AI assistant
SRx Health Solutions, Inc. — Director's Dealing 2021
Aug 23, 2021
35114_dirs_2021-08-23_f4b37ba0-3dba-47e5-83bb-12a52ba6fcf6.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Better Choice Co Inc. (BTTR)
CIK: 0001471727
Period of Report: 2021-08-19
Reporting Person: Sauermann Robert (EVP, Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-20 | Common Stock | P | 3000 | $3.52 | Acquired | 8000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-19 | Stock Options - Right to Buy | $5.0 | A | 15000 | Acquired | 2031-08-19 | Common Stock (15000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 65181 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Purchase Warrants - Right to Buy | $25.5 | 2030-06-30 | Common Stock (1203.0) | 1203 | Indirect |
| Stock Options - Right to Buy | $5.0 | 2031-07-08 | Common Stock (33333.0) | 33333 | Direct |
| Stock Options - Right to Buy | $3.6 | 2029-12-19 | Common Stock (66667.0) | 66667 | Direct |
| Stock Options - Right to Buy | $8.82 | 2031-03-03 | Common Stock (75000.0) | 75000 | Direct |
| Purchase Warrants - Right to Buy | $4.5 | 2026-10-01 | Common Stock (33334.0) | 33334 | Indirect |
| Stock Options - Right to Buy | $7.74 | 2031-01-08 | Common Stock (16667.0) | 16667 | Direct |
| Purchase Warrants - Right to Buy | $7.5 | 2027-01-22 | Common Stock (3334.0) | 3334 | Indirect |
| Stock Options - Right to Buy | $3.6 | 2030-10-08 | Common Stock (16667.0) | 16667 | Direct |
Footnotes
F1: The number of shares reported as directly owned has been increased by 5,000 and the number of shares reported as indirectly owned by SFV Holdings LLC has been decreased by 5,000 to correct an administrative error in previous reports.
F2: Options granted on August 19, 2021 and 67% of the options shall vest as to 1/3rd of the shares on the first annual anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter, and 33% of the options shall vest as to 1/3rd of the shares on the 18 month anniversary of the grant date and 1/36th of the shares to vest on each monthly anniversary thereafter.
F3: Options exercisable according to the vesting terms in the related option agreement.