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SS&C Technologies Holdings Inc — Director's Dealing 2015
Jan 5, 2015
14796_dirs_2015-01-05_8a2556ba-7ac0-4556-b248-26f97b12c130.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2015-01-02
Reporting Person: PEDONTI PATRICK J (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-02 | Common Stock | M | 6059 | $8.77 | Acquired | 6059 | Direct |
| 2015-01-02 | Common Stock | S | 6059 | $55.0127 | Disposed | 0 | Direct |
| 2015-01-02 | Common Stock | M | 8941 | $8.77 | Acquired | 8941 | Direct |
| 2015-01-02 | Common Stock | S | 8941 | $55.0127 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-02 | Stock Option (right to buy) | $8.77 | M | 6059 | Disposed | 2016-08-09 | Common Stock (6059) | Direct |
| 2015-01-02 | Stock Option (right to buy) | $8.77 | M | 8941 | Disposed | 2016-08-09 | Common Stock (8941) | Direct |
Footnotes
F1: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $53.72 to $57.93. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The option is a "performance-based" option that vested in full on December 31, 2009.
F4: The option is a "performance-based" option that vested in full on December 31, 2010.