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SS&C Technologies Holdings Inc — Director's Dealing 2015
Dec 2, 2015
14796_dirs_2015-12-02_1824199b-d563-45f7-aec9-2fe1697fd039.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2015-11-30
Reporting Person: Kanwar Rahul (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-30 | Common Stock | M | 2220 | $8.77 | Acquired | 12220 | Direct |
| 2015-11-30 | Common Stock | S | 2220 | $72.0094 | Disposed | 10000 | Direct |
| 2015-11-30 | Common Stock | M | 47506 | $8.77 | Acquired | 57506 | Direct |
| 2015-11-30 | Common Stock | S | 47506 | $72.0094 | Disposed | 10000 | Direct |
| 2015-12-01 | Common Stock | M | 10494 | $8.77 | Acquired | 20494 | Direct |
| 2015-12-01 | Common Stock | S | 10494 | $72.0507 | Disposed | 10000 | Direct |
| 2015-12-01 | Common Stock | M | 42500 | $14.53 | Acquired | 52500 | Direct |
| 2015-12-01 | Common Stock | S | 27500 | $72.0507 | Disposed | 25000 | Direct |
| 2015-12-01 | Common Stock | M | 67500 | $13.48 | Acquired | 92500 | Direct |
| 2015-12-01 | Common Stock | S | 67500 | $72.0507 | Disposed | 25000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-30 | Stock Option (right to buy) | $8.77 | M | 2220 | Acquired | 2016-08-09 | Common Stock (2220) | Direct |
| 2015-11-30 | Stock Option (right to buy) | $8.77 | M | 47506 | Acquired | 2016-08-09 | Common Stock (47506) | Direct |
| 2015-12-01 | Stock Option (right to buy) | $8.77 | M | 10494 | Acquired | 2016-08-09 | Common Stock (10494) | Direct |
| 2015-12-01 | Stock Option (right to buy) | $14.53 | M | 42500 | Acquired | 2020-03-23 | Common Stock (42500) | Direct |
| 2015-12-01 | Stock Option (right to buy) | $13.48 | M | 67500 | Acquired | 2021-10-03 | Common Stock (67500) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $72.00 to $72.06. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $72.00 to $72.28. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The option is a "performance-based" option that vested in full on December 31, 2011.
F4: The option is a "time-based" option that vested in full on November 23, 2009.
F5: The option is a "time-based" option that vested in full on March 23, 2014.
F6: The option is a "time-based" option that vested in full on October 3, 2015.