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SS&C Technologies Holdings Inc — Director's Dealing 2015
Dec 9, 2015
14796_dirs_2015-12-09_dc42cc82-0f89-48d5-89e2-fd899ca6e496.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2015-12-07
Reporting Person: STONE WILLIAM C (Director, Chairman of the Board & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-12-07 | Common Stock | M | 114902 | $8.77 | Acquired | 15326197 | Direct |
| 2015-12-07 | Common Stock | S | 114902 | $70.1933 | Disposed | 15211295 | Direct |
| 2015-12-08 | Common Stock | M | 135098 | $8.77 | Acquired | 15346393 | Direct |
| 2015-12-08 | Common Stock | S | 135098 | $69.286 | Disposed | 15211295 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-12-07 | Stock Option (Right to Buy) | $8.77 | A | 114902 | Acquired | 2016-08-09 | Common Stock (114902) | Direct |
| 2015-12-08 | Stock Otion (right to buy) | $8.77 | A | 135098 | Acquired | 2016-08-09 | Common Stock (135098) | Direct |
Footnotes
F1: Amount includes 2,703,846 Class A non-voting common shares.
F2: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F3: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $69.8150 to $71.5800. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $68.8700 to $69.7100. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5: The option is a "time-based" option that vested in full on November 23, 2009.