AI assistant
SS&C Technologies Holdings Inc — Director's Dealing 2013
May 20, 2013
14796_dirs_2013-05-20_a6e1d4e5-8acb-4bcf-8ed4-ea60f402256f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2013-05-16
Reporting Person: Kanwar Rahul (Senior Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-16 | Common Stock | M | 220 | $6.42 | Acquired | 220 | Direct |
| 2013-05-16 | Common Stock | S | 220 | $32.0685 | Disposed | 0 | Direct |
| 2013-05-16 | Common Stock | M | 9173 | $8.77 | Acquired | 9173 | Direct |
| 2013-05-16 | Common Stock | S | 9173 | $32.0685 | Disposed | 0 | Direct |
| 2013-05-17 | Common Stock | M | 92827 | $8.77 | Acquired | 92827 | Direct |
| 2013-05-17 | Common Stock | S | 92827 | $31.9171 | Disposed | 0 | Direct |
| 2013-05-17 | Common Stock | M | 10000 | $8.77 | Acquired | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-16 | Stock Option (right to buy) | $6.42 | M | 220 | Disposed | 2015-05-16 | Common Stock (220) | Direct |
| 2013-05-16 | Stock Option (right to buy) | $8.77 | M | 9173 | Disposed | 2016-08-09 | Common Stock (9173) | Direct |
| 2013-05-17 | Stock Option (right to buy) | $8.77 | M | 92827 | Disposed | 2016-08-09 | Common Stock (92827) | Direct |
| 2013-05-17 | Stock Option (right to buy) | $8.77 | M | 10000 | Disposed | 2016-08-09 | Common Stock (10000) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $32.01 to $32.15. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $31.80 to $32.00. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The vesting of this "time-based" option accelerated and became vested in full on November 23, 2005 pursuant to the terms of the option award agreement.
F4: This option is a "performance-based" option that vested on December 31, 2007 based on the satisfaction of the established performance target.
F5: The option is a "performance-based" option that vested on varying dates between December 31, 2007 and December 31, 2011 based on satisfaction of established performance targets.
F6: The option is a "time-based" option that vested as to 25% of the shares on November 23, 2006 and as to 1/36 of the shares each month thereafter until fully vested on November 23, 2009.