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SS&C Technologies Holdings Inc — Director's Dealing 2016
Aug 3, 2016
14796_dirs_2016-08-03_128dce07-5aeb-4ca3-a630-ffa1b613fdc2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2016-08-01
Reporting Person: STONE WILLIAM C (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-01 | Common Stock | M | 469160 | $4.385 | Acquired | 31391750 | Direct |
| 2016-08-01 | Common Stock | M | 469160 | $31.5197 | Disposed | 30922590 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-08-01 | Stock Option (Right to Buy) | $4.385 | A | 434724 | Acquired | 2016-08-09 | Common Stock (434724) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $4.385 | A | 30752 | Acquired | 2016-08-09 | Common Stock (30752) | Direct |
| 2016-08-01 | Stock Option (Right to Buy) | $4.385 | A | 3684 | Acquired | 2016-08-09 | Common Stock (3684) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.2500 to $32.1900. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The option is a "performance-based" option that vested in full on December 31, 2007.
F3: The option is a "performance-based" option that vested in full on December 31, 2008.
F4: The option is a "performance-based" option that vested in full on December 31, 2010.