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SS&C Technologies Holdings Inc — Director's Dealing 2018
May 9, 2018
14796_dirs_2018-05-08_8b03cc11-a1bd-4d84-8d2f-5dc9e0a80d7a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2018-05-04
Reporting Person: Igoe Paul Gerard (SVP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-04 | Common Stock | M | 112000 | $11.375 | Acquired | 112000 | Direct |
| 2018-05-04 | Common Stock | S | 112000 | $48.1737 | Disposed | 0 | Direct |
| 2018-05-07 | Common Stock | M | 38000 | $11.375 | Acquired | 38000 | Direct |
| 2018-05-07 | Common Stock | S | 38000 | $48.5308 | Disposed | 0 | Direct |
| 2018-05-07 | Common Stock | M | 24400 | $21.10 | Acquired | 24400 | Direct |
| 2018-05-07 | Common Stock | S | 24400 | $48.5308 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-04 | Stock Option (right to buy) | $11.375 | M | 112000 | Disposed | 2023-01-07 | 0 (112000) | Direct |
| 2018-05-07 | Stock Option (right to buy) | $11.375 | M | 38000 | Disposed | 2023-01-07 | 0 (38000) | Direct |
| 2018-05-07 | Stock Option (right to buy) | $21.10 | M | 24400 | Disposed | 2023-12-20 | 0 (24400) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $47.51 to $48.69. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $48.20 to $48.95. The
reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide
full information regarding the number of shares sold at each separate price.
F3: The option is a "time-based" option that vested in full on January 7, 2017.
F4: The option is a "time-based" option that vested in full on December 20, 2017.