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SS&C Technologies Holdings Inc — Director's Dealing 2013
Aug 9, 2013
14796_dirs_2013-08-08_218a92c0-aacf-4bc8-b225-1c0fad1287a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2013-08-06
Reporting Person: BOULANGER NORMAND A (Director, President and COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-06 | Common Stock | M | 6072 | $4.20 | Acquired | 6072 | Direct |
| 2013-08-06 | Common Stock | S | 6072 | $36.1026 | Disposed | 0 | Direct |
| 2013-08-06 | Common Stock | M | 120412 | $8.77 | Acquired | 120412 | Direct |
| 2013-08-06 | Common Stock | S | 120412 | $36.1026 | Disposed | 0 | Direct |
| 2013-08-07 | Common Stock | M | 100 | $8.77 | Acquired | 100 | Direct |
| 2013-08-07 | Common Stock | S | 100 | $35.50 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-06 | Stock Option (right to buy) | $4.20 | M | 6072 | Disposed | 2014-10-18 | Common Stock (6072) | Direct |
| 2013-08-06 | Stock Option (right to buy) | $8.77 | M | 120412 | Disposed | 2016-08-09 | Common Stock (120412) | Direct |
| 2013-08-07 | Stock Optoin (right to buy) | $8.77 | M | 100 | Disposed | 2016-08-09 | Common Stock (100) | Direct |
Footnotes
F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $36.00 to $36.68. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2: The option is a "time-based" option that vested as to 25% of the shares on October 18, 2005 and as to 1/36 of the shares each month thereafter until November 23, 2005 when the option became fully vested.
F3: The option is a "performance-based" option that vested on December 31, 2007 upon the determination that the performance criteria was satisfied.