticut Ave., NW, Suite 400 Washington, DC 20036 |
| Darby Latin American Mezzanine Investments | Rua Jeronimo da Veiga 45 – 4thfloor 04536-000 Sao Paulo (SP) Brazil |
| Darby Emerging Markets Income Investments, LLC |
Georgetown, Cayman Islands |
| Darby Emerging Markets Income Investments, Ltd. |
Georgetown, Cayman Islands |
| Darby Asia Investors, Ltd. | Unit 1607-1608, 16thFloor, Charter House, 8 Connaught Road, Central, Hong Kong |
| Darby-BBVA Latin American Investors, Ltd. | Rua Jeronimo da Veiga 45 – 4thfloor 04536-000 Sao Paulo (SP) Brazil |
| Darby Emerging Markets Investments LDC | Georgetown, Cayman Islands |
| Asia Infrastructure Mezzanine Capital Management Co., Ltd. |
Unit 1607-1608, 16thFloor, Charter House, 8 Connaught Road, Central, Hong Kong |
| Darby Asia Investors (HK), Ltd. | Unit 1607-1608, 16thFloor, Charter House, 8 Connaught Road, Central, Hong Kong |
| DBVA Mexico Holdings I, LLC | Montes Urales 770, Officina 401, Col. Lomas de Chapultepec, Mexico, D.F. 11000 |
| DBVA Mexico Holdings II, LLC | Montes Urales 770, Officina 401, Col. Lomas de Chapultepec, Mexico, D.F. 11000 |
| DBVA de Mexico, S. de R.L. de C.V. | Montes Urales 770, Officina 401, Col. Lomas de Chapultepec, Mexico, D.F. 11000 |
| C&EE General Partners Ltd. | St. Helier Jersey, Channel Islands |
| Emerging Europe Beteiligungsverwaltung GMBH |
Dr. Karl Lueger-Ring 10, 1010 Vienna, Austria |
| C&EE Private Equity Partners, L.P. | St. Helier Jersey, Channel Islands |
|---|---|
| Franklin Templeton Institutional, LLC | One Franklin Parkway, San Mateo, CA 94403-1906 |
| Franklin Templeton AMC Limited | Century Centre, 75 TTK Road, Chennai, India 600018 |
| Pioneer ITI Mutual Fund Private Limited | Century Centre, 75 TTK Road, Chennai, India 600018 |
| Templeton Restructured Investments, LLC | 500 E. Broward Blvd., Suite 2100, Fort Lauderdale, FL 33394-3091 |
| TRFI Investments Limited | 2-4 Arch Makarios III Avenue, Capital Centre 9thFloor, 1505 Nicosia, Cyprus |
This is the annexure of 5 pages marked Annexure A signed by me and dated 1 September 2009.
........................................................................... Lori A. Weber, Assistant Secretary
ANNEXURE B
DETAILS OF ENTITLEMENTS AND RELEVANT INTERESTS
| 1. Holder of Relevant Interest | 2. Nature of Relevant Interest |
3. Class & Number of Shares (Ords) |
4. Date of Acquisition |
5. Considerati on in AUD$ |
|---|---|---|---|---|
| Franklin Advisors | Acquisition | 5,000,000 | 5/20/2009 | 0.2550 |
| Franklin Advisors | Acquisition | 4,500,000 | 5/27/2009 | 0.2500 |
| Franklin Advisors | Acquisition | 500,000 | 5/28/2009 | 0.2500 |
| Franklin Advisors | Acquisition | 10,000,000 | 7/9/2009 | 0.2025 |
| Franklin Advisors | Acquisition | 20,000,000 | 7/10/2009 | 0.1882 |
| Franklin Advisors | Acquisition | 3,461,382 | 7/14/2009 | 0.1876 |
| Franklin Advisors | Acquisition | 2,000,000 | 7/15/2009 | 0.1863 |
| Franklin Advisors | Acquisition | 5,683,757 | 8/25/2009 | 0.2100 |
| Franklin Advisors | Acquisition | 1,616,996 | 8/26/2009 | 0.2194 |
| Franklin Advisors | Acquisition | 145,581 | 8/27/2009 | 0.2200 |
| Franklin Advisors | Acquisition | 553,666 | 8/28/2009 | 0.2200 |
| Franklin Advisors | Acquisition | 2,176,799 | 8/31/2009 | 0.2294 |
| 6. Registered Holder of Shares HSBC BANK AUSTRALIA SYDNEY JPMORGAN CHASE LTD SYDNEY NATIONAL AUSTRALIA BANK |
||||
| 7. Class of Shares |
Number of Shares |
|||
| Ordinary | 67,354 | |||
| Ordinary | 130,790 | |||
| Ordinary | 75,440,037 | |||
| 8. Person entitled to be registered as holder | 9. Class of shares | Number of Shares |
||
| MUTUAL FUNDS | ||||
| Frk Gold & Precious Metal | Ordinary | 73,461,382 | ||
| FSS Fr Natural Resources | Ordinary | 1,978,655 | ||
| FTIF – Fr Natural Resources | Ordinary | 130,790 | ||
| Fr Natural Resources EqM | Ordinary | 67,354 |
NOTES
1. Nature of Relevant Interest:
-
Except as provided below, the relevant interest of each of FRI and the bodies corporate referred to in paragraph 1 of Annexure A was acquired by virtue of an associate of, or related body corporate each of FRI and the bodies corporate referred to in paragraph 1 of Annexure A, acquiring a relevant interest in voting shares of the company.
-
The nature of the relevant interest acquired by the bodies corporate referred to in item 1 of Annexure B in relation to the voting shares referred to in item 3 of Annexure B arose by virtue of those companies having the right to dispose of the shares in the company as a result of the Investment Management Agreements set out below:
Investment Management Agreement between Franklin Advisers, Inc. and Frk Gold & Precious Metal
Investment Management Agreement between Franklin Advisers, Inc. and FSS Fr Natural Resources
Investment Management Agreement between Franklin Advisers, Inc. and FTIF – Fr Natural Resources
Sub-advisory Agreement between Franklin Advisers, Inc. and Fr Natural Resources Eq M
-
Particulars of any relevant agreement or other circumstances by which the relevant interest was acquired: the interests were acquired in the ordinary course of business on the stock market of a stock exchange in accordance with the rules of the stock exchange and containing no terms or conditions other than the standard terms or conditions.
-
Particulars of any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the shares to which the relevant interests relates: not applicable.
-
Consideration
Details of any and all benefits other than money, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition: not applicable.
This is the annexure of 2 pages marked Annexure B referred to in the Form 603 - Initial Substantial Shareholder Notice signed by me and dated 1 September 2009.
.................................................................. Lori A. Weber, Assistant Secretary