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SS&C Technologies Holdings Inc — Director's Dealing 2013
Aug 2, 2013
14796_dirs_2013-08-02_9e137374-2476-4a37-81f0-de85fee9b951.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2013-08-01
Reporting Person: PEDONTI PATRICK J (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-01 | Common Stock | M | 15000 | $8.77 | Acquired | 15000 | Direct |
| 2013-08-01 | Common Stock | S | 15000 | $36.3345 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-01 | Stock Option (right to buy) | $8.77 | M | 15000 | Disposed | 2016-08-09 | Common Stock (15000) | Direct |
Footnotes
F1: Open market transaction pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.12 to $36.53. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3: The option is a "time-based" option that vested as to 25% of the shares on November 23, 2006 and as to 1/36 of the shares each month thereafter until fully vested on November 23, 2009.