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SS&C Technologies Holdings Inc — Director's Dealing 2016
Aug 3, 2016
14796_dirs_2016-08-03_edc8c34c-925a-4f20-b3da-b5a3fc735d90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2016-08-01
Reporting Person: BOULANGER NORMAND A (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Common Stock | M | 177500 | $4.385 | Acquired | 307500 | Direct |
| 2016-08-01 | Common Stock | S | 177500 | $31.7289 | Disposed | 130000 | Direct |
| 2016-08-02 | Common Stock | M | 149784 | $4.385 | Acquired | 279784 | Direct |
| 2016-08-02 | Common Stock | S | 49784 | $31.012 | Disposed | 230000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Stock Option (right to buy) | $4.385 | M | 177500 | Acquired | 2016-08-09 | Common Stock (177500) | Direct |
| 2016-08-02 | Stock Option (right to buy) | $4.385 | M | 6208 | Acquired | 2016-08-09 | Common Stock (6208) | Direct |
| 2016-08-02 | Stock Option (right to buy) | $4.385 | M | 143576 | Acquired | 2016-08-09 | Common Stock (143576) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.500 to $32.040. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.00 to $31.17 The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The option is a "performance-based" option that vested in full on December 31, 2011.
F4: The option is a "performance-based" option that vested in full on December 31, 2010.