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SS&C Technologies Holdings Inc — Director's Dealing 2017
Mar 22, 2017
14796_dirs_2017-03-22_14eb3d91-fe74-4328-aeb4-6f2d250dce37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2017-03-20
Reporting Person: Etherington William A (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-03-20 | Common Stock | M | 6000 | $30.19 | Acquired | 68500 | Direct |
| 2017-03-20 | Common Stock | S | 6000 | $36.0615 | Disposed | 62500 | Direct |
| 2017-03-20 | Common Stock | M | 6000 | $30.445 | Acquired | 68500 | Direct |
| 2017-03-20 | Common Stock | S | 6000 | $36.0615 | Disposed | 62500 | Direct |
| 2017-03-21 | Common Stock | M | 6000 | $11.545 | Acquired | 68500 | Direct |
| 2017-03-21 | Common Stock | M | 6000 | $15.835 | Acquired | 74500 | Direct |
| 2017-03-21 | Common Stock | M | 6000 | $21.385 | Acquired | 80500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-03-20 | Stock Option (right to buy) | $30.19 | M | 6000 | Acquired | 2025-05-28 | Common Stock (6000) | Direct |
| 2017-03-20 | Stock Option (right to buy) | $30.445 | M | 6000 | Acquired | 2026-05-25 | Common Stock (6000) | Direct |
| 2017-03-21 | Stock Option (right to buy) | $11.545 | M | 6000 | Acquired | 2022-11-28 | Common Stock (6000) | Direct |
| 2017-03-21 | Stock Option (right to buy) | $15.835 | M | 6000 | Acquired | 2023-05-29 | Common Stock (6000) | Direct |
| 2017-03-21 | Stock Option (right to buy) | $21.385 | M | 6000 | Acquired | 2024-05-29 | Common Stock (6000) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.02 to $36.15. The reporting person undertakes, upon request by the Staff of Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The stock option was fully vested as of the date of grant, May 28,2015.
F3: The stock option was fully vested as of the date of grant, May 25,2016.
F4: The stock option was fully vested as of the date of grant, November 28,2012.
F5: The stock option was fully vested as of the date of grant, May 29,2013.
F6: The stock option was fully vested as of the date of grant, May 29,2014.