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SS&C Technologies Holdings Inc — Director's Dealing 2014
Jan 3, 2014
14796_dirs_2014-01-03_cbbe081e-139e-4a3f-aeab-83eb1eb3b787.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2014-01-02
Reporting Person: PEDONTI PATRICK J (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-02 | Common Stock | M | 5032 | $8.77 | Acquired | 5032 | Direct |
| 2014-01-02 | Common Stock | S | 5032 | $44.1943 | Disposed | 0 | Direct |
| 2014-01-02 | Common Stock | M | 9968 | $8.77 | Acquired | 9968 | Direct |
| 2014-01-02 | Common Stock | S | 9968 | $44.1943 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-02 | Stock Option (right to buy) | $8.77 | M | 5032 | Disposed | 2016-08-09 | Common Stock (5032) | Direct |
| 2014-01-02 | Stock Option (right to buy) | $8.77 | M | 9968 | Disposed | 2016-08-09 | Common Stock (9968) | Direct |
Footnotes
F1: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $43.74 to $44.48. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The option is a "time-based" option that vested as to 25% of the shares on November 23, 2006 and as to 1/36 of the shares each month thereafter until fully vested on November 23, 2009.
F4: The option is a "performance-based" option that vested in full on December 31, 2007.