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SS&C Technologies Holdings Inc — Director's Dealing 2016
Jan 6, 2016
14796_dirs_2016-01-06_3bdc3d8c-2e6f-410b-ba17-721cdd8c2f89.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2016-01-05
Reporting Person: STONE WILLIAM C (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-01-05 | Common Stock | M | 152275 | $8.77 | Acquired | 15363570 | Direct |
| 2016-01-05 | Common Stock | S | 152275 | $66.7396 | Disposed | 15211295 | Direct |
| 2016-01-06 | Common Stock | M | 12225 | $8.77 | Acquired | 15223520 | Direct |
| 2016-01-06 | Common Stock | S | 12225 | $65.31 | Disposed | 15211295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-01-05 | Stock Option (Right to Buy) | $8.77 | A | 152275 | Acquired | 2016-08-09 | Common Stock (152275) | Direct |
| 2016-01-06 | Stock Otion (right to buy) | $8.77 | A | 12225 | Acquired | 2016-08-09 | Common Stock (12225) | Direct |
Footnotes
F1: Amount includes 2,703,846 Class A non-voting common shares.
F2: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $66.18 to $66.95. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $65.11 to $65.51. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: The option is a "time-based" option that vested in full on November 23, 2009.