Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

SRH Total Return Fund, Inc. Director's Dealing 2020

Jun 16, 2020

31784_dirs_2020-06-16_896c8d0d-c866-450e-a49f-c758c32112a8.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: BOULDER GROWTH & INCOME FUND (BIF)
CIK: 0000102426
Period of Report: 2020-06-12

Reporting Person: John S. Horejsi Trust (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-12 COMMON STOCK P 20749 $9.5657 Acquired 677847 Direct

Footnotes

F1: On June 12, 2020, the Reporting Person (also referred to as the "JSHT") received a distribution of 20,749 shares (the "Shares") of Boulder Growth & Income Fund, Inc. ( the "Company") from an affiliated trust, the Lola Brown Trust No. 1B (the "Trust"). The Trust distributed the Shares to the Reporting Person at the request of John S. Horejsi, who is a discretionary beneficiary of the Trust and the grantor of the JSHT.

F2: The trustee of the JSHT is Peak Trust Company-AK, which may be deemed to control the JSHT. As a result of his advisory role with the JSHT, Stewart R. Horejsi may be deemed to have indirect beneficial ownership of the Shares directly beneficially owned by the JSHT. However, Mr. Horejsi disclaims such beneficial ownership of the Shares directly beneficially held by the JSHT.

F3: The JSHT and trusts, persons and entities affiliated with the JSHT, including the Trust, the LBT 2019 Trust, Ernest Horejsi Trust No. 1B, Mildred B. Horejsi Trust, Stewart R. Horejsi Trust No. 2, Stewart West Indies Trust, Susan L. Ciciora Trust, John X. Ciciora Trust, Jack S. Ciciora Trust, Amanda N. Ciciora Trust, Courtney M. Ciciora Trust and Susan L. Ciciora own an aggregate of 45,384,254 shares of the Company.