SRH Total Return Fund, Inc. — Director's Dealing 2020

Feb 24, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BOULDER GROWTH & INCOME FUND (BIF)
CIK: 0000102426
Period of Report: 2020-02-20

Reporting Person: John S. Horejsi Trust (10% Owner)

Holdings (Non-Derivative)

Security	Shares	Ownership
COMMON STOCK	657098	Direct

Footnotes

F1: On February 20, 2020, the Reporting Person (also referred to as the "JSHT") received a distribution of 657,098 shares (the "Shares") of Boulder Growth & Income Fund, Inc. (the "Company") from an affiliated trust, the LBT 2019 Trust (the "2019 Trust"). The Reporting Person received the Shares pursuant to a general power of appointment granted under the 2019 Trust to John S. Horejsi, the JSHT's grantor. The 2019 Trust allows Mr. Horejsi to appoint Shares allocated to him under such trust in his discretion and he elected to appoint such Shares to JSHT.

F2: The trustee of the JSHT is Peak Trust Company-AK, which may be deemed to control the JSHT. As a result of his advisory role with the JSHT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JSHT. However, Mr. Stewart Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JSHT.

F3: The JSHT and trusts, persons and entities affiliated with the JSHT, including the 2019 Trust, Lola Brown Trust No. 1B, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Susan L. Ciciora Trust, Stewart West Indies Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.