SS&C Technologies Holdings Inc — Director's Dealing 2012

Dec 14, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SS&C Technologies Holdings Inc (SSNC)
CIK: 0001402436
Period of Report: 2012-12-11

Reporting Person: WHITMAN STEPHEN V R (SVP and General Counsel)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-11	Common Stock	M	9921	$8.77	Acquired	9921	Direct
2012-12-11	Common Stock	S	9921	$23.29	Disposed	0	Direct
2012-12-12	Common Stock	M	6239	$8.77	Acquired	6239	Direct
2012-12-12	Common Stock	S	6239	$23.14	Disposed	0	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-12-11	Stock Option (right to buy)	$8.77	M	9921	Disposed	2016-08-09	Common Stock (9921)	Direct
2012-12-12	Stock Option (right to buy)	$8.77	M	6239	Disposed	2016-08-09	Common Stock (6239)	Direct

Footnotes

F1: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $23.25 to $23.44. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $23.10 to $23.23. The reporting person undertakes, upon request by the Staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F3: The option grant of August 9, 2006 consisted of 1) 120,686 "time-based" options that vested as to 25% on November 23, 2006 and as to 1/36th of the shares each month thereafter until fully vested on November 23, 2009, 2) 120,686 "performance-based" options that vested based on the determination of the Issuer's board of directors as to the satisfaction of certain performance criteria for each fiscal year 2006-2010 which were met resulting in the 100% vesting of such options, and 3) 60,343 "superior-options" which, upon the Issuer's initial public offering, became "performance-based" options that vested based on the determination of the Issuer's board of directors as to the satisfaction of certain performance criteria for fiscal years 2010 and 2011 which were met resulting in the 100% vesting of such options. Of the total 301,715 options granted, the reporting person previously exercised 48,507 options in February 2011, 89,999 options in August 2012 and 60,000 options in December 2012.