SRH Total Return Fund, Inc. — Director's Dealing 2020

Nov 9, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: BOULDER GROWTH & INCOME FUND (BIF)
CIK: 0000102426
Period of Report: 2020-11-05

Reporting Person: Sun Life Assurance Co of Canada (N/A)
Reporting Person: SUN LIFE FINANCIAL INC (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
2.62% Series A Senior Notes due November 5, 2030		Direct
2.72% Series B Senior Notes due November 5, 2032		Direct
2.62% Series A Senior Notes due November 5, 2030		Indirect
2.72% Series B Senior Notes due November 5, 2032		Indirect

Footnotes

F1: Sun Life Financial Inc. (a) owns 100% of the outstanding common stock of Sun Life Assurance Company of Canada, the direct owner of $18,200,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $13,600,000 of the 2.72% Series B Senior Notes due November 5, 2032 and (b) indirectly owns 100% of the outstanding shares of the common stock of Sun Life Capital Management (U.S.) LLC, which is deemed to be the beneficial owner of $1,800,000 of the 2.62% Series A Senior Notes due November 5, 2030 and $1,400,000 of the 2.72% Series B Senior Notes due November 5, 2032 on behalf of certain of its investment advisory clients.