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SS&C Technologies Holdings Inc — Director's Dealing 2014
May 15, 2014
14796_dirs_2014-05-15_7d381d6a-2490-4932-98a6-3fc7272e6e3c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2014-05-13
Reporting Person: BOULANGER NORMAND A (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-13 | Common Stock | M | 23588 | $8.77 | Acquired | 23588 | Direct |
| 2014-05-13 | Common Stock | S | 23588 | $41.5212 | Disposed | 0 | Direct |
| 2014-05-13 | Common Stock | M | 25600 | $8.77 | Acquired | 25600 | Direct |
| 2014-05-13 | Common Stock | S | 25600 | $41.5212 | Disposed | 0 | Direct |
| 2014-05-14 | Common Stock | M | 54649 | $8.77 | Acquired | 54649 | Direct |
| 2014-05-14 | Common Stock | S | 54649 | $40.2277 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-13 | Stock Option (right to buy) | $8.77 | M | 23588 | Disposed | 2016-08-09 | Common Stock (23588) | Direct |
| 2014-05-13 | Stock Optoin (right to buy) | $8.77 | M | 25600 | Disposed | 2016-08-09 | Common Stock (25600) | Direct |
| 2014-05-14 | Stock Option (right to buy) | $8.77 | M | 54649 | Disposed | 2016-08-09 | Common Stock (54649) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $41.25 to $41.59. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $40.06 to $40.45. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The option is a "performance-based" option that vested on December 31, 2008 upon the determination that the performance criteria was satisfied.
F4: The option is a "performance-based" option that vested on December 31, 2009 upon the determination that the performance criteria was satisfied.